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Results: 1-10 of 61

SEC Adopts Business Conduct Rules and Chief Compliance Officer Requirements for Swap Dealers and Major Security-Based Swap Participants
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2016

On April 13, the Securities and Exchange Commission voted to adopt final rules (the "Final Rules") implementing business conduct standards and chief


SEC Adopts Additional Rule for Cross-Border Security-Based Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • February 26 2016

The Security Exchange Commission has added an additional piece to its array of cross-border rules for security-based swaps (SBS). The new rule


Congress Provides Swap Clearing and Margin Exemption for Central Treasury Units
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Section 705 of the Consolidated Appropriations Act, 2016, that was signed by President Obama on December 18, 2015, amends Section 2(h)(7)(D) of the


Proposed CFTC Regulation To Impact Algorithmic Trading and Traders
  • Katten Muchin Rosenman LLP
  • USA
  • December 15 2015

On November 25, 2015, the Commodity Futures Trading Commission (the "Commission" or the CFTC) proposed a comprehensive set of new rules ("Regulation


Questions and Answers Concerning the Final Prudential Regulator Margin Rules for Non-Cleared Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • December 8 2015

The five US prudential regulators for swaps (the Federal Deposit Insurance Corporation, the Board of Governors of the Federal Reserve, the Comptroller


Highlights of the final prudential regulator margin rules for non-cleared swaps
  • Katten Muchin Rosenman LLP
  • USA
  • November 10 2015

The US prudential regulators (the Federal Deposit Insurance Corporation, the Board of Governors of the Federal Reserve, the Comptroller of the


Financial regulators adopt final margin rules for non-cleared swaps
  • Katten Muchin Rosenman LLP
  • USA
  • October 23 2015

On October 22, the US prudential regulators (the Federal Deposit Insurance Corporation, Board of Governors of the Federal Reserve, Comptroller of the


CFTC announces proposal to amend the definition of “material terms” for purposes of swap portfolio reconciliation
  • Katten Muchin Rosenman LLP
  • USA
  • September 18 2015

On September 15, the CFTC issued a notice of proposed rulemaking that sets out an amendment of the regulatory definition of “material terms” for


SEC adopts registration rules for security-based swap dealers and major security-based swap participants
  • Katten Muchin Rosenman LLP
  • USA
  • August 7 2015

On August 5, the Securities and Exchange Commission adopted new registration rules for security-based swap dealers and major security-based swap


CFTC proposes rule on margin requirements for uncleared swaps in cross-border transactions
  • Katten Muchin Rosenman LLP
  • USA
  • July 10 2015

On June 29, the Commodity Futures Trading Commission proposed a rule that is intended to clarify the extent to which covered swap entities must