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Results: 11-20 of 70

NFA Makes Minor Change to CPO Form PQR and Reminds CPOs and CTAs About Late Fees
  • Katten Muchin Rosenman LLP
  • USA
  • September 30 2016

National Futures Association (NFA) has revised its CPO Form PQR to allow member firms to enter in separate boxes the dates for each redemption halt


CFTC issues interpretation of Dodd-Frank anti-fraud authority
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

Amendments made to the Commodity Exchange Act by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) require that an agreement, contract or transaction in any commodity that is entered into with, or offered to, a non-eligible contract participant or non-eligible commercial entity on a leveraged, margined, or financed basis must be conducted on a regulated exchange and be subject to the Commodity Futures Trading Commission’s anti-fraud authority, unless actual delivery of the commodity is made within 28 days


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC issues guidance in conjunction with "swap" definition effective date
  • Katten Muchin Rosenman LLP
  • USA
  • October 19 2012

In light of the numerous regulatory changes triggered by the definition of “swap” taking effect on October 12, Commodity Futures Trading Commission staff released a series of no-action letters and interpretations late last week


CFTC proposes substantial amendments to speculative position limits
  • Katten Muchin Rosenman LLP
  • USA
  • February 22 2011

The Commodity Futures Trading Commission has issued proposed rules that would substantially modify the position limit and position accountability rules that currently apply to the trading of various agricultural, energy and metals derivative products


Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2011

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 13, 2011


CFTC issues annual guidance letter regarding CPO reporting requirements
  • Katten Muchin Rosenman LLP
  • USA
  • February 11 2011

The Division of Clearing and Intermediary Oversight (DCIO) of the Commodity Futures Trading Commission has issued its annual guidance letter to commodity pool operators (CPOs) and their accountants, summarizing annual CPO reporting obligations


Foreign Listed Stock Index Futures and Options Approval Chart June 21, 2013
  • Katten Muchin Rosenman LLP
  • USA
  • June 21 2013

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of June 21, 2013. All prior versions are


CFTC allows U.S. trading of Euronext Brussels' futures contract on BEL 20 Index
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2011

On August 31, the Commodity Futures Trading Commission’s Office of General Counsel issued a no-action letter allowing the offer and sale in the U.S. of the BEL 20 Index futures contract that is traded on Euronext Brussels


CFTC Inspector General issues report examining cost-benefit analyses of Dodd-Frank rulemaking
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2011

The Office of the Inspector General (OIG) for the Commodity Futures Trading Commission has issued a report summarizing its investigation into the CFTC's cost-benefit analyses for four rulemakings promulgated under the Dodd-Frank Wall Street Reform and Consumer Protection Act