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Results: 11-20 of 117

CFTC brings first ever charges for insider trading in commodities
  • Stinson Leonard Street LLP
  • USA
  • December 4 2015

The CFTC issued an Order filing and simultaneously settling charges against Arya Motazedi for engaging in fraudulent transactions in the New York


CFTC report indicates CFTC botched swap dealer de minimis exemption
  • Stinson Leonard Street LLP
  • USA
  • November 18 2015

CFTC staff issued a preliminary report regarding the swap dealer de minimis exception. Under CFTC rules, market participants who exceed $8 billion in


Banking regulators adopt end-user exemption for swap margin requirements
  • Stinson Leonard Street LLP
  • USA
  • October 23 2015

The Board of Directors of the Federal Deposit Insurance Corporation approved a final rule to establish margin requirements for swaps that are not


CFTC moves against Bitcoin transactions
  • Stinson Leonard Street LLP
  • USA
  • September 25 2015

In the space of just seven days, the CFTC has brought two enforcement actions regarding Bitcoin transactions. Coinflip, Inc. In the first action, the


SEC says fantasy stock trading violates securities laws; charges others for selling illegal security-based swaps
  • Stinson Leonard Street LLP
  • USA
  • June 17 2015

The SEC issued an Investor Alert which says fantasy stock trading for small amounts of money can violate provisions of securities laws implemented by


Kraft moves to dismiss novel CFTC manipulation claim
  • Stinson Leonard Street LLP
  • USA
  • June 2 2015

The CFTC accused Kraft Food Groups, Inc. and former parent Mondelez Global LLC with manipulation pursuant to Section 6(c)(1) of the Commodities


CFTC says securitization SPVs eligible for end-user exception
  • Stinson Leonard Street LLP
  • USA
  • May 4 2015

The CFTC issued a no-action letter to Ford Motor Credit to clarify that a securitization special purpose vehicle, or SPV, that is wholly-owned by


Dodd-Frank anti-spoofing statute not void for vagueness for high frequency trader
  • Stinson Leonard Street LLP
  • USA
  • April 18 2015

In United States v. Coscia, the District Court for the Northern District of Illinois Eastern Division declined to dismiss an indictment for


CFTC pushes Dodd-Frank boundaries with manipulation case
  • Stinson Leonard Street LLP
  • USA
  • April 4 2015

In the first case of its kind, the CFTC has accused Kraft Food Groups, Inc. and former parent Mondelez Global LLC with manipulation pursuant to


CFTC provides Chief Compliance Officers additional time to submit annual reports
  • Stinson Leonard Street LLP
  • USA
  • March 29 2015

The CFTC's Division of Swap Dealer and Intermediary Oversight issued a no-action letter to futures commission merchants, swap dealers and major swap