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Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


NFA issues notice regarding CPO and CTA reports and filing requirements
  • Katten Muchin Rosenman LLP
  • USA
  • October 3 2014

On October 1, National Futures Association issued Notice to Members I-14-26 informing commodity pool operators (CPOs) of changes to Form PQR and to


Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions


NFA modifies easyfile for pool annual financial statements
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

On February 10, National Futures Association (NFA) issued a notice to members describing minor changes to its EasyFile system for annual pool


CFTC extends relief from certain OCR requirements
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

The Division of Market Oversight of the Commodity Futures Trading Commission has extended no-action relief from certain of the CFTC’s ownership and


Approval of final rules regarding real-time public reporting of swap transaction data
  • Katten Muchin Rosenman LLP
  • USA
  • January 6 2012

On December 20, 2011, the Commodity Futures Trading Commission approved final rules governing real-time public reporting of swap transaction data


Amendments to effective date for swap regulation
  • Katten Muchin Rosenman LLP
  • USA
  • January 6 2012

On December 19, 2011, the Commodity Futures Trading Commission issued a final order that extends the CFTC’s prior grant of temporary relief from certain swap-related provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) that would otherwise have taken effect on July 16, 2011 (the Order


CFTC rejects motion for stay of position limits rules
  • Katten Muchin Rosenman LLP
  • USA
  • January 6 2012

On January 3, the Commodity Futures Trading Commission issued an order rejecting a motion filed by the International Swaps and Derivatives Association (ISDA) and the Securities Industry and Financial Markets Association (SIFMA) requesting that the CFTC stay the effective date of its final and interim final position limit rules pending resolution of the judicial challenge filed by ISDA and SIFMA on December 2, 2011


CFTC provides additional relief to certain delegating CPOs
  • Katten Muchin Rosenman LLP
  • USA
  • October 17 2014

In response to industry comment, on October 15 the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO


CFTC aligns CPO regulation with JOBS Act, provides other guidance for CPOs
  • Katten Muchin Rosenman LLP
  • USA
  • September 12 2014

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) recently issued several letters affecting