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Results: 11-20 of 62

CFTC proposes substantial amendments to speculative position limits
  • Katten Muchin Rosenman LLP
  • USA
  • February 22 2011

The Commodity Futures Trading Commission has issued proposed rules that would substantially modify the position limit and position accountability rules that currently apply to the trading of various agricultural, energy and metals derivative products


CFTC allows U.S. trading of Euronext Brussels' futures contract on BEL 20 Index
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2011

On August 31, the Commodity Futures Trading Commission’s Office of General Counsel issued a no-action letter allowing the offer and sale in the U.S. of the BEL 20 Index futures contract that is traded on Euronext Brussels


Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2011

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 13, 2011


CFTC Inspector General issues report examining cost-benefit analyses of Dodd-Frank rulemaking
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2011

The Office of the Inspector General (OIG) for the Commodity Futures Trading Commission has issued a report summarizing its investigation into the CFTC's cost-benefit analyses for four rulemakings promulgated under the Dodd-Frank Wall Street Reform and Consumer Protection Act


CFTC open meeting regarding fourteenth series of proposed Dodd-Frank rules
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2011

The Commodity Futures Trading Commission announced that it will hold an open meeting on the fourteenth series of rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act on April 27


CFTC proposes order providing exemptive relief from certain Dodd-Frank provisions
  • Katten Muchin Rosenman LLP
  • USA
  • July 15 2011

The Commodity Futures Trading Commission has issued an Order, essentially in the form proposed, providing temporary relief from certain swap-related provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act that would otherwise take effect on July 16


CFTC issues proposed rule on process for making a swap available to trade
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

If a swap execution facility (SEF) or designated contract market (DCM) makes a “swap available to trade,” all other SEFs and DCMs listing or offering that swap or an economically equivalent swap must also make those swaps available to trade for purposes of the trade execution requirements of section 2(h)(8) of the CEA


Joint report to Congress on international swap regulation
  • Katten Muchin Rosenman LLP
  • USA
  • February 3 2012

On February 1, the Commodity Futures Trading Commission and the Securities and Exchange Commission (the Agencies) submitted to Congress a Joint Report of International Swap Regulations (Report


CFTC request for public comment regarding ice clear credit portfolio margining petition
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2011

The Commodity Futures Trading Commission is requesting public comment on a petition submitted by ICE Clear Credit LLC (ICC) seeking a CFTC order that would permit ICC and its clearing members that are dually-registered as futures commission merchants and securities broker-dealers to (i) commingle positions in swaps and security-based swaps and related customer money, securities, and property in a cleared swaps customer account and (ii) portfolio margin the swaps and the security-based swaps held in such an account


CFTC releases results of limited reviews of future commission merchants
  • Katten Muchin Rosenman LLP
  • USA
  • January 27 2012

On January 25, the Commodity Futures Trading Commission released the findings of limited reviews of future commission merchants (FCMs) conducted to assess compliance with requirements to segregate customer funds (including a review of an FCMs obligation to set aside, in secured accounts, funds deposited by customers for trading on foreign boards of trade