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Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are


Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


NFA Issues Notice to Members Regarding CPOCTA Exemption Affirmations
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2017

On January 11, National Futures Association (NFA) issued Notice I-17-02, which reminds NFA members of their obligations with respect to commodity


CFTC Finalizes Aggregation Rules and Re-Proposes Position Limits Rule
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2016

On December 5, the Commodity Futures Trading Commission voted to repropose position limits for futures and swap positions. On the same day, the CFTC


NFA updates BASIC to assist with Bylaw 1101 diligence on delegating CPOs
  • Katten Muchin Rosenman LLP
  • USA
  • April 10 2015

The National Futures Association (NFA) has updated its Background Affiliation Status Information Center (BASIC) system to help NFA members conducting


NFA modifies easyfile for pool annual financial statements
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

On February 10, National Futures Association (NFA) issued a notice to members describing minor changes to its EasyFile system for annual pool


CFTC extends relief from certain OCR requirements
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

The Division of Market Oversight of the Commodity Futures Trading Commission has extended no-action relief from certain of the CFTC’s ownership and


CFTC proposes revisions to pending aggregation rules
  • Katten Muchin Rosenman LLP
  • USA
  • September 28 2015

The Commodity Futures Trading Commission (CFTC) has voted to seek public comment on revisions to its proposed rules requiring the aggregation of


CFTC’s Energy and Environmental Markets Advisory Committee To Hold Public Meeting
  • Katten Muchin Rosenman LLP
  • USA
  • February 12 2016

The Commodity Futures Trading Commission’s Energy and Environmental Markets Advisory Committee (EEMAC) will hold a public meeting on February 25