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Results: 11-20 of 56

CFTC order authorizing NFA to perform SD and MSP registration
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2012

The Commodity Futures Trading Commission issued an order authorizing the National Futures Association to process and grant applications for registration and withdrawals of registration with respect to SDs and MSPs, to issue notices of provisional registration, to confirm initial compliance with requirements applicable to SDs and MSPs under Section 4s of the CEA, to conduct proceedings to deny, condition, suspend, restrict, or revoke the registration of any SD or MSP, to maintain records regarding SDs and MSPs, and to serve as the official custodian of those records


Approval of final rules on swap data recordkeeping and reporting requirements
  • Katten Muchin Rosenman LLP
  • USA
  • January 6 2012

On December 20, 2011, the Commodity Futures Trading Commission approved final rules on swap data recordkeeping and reporting requirements for swap data repositories (SDRs), derivatives clearing organizations (DCOs), designated contract markets (DCMs), swap execution facilities (SEFs), swap dealers (SDs), major swap participants (MSPs), and swap counterparties that are neither swap dealers nor major swap participants (non-SDMSP counterparties


Foreign listed stock index futures and options approvals
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012


CFTC requests comment on Eurex Clearing AG's application for registration as a DCO
  • Katten Muchin Rosenman LLP
  • USA
  • September 30 2011

The CFTC is requesting public comment on an application by Eurex Clearing AG for registration as a derivatives clearing organization


CFTC allows U.S. trading of Euronext Brussels' futures contract on BEL 20 Index
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2011

On August 31, the Commodity Futures Trading Commission’s Office of General Counsel issued a no-action letter allowing the offer and sale in the U.S. of the BEL 20 Index futures contract that is traded on Euronext Brussels


CFTC grants CME Clearing Europe Limited registration as a derivatives clearing organization
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2011

On September 2, the Commodity Futures Trading Commission issued an order granting CME Clearing Europe Limited registration as a derivatives clearing organization pursuant to Section 5b of the Commodity Exchange Act


CFTC adopts final rule on investment of customer funds
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

The Commodity Futures Trading Commission has adopted amendments to CFTC Rules 1.25 and 30.7 that would narrow the scope of permissible investments for customer funds held by futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) in the customer segregated account maintained under section 4d(a)(2) of the Commodity Exchange Act or the foreign futures and foreign options secured amount account maintained in accordance with CFTC Rule 30.7


CFTC Division of Market Oversight guidebook for Part 20 reports
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

The Commodity Futures Trading Commission’s Division of Market Oversight has issued a guidebook containing additional guidance and detailed instructions for submitting large swap trader reports required by new Part 20 of the CFTC’s rules


CFTC Inspector General issues report examining cost-benefit analyses of Dodd-Frank rulemaking
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2011

The Office of the Inspector General (OIG) for the Commodity Futures Trading Commission has issued a report summarizing its investigation into the CFTC's cost-benefit analyses for four rulemakings promulgated under the Dodd-Frank Wall Street Reform and Consumer Protection Act


CFTC proposes substantial amendments to speculative position limits
  • Katten Muchin Rosenman LLP
  • USA
  • February 22 2011

The Commodity Futures Trading Commission has issued proposed rules that would substantially modify the position limit and position accountability rules that currently apply to the trading of various agricultural, energy and metals derivative products