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Results: 11-20 of 65

NFA grants Form PR reporting relief to certain CTAs
  • Katten Muchin Rosenman LLP
  • USA
  • August 7 2015

National Futures Association (NFA) has notified its member commodity trading advisors (CTAs) that do not direct trading of commodity interest


CFTC aligns CPO regulation with JOBS Act, provides other guidance for CPOs
  • Katten Muchin Rosenman LLP
  • USA
  • September 12 2014

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) recently issued several letters affecting


CFTC open meeting regarding fourteenth series of proposed Dodd-Frank rules
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2011

The Commodity Futures Trading Commission announced that it will hold an open meeting on the fourteenth series of rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act on April 27


CFTC proposes substantial amendments to speculative position limits
  • Katten Muchin Rosenman LLP
  • USA
  • February 22 2011

The Commodity Futures Trading Commission has issued proposed rules that would substantially modify the position limit and position accountability rules that currently apply to the trading of various agricultural, energy and metals derivative products


CFTC extends comment period for multiple Dodd-Frank rulemakings
  • Katten Muchin Rosenman LLP
  • USA
  • May 6 2011

The Commodity Futures Trading Commission has determined to extend the public comment period for over 30 of its proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act until June 3


CFTC Inspector General issues report examining cost-benefit analyses of Dodd-Frank rulemaking
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2011

The Office of the Inspector General (OIG) for the Commodity Futures Trading Commission has issued a report summarizing its investigation into the CFTC's cost-benefit analyses for four rulemakings promulgated under the Dodd-Frank Wall Street Reform and Consumer Protection Act


CFTC proposes revised aggregation rules for futures and swaps position limits
  • Katten Muchin Rosenman LLP
  • USA
  • May 25 2012

On May 18, the Commodity Futures Trading Commission issued a notice of proposed rulemaking that would modify the CFTC’s aggregation provisions related to speculative position limits


Foreign listed stock index futures and options approvals
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012


CFTC approves final rule on swap data recordkeeping and reporting requirements for pre-Dodd-Frank swaps
  • Katten Muchin Rosenman LLP
  • USA
  • May 25 2012

On May 18, the Commodity Futures Trading Commission approved a final rule on swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps


CFTC releases results of limited reviews of future commission merchants
  • Katten Muchin Rosenman LLP
  • USA
  • January 27 2012

On January 25, the Commodity Futures Trading Commission released the findings of limited reviews of future commission merchants (FCMs) conducted to assess compliance with requirements to segregate customer funds (including a review of an FCMs obligation to set aside, in secured accounts, funds deposited by customers for trading on foreign boards of trade