We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 11-20 of 55

Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • March 31 2011

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of March 31, 2011


CFTC order authorizing NFA to perform SD and MSP registration
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2012

The Commodity Futures Trading Commission issued an order authorizing the National Futures Association to process and grant applications for registration and withdrawals of registration with respect to SDs and MSPs, to issue notices of provisional registration, to confirm initial compliance with requirements applicable to SDs and MSPs under Section 4s of the CEA, to conduct proceedings to deny, condition, suspend, restrict, or revoke the registration of any SD or MSP, to maintain records regarding SDs and MSPs, and to serve as the official custodian of those records


Approval of final rules regarding real-time public reporting of swap transaction data
  • Katten Muchin Rosenman LLP
  • USA
  • January 6 2012

On December 20, 2011, the Commodity Futures Trading Commission approved final rules governing real-time public reporting of swap transaction data


CFTC approves final rule on swap data recordkeeping and reporting requirements for pre-Dodd-Frank swaps
  • Katten Muchin Rosenman LLP
  • USA
  • May 25 2012

On May 18, the Commodity Futures Trading Commission approved a final rule on swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps


CFTC issues interpretation of Dodd-Frank anti-fraud authority
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

Amendments made to the Commodity Exchange Act by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) require that an agreement, contract or transaction in any commodity that is entered into with, or offered to, a non-eligible contract participant or non-eligible commercial entity on a leveraged, margined, or financed basis must be conducted on a regulated exchange and be subject to the Commodity Futures Trading Commission’s anti-fraud authority, unless actual delivery of the commodity is made within 28 days


CFTC proposes revised aggregation rules for futures and swaps position limits
  • Katten Muchin Rosenman LLP
  • USA
  • May 25 2012

On May 18, the Commodity Futures Trading Commission issued a notice of proposed rulemaking that would modify the CFTC’s aggregation provisions related to speculative position limits


CFTC adopts final rule on registration on foreign boards of trade
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

The Commodity Futures Trading Commission has adopted final rules (which are substantially similar to the proposed rules) that replace the existing system of staff-issued no-action letters with a registration system for foreign boards of trade (FBOTs) seeking to provide their members or other participants located in the U.S


CFTC request for public comment regarding ice clear credit portfolio margining petition
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2011

The Commodity Futures Trading Commission is requesting public comment on a petition submitted by ICE Clear Credit LLC (ICC) seeking a CFTC order that would permit ICC and its clearing members that are dually-registered as futures commission merchants and securities broker-dealers to (i) commingle positions in swaps and security-based swaps and related customer money, securities, and property in a cleared swaps customer account and (ii) portfolio margin the swaps and the security-based swaps held in such an account


CFTC proposes position limits and exemptions for certain energy contracts
  • Katten Muchin Rosenman LLP
  • USA
  • January 27 2010

The Commodity Futures Trading Commission’s proposed rules establishing federal speculative position limits for futures and options on futures contracts on four energy contractsHenry Hub natural gas, West Texas Intermediate light sweet crude oil, New York Harbor No. 2 heating oil and New York Harbor gasoline blendstockwere published for comment in the Federal Register on January 26


Foreign listed stock index futures and options approvals
  • Katten Muchin Rosenman LLP
  • USA
  • September 28 2010

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of September 28, 2010