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Results: 1-10 of 72

NFA Publishes Information For CTAs Using Third-Party Recordkeeping
  • Katten Muchin Rosenman LLP
  • USA
  • July 7 2017

On June 30, the National Futures Association (NFA) published Notice to Members I-17-11, establishing an electronic process for a registered commodity


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


NFA issues notice regarding CPO and CTA reports and filing requirements
  • Katten Muchin Rosenman LLP
  • USA
  • October 3 2014

On October 1, National Futures Association issued Notice to Members I-14-26 informing commodity pool operators (CPOs) of changes to Form PQR and to


CFTC Extends Relief to CTAs With Third-Party Recordkeepers
  • Katten Muchin Rosenman LLP
  • USA
  • April 28 2017

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) has issued exemptive relief to commodity trading


NFA updates BASIC to assist with Bylaw 1101 diligence on delegating CPOs
  • Katten Muchin Rosenman LLP
  • USA
  • April 10 2015

The National Futures Association (NFA) has updated its Background Affiliation Status Information Center (BASIC) system to help NFA members conducting


Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are


NFA grants Form PR reporting relief to certain CTAs
  • Katten Muchin Rosenman LLP
  • USA
  • August 7 2015

National Futures Association (NFA) has notified its member commodity trading advisors (CTAs) that do not direct trading of commodity interest


NFA Makes Minor Change to CPO Form PQR and Reminds CPOs and CTAs About Late Fees
  • Katten Muchin Rosenman LLP
  • USA
  • September 30 2016

National Futures Association (NFA) has revised its CPO Form PQR to allow member firms to enter in separate boxes the dates for each redemption halt


Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions


Foreign listed stock index futures and options approvals
  • Katten Muchin Rosenman LLP
  • USA
  • September 28 2010

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of September 28, 2010