We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 112

CFTC Provides Delivery Method for Volcker Rule CEO Attestation
  • Stinson Leonard Street LLP
  • USA
  • March 15 2016

The Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission, or CFTC, announced that certain banking entities


CFTC Collects $2.69 Million in Spoofing Action
  • Stinson Leonard Street LLP
  • USA
  • April 5 2016

The CFTC announced that a federal court in New York issued a Consent Order imposing a permanent injunction against CFTC Defendants Heet Khara and


Banking regulators adopt end-user exemption for swap margin requirements
  • Stinson Leonard Street LLP
  • USA
  • October 23 2015

The Board of Directors of the Federal Deposit Insurance Corporation approved a final rule to establish margin requirements for swaps that are not


Overstock.com to Sell Securities Using Bitcoin Blockchain Technology
  • Stinson Leonard Street LLP
  • USA
  • December 8 2015

Overstock.com has filed this Form S-3 which proposes to sell securities using Bitcoin blockchain technology. The S-3 has not yet been declared


What really happened to the swap pushout rule and Dodd-Frank sleepers from Cromnibus
  • Stinson Leonard Street LLP
  • USA
  • December 17 2014

The swap pushout rule was originally embodied in Section 716 of the Dodd-Frank Act. Among other things, it prohibited "federal assistance" to any


CFTC addresses definition of eligible contract participant
  • Stinson Leonard Street LLP
  • USA
  • October 13 2012

Section 723(a)(2) of the Dodd-Frank Wall Street Reform and Consumer Protection Act amended Section 2(e) of the Commodity Exchange Act, or CEA to provide that “it shall be unlawful for any person, other than an eligible contract participant, or ECP, to enter into a swap unless the swap is entered into on, or subject to the rules of, a board of trade designated as a contract market under section 5.”


Comparing the CFTC position limits litigation with the SEC proxy access litigation
  • Stinson Leonard Street LLP
  • USA
  • December 4 2011

The International Swaps and Derivatives Association, Inc., or ISDA, and the Securities Industry and Financial Markets Association, or SIFMA, have filed a legal challenge to the CFTC’s final rules that limit the positions that investors may own in certain commodities


CFTC issues interpretation concerning Dodd-Frank anti-fraud authority
  • Stinson Leonard Street LLP
  • USA
  • December 2 2011

The CFTC has issued an interpretation that relates to anti-fraud authority provided in the Dodd-Frank Wall Street Reform and Consumer Protection Act


CFTC Adopts Final Margin Rules for Uncleared Swaps
  • Stinson Leonard Street LLP
  • USA
  • December 16 2015

The CFTC has approved a final rule on margin requirements for uncleared swaps for swap dealers (SDs) and major swap participants (MSPs). The new


CFTC brings first ever charges for insider trading in commodities
  • Stinson Leonard Street LLP
  • USA
  • December 4 2015

The CFTC issued an Order filing and simultaneously settling charges against Arya Motazedi for engaging in fraudulent transactions in the New York