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Results: 1-10 of 67

CFTC Proposes New Rules for Cross-Border Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • October 14 2016

On October 10, the Commodity Futures Trading Commission proposed new rules for cross-border swaps (the Proposed Rules) that are intended to supersede


CFTC Chairman Proposes Extension of Phase-In De Minimis Amount Termination Date
  • Katten Muchin Rosenman LLP
  • USA
  • September 16 2016

Under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), dealers who execute a notional amount of swaps that


SEC Adopts Changes to Security-Based Swap Reporting Rules
  • Katten Muchin Rosenman LLP
  • USA
  • July 15 2016

On July 13, the Securities and Exchange Commission adopted a miscellaneous set of amendments to, and issued some guidance concerning, its rules for


SEC Adopts Trade Acknowledgement and Verification Rules for Security-Based Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • June 10 2016

On June 8, the Securities and Exchange Commission announced the adoption of the Securities Exchange Act of 1934 (Exchange Act) Rules 15Fi-1 and


CFTC Proposes Additional Interest Rate Swaps For Clearing Requirement
  • Katten Muchin Rosenman LLP
  • USA
  • June 10 2016

The Commodity Futures Trading Commission is proposing to add certain interest rate swaps in nine new currencies to the list of interest rate swaps


CFTC Adopts Final Rule for Cross-Border Application of Swap Margin Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • May 27 2016

On May 24, the Commodity Futures Trading Commission adopted by a 2-1 vote a final rule that specifies how the CFTC's margin rules for uncleared swaps


SEC Adopts Business Conduct Rules and Chief Compliance Officer Requirements for Swap Dealers and Major Security-Based Swap Participants
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2016

On April 13, the Securities and Exchange Commission voted to adopt final rules (the "Final Rules") implementing business conduct standards and chief


SEC Adopts Additional Rule for Cross-Border Security-Based Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • February 26 2016

The Security Exchange Commission has added an additional piece to its array of cross-border rules for security-based swaps (SBS). The new rule


Congress Provides Swap Clearing and Margin Exemption for Central Treasury Units
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Section 705 of the Consolidated Appropriations Act, 2016, that was signed by President Obama on December 18, 2015, amends Section 2(h)(7)(D) of the


Proposed CFTC Regulation To Impact Algorithmic Trading and Traders
  • Katten Muchin Rosenman LLP
  • USA
  • December 15 2015

On November 25, 2015, the Commodity Futures Trading Commission (the "Commission" or the CFTC) proposed a comprehensive set of new rules ("Regulation