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Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC appoints Gary Barnett as swaps division director
  • Katten Muchin Rosenman LLP
  • USA
  • August 26 2011

Gary Barnett has been appointed to serve as the Director of the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight, a newly created division that is part of the CFTC’s restructuring to fulfill its expanded responsibilities under the Dodd-Frank Wall Street Reform and Consumer Protection Act


CFTC provides additional relief to certain delegating CPOs
  • Katten Muchin Rosenman LLP
  • USA
  • October 17 2014

In response to industry comment, on October 15 the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO


CFTC aligns CPO regulation with JOBS Act, provides other guidance for CPOs
  • Katten Muchin Rosenman LLP
  • USA
  • September 12 2014

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) recently issued several letters affecting


NFA modifies easyfile for pool annual financial statements
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

On February 10, National Futures Association (NFA) issued a notice to members describing minor changes to its EasyFile system for annual pool


CFTC extends relief from certain OCR requirements
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

The Division of Market Oversight of the Commodity Futures Trading Commission has extended no-action relief from certain of the CFTC’s ownership and


CFTC proposes position limits and exemptions for certain energy contracts
  • Katten Muchin Rosenman LLP
  • USA
  • January 27 2010

The Commodity Futures Trading Commission’s proposed rules establishing federal speculative position limits for futures and options on futures contracts on four energy contractsHenry Hub natural gas, West Texas Intermediate light sweet crude oil, New York Harbor No. 2 heating oil and New York Harbor gasoline blendstockwere published for comment in the Federal Register on January 26


CFTC requests comment on Eurex Clearing AG's application for registration as a DCO
  • Katten Muchin Rosenman LLP
  • USA
  • September 30 2011

The CFTC is requesting public comment on an application by Eurex Clearing AG for registration as a derivatives clearing organization


CFTC announces new certification procedure for foreign security index products
  • Katten Muchin Rosenman LLP
  • USA
  • September 30 2011

The Commodity Futures Trading Commission has adopted a final rule that creates a new certification procedure for foreign boards of trade (FBOTs) seeking to offer “broad-based” security index futures or options contracts (Index Products) to persons in the U.S