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Results: 11-20 of 63

NFA Makes Minor Change to CPO Form PQR and Reminds CPOs and CTAs About Late Fees
  • Katten Muchin Rosenman LLP
  • USA
  • September 30 2016

National Futures Association (NFA) has revised its CPO Form PQR to allow member firms to enter in separate boxes the dates for each redemption halt


Foreign listed stock index futures and options approvals
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012


CFTC roundtable to discuss "available to trade" provision
  • Katten Muchin Rosenman LLP
  • USA
  • January 27 2012

The staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable to discuss the “available to trade” provision for swap execution facilities (SEFs) and designated contract markets (DCMs) on January 30, at 9:30 am (Eastern Time


Joint report to Congress on international swap regulation
  • Katten Muchin Rosenman LLP
  • USA
  • February 3 2012

On February 1, the Commodity Futures Trading Commission and the Securities and Exchange Commission (the Agencies) submitted to Congress a Joint Report of International Swap Regulations (Report


CFTC announces new certification procedure for foreign security index products
  • Katten Muchin Rosenman LLP
  • USA
  • September 30 2011

The Commodity Futures Trading Commission has adopted a final rule that creates a new certification procedure for foreign boards of trade (FBOTs) seeking to offer “broad-based” security index futures or options contracts (Index Products) to persons in the U.S


CFTC approves final rule on swap data recordkeeping and reporting requirements for pre-Dodd-Frank swaps
  • Katten Muchin Rosenman LLP
  • USA
  • May 25 2012

On May 18, the Commodity Futures Trading Commission approved a final rule on swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps


CFTC issues guidance in conjunction with "swap" definition effective date
  • Katten Muchin Rosenman LLP
  • USA
  • October 19 2012

In light of the numerous regulatory changes triggered by the definition of “swap” taking effect on October 12, Commodity Futures Trading Commission staff released a series of no-action letters and interpretations late last week


Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2011

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 13, 2011


CFTC proposes substantial amendments to speculative position limits
  • Katten Muchin Rosenman LLP
  • USA
  • February 22 2011

The Commodity Futures Trading Commission has issued proposed rules that would substantially modify the position limit and position accountability rules that currently apply to the trading of various agricultural, energy and metals derivative products


CFTC Inspector General issues report examining cost-benefit analyses of Dodd-Frank rulemaking
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2011

The Office of the Inspector General (OIG) for the Commodity Futures Trading Commission has issued a report summarizing its investigation into the CFTC's cost-benefit analyses for four rulemakings promulgated under the Dodd-Frank Wall Street Reform and Consumer Protection Act