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Results: 11-20 of 50

Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC extends comment period for multiple Dodd-Frank rulemakings
  • Katten Muchin Rosenman LLP
  • USA
  • May 6 2011

The Commodity Futures Trading Commission has determined to extend the public comment period for over 30 of its proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act until June 3


Public meeting of the technology advisory committee
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

The Commodity Futures Trading Commission’s Technology Advisory Committee will hold a public meeting on December 13, to address: (1) emerging issues in relation to swap execution facilities; (2) high frequency traders and their market impact; and (3) interim recommendations from the subcommittee on data standardization regarding universal product and legal entity identifiers, standardization of machine-readable legal contracts, and data storage and retrieval


CFTC Division of Market Oversight guidebook for Part 20 reports
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

The Commodity Futures Trading Commission’s Division of Market Oversight has issued a guidebook containing additional guidance and detailed instructions for submitting large swap trader reports required by new Part 20 of the CFTC’s rules


CFTC grants CME Clearing Europe Limited registration as a derivatives clearing organization
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2011

On September 2, the Commodity Futures Trading Commission issued an order granting CME Clearing Europe Limited registration as a derivatives clearing organization pursuant to Section 5b of the Commodity Exchange Act


CFTC allows U.S. trading of Euronext Brussels' futures contract on BEL 20 Index
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2011

On August 31, the Commodity Futures Trading Commission’s Office of General Counsel issued a no-action letter allowing the offer and sale in the U.S. of the BEL 20 Index futures contract that is traded on Euronext Brussels


CFTC appoints Gary Barnett as swaps division director
  • Katten Muchin Rosenman LLP
  • USA
  • August 26 2011

Gary Barnett has been appointed to serve as the Director of the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight, a newly created division that is part of the CFTC’s restructuring to fulfill its expanded responsibilities under the Dodd-Frank Wall Street Reform and Consumer Protection Act


CFTC request for public comment regarding ice clear credit portfolio margining petition
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2011

The Commodity Futures Trading Commission is requesting public comment on a petition submitted by ICE Clear Credit LLC (ICC) seeking a CFTC order that would permit ICC and its clearing members that are dually-registered as futures commission merchants and securities broker-dealers to (i) commingle positions in swaps and security-based swaps and related customer money, securities, and property in a cleared swaps customer account and (ii) portfolio margin the swaps and the security-based swaps held in such an account


CFTC issues interpretation of Dodd-Frank anti-fraud authority
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

Amendments made to the Commodity Exchange Act by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) require that an agreement, contract or transaction in any commodity that is entered into with, or offered to, a non-eligible contract participant or non-eligible commercial entity on a leveraged, margined, or financed basis must be conducted on a regulated exchange and be subject to the Commodity Futures Trading Commission’s anti-fraud authority, unless actual delivery of the commodity is made within 28 days


CFTC issues proposed rule on process for making a swap available to trade
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

If a swap execution facility (SEF) or designated contract market (DCM) makes a “swap available to trade,” all other SEFs and DCMs listing or offering that swap or an economically equivalent swap must also make those swaps available to trade for purposes of the trade execution requirements of section 2(h)(8) of the CEA