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Results: 11-20 of 56

Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions


Proposed rules to implement Volcker rule
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2012

At a public meeting on January 11, the Commodity Futures Trading Commission, by a 3-2 vote (Commissioners O’Malia and Sommers, dissenting), voted to propose regulations to implement the provisions of Section 619 of the Dodd-Frank Act, commonly known as the “Volcker Rule.”


Final rules on protection of cleared swaps customer contracts and collateral and amendments to the commodity broker bankruptcy provisions
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2012

The Commodity Futures Trading Commission adopted final rules implementing section 724 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), which prescribes the manner in which cleared swaps and related collateral must be treated prior to and after bankruptcy


CFTC order authorizing NFA to perform SD and MSP registration
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2012

The Commodity Futures Trading Commission issued an order authorizing the National Futures Association to process and grant applications for registration and withdrawals of registration with respect to SDs and MSPs, to issue notices of provisional registration, to confirm initial compliance with requirements applicable to SDs and MSPs under Section 4s of the CEA, to conduct proceedings to deny, condition, suspend, restrict, or revoke the registration of any SD or MSP, to maintain records regarding SDs and MSPs, and to serve as the official custodian of those records


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


Joint report to Congress on international swap regulation
  • Katten Muchin Rosenman LLP
  • USA
  • February 3 2012

On February 1, the Commodity Futures Trading Commission and the Securities and Exchange Commission (the Agencies) submitted to Congress a Joint Report of International Swap Regulations (Report


CFTC issues interpretation of Dodd-Frank anti-fraud authority
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

Amendments made to the Commodity Exchange Act by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) require that an agreement, contract or transaction in any commodity that is entered into with, or offered to, a non-eligible contract participant or non-eligible commercial entity on a leveraged, margined, or financed basis must be conducted on a regulated exchange and be subject to the Commodity Futures Trading Commission’s anti-fraud authority, unless actual delivery of the commodity is made within 28 days


CFTC releases results of limited reviews of future commission merchants
  • Katten Muchin Rosenman LLP
  • USA
  • January 27 2012

On January 25, the Commodity Futures Trading Commission released the findings of limited reviews of future commission merchants (FCMs) conducted to assess compliance with requirements to segregate customer funds (including a review of an FCMs obligation to set aside, in secured accounts, funds deposited by customers for trading on foreign boards of trade


CFTC roundtable to discuss "available to trade" provision
  • Katten Muchin Rosenman LLP
  • USA
  • January 27 2012

The staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable to discuss the “available to trade” provision for swap execution facilities (SEFs) and designated contract markets (DCMs) on January 30, at 9:30 am (Eastern Time


Foreign Listed Stock Index Futures and Options Approval Chart June 21, 2013
  • Katten Muchin Rosenman LLP
  • USA
  • June 21 2013

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of June 21, 2013. All prior versions are