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CFTC Issues Advisory Regarding Suspicious Activity Reporting and Economic Sanctions Programs
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2016

On July 6, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) published Staff Advisory No. 16-60


Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are


Foreign listed stock index futures and options approvals
  • Katten Muchin Rosenman LLP
  • USA
  • September 28 2010

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of September 28, 2010


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC appoints Gary Barnett as swaps division director
  • Katten Muchin Rosenman LLP
  • USA
  • August 26 2011

Gary Barnett has been appointed to serve as the Director of the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight, a newly created division that is part of the CFTC’s restructuring to fulfill its expanded responsibilities under the Dodd-Frank Wall Street Reform and Consumer Protection Act


FINRA Announces Modifications to IARD Accounting System
  • Katten Muchin Rosenman LLP
  • USA
  • June 10 2016

The Financial Industry Regulatory Authority, which administers the Investment Adviser Registration Depository (IARD) system, recently announced that


CFTC issues guidance in conjunction with "swap" definition effective date
  • Katten Muchin Rosenman LLP
  • USA
  • October 19 2012

In light of the numerous regulatory changes triggered by the definition of “swap” taking effect on October 12, Commodity Futures Trading Commission staff released a series of no-action letters and interpretations late last week


Joint report to Congress on international swap regulation
  • Katten Muchin Rosenman LLP
  • USA
  • February 3 2012

On February 1, the Commodity Futures Trading Commission and the Securities and Exchange Commission (the Agencies) submitted to Congress a Joint Report of International Swap Regulations (Report


CFTC aligns CPO regulation with JOBS Act, provides other guidance for CPOs
  • Katten Muchin Rosenman LLP
  • USA
  • September 12 2014

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) recently issued several letters affecting


Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions