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Results: 1-10 of 52

CFTC proposes rule on margin requirements for uncleared swaps in cross-border transactions
  • Katten Muchin Rosenman LLP
  • USA
  • July 10 2015

On June 29, the Commodity Futures Trading Commission proposed a rule that is intended to clarify the extent to which covered swap entities must


SEC proposes rules for security-based swap activity of non-US persons in the United States
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2015

On April 29, the Securities and Exchange Commission (SEC) proposed some additional rules for security-based swaps (SBS) that reflect a firm belief


CFTC issues relief to swap dealers regarding legacy SPV swaps
  • Katten Muchin Rosenman LLP
  • USA
  • April 3 2015

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued no-action relief to swap dealers


Global regulators push back margin requirements for non-cleared derivatives
  • Katten Muchin Rosenman LLP
  • Global, USA
  • March 20 2015

On March 18, the Basel Committee on Banking Supervision and the International Organization of Securities Commissions (IOSCO) published a "final"


SEC publishes rules for reporting Security-Based Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

On February 11, the Securities and Exchange Commission published the texts for two final rules and one proposed rule relating to the reporting of


New law aligns clearing and margin exceptions for swaps
  • Katten Muchin Rosenman LLP
  • USA
  • January 16 2015

On January 13, President Obama signed legislation that aligns the rules relating to swap clearing and mandatory margin for uncleared swaps so that


Swap Push-Out Rule narrowed
  • Katten Muchin Rosenman LLP
  • USA
  • December 19 2014

The so-called "Push-Out Rule" relating to swap activity conducted by banks has been significantly narrowed in scope by a provision in the


CFTC interprets obligations to send initial margin segregation notices and reports
  • Katten Muchin Rosenman LLP
  • USA
  • November 7 2014

On October 31, the Commodity Futures Trading Commission issued a staff interpretation concerning its rules that oblige swaps dealers and major swap


The re-proposed margin rules for non-cleared swaps: some issues and suggestions for end users
  • Katten Muchin Rosenman LLP
  • USA
  • October 31 2014

The US banking regulators and the Commodity Futures Trading Commission (CFTC) have each recently re-proposed margin rules for non-cleared swaps (the


SEC adopts first installment of rules for cross-border security-based swap activity
  • Katten Muchin Rosenman LLP
  • USA
  • July 16 2014

On June 25, 2014, the Securities and Exchange Commission (SEC) re-started its rulemaking for security-based swaps (SBS) under Title VII of the