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NFA grants Form PR reporting relief to certain CTAs
  • Katten Muchin Rosenman LLP
  • USA
  • August 7 2015

National Futures Association (NFA) has notified its member commodity trading advisors (CTAs) that do not direct trading of commodity interest


NFA requires notice from CPOs that consolidate filings of subsidiary pools
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2015

National Futures Association (NFA) has issued a notice requiring all commodity pool operators (CPOs) that have filed a notice of claim under


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC provides additional relief to certain delegating CPOs
  • Katten Muchin Rosenman LLP
  • USA
  • October 17 2014

In response to industry comment, on October 15 the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO


Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • February 8 2010

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 8, 2010


Foreign listed stock index futures and options approvals
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012


NFA issues notice regarding CPO and CTA reports and filing requirements
  • Katten Muchin Rosenman LLP
  • USA
  • October 3 2014

On October 1, National Futures Association issued Notice to Members I-14-26 informing commodity pool operators (CPOs) of changes to Form PQR and to


Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions


Foreign Listed Stock Index Futures and Options Approval Chart June 21, 2013
  • Katten Muchin Rosenman LLP
  • USA
  • June 21 2013

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of June 21, 2013. All prior versions are


Approval of final rules regarding real-time public reporting of swap transaction data
  • Katten Muchin Rosenman LLP
  • USA
  • January 6 2012

On December 20, 2011, the Commodity Futures Trading Commission approved final rules governing real-time public reporting of swap transaction data