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International Regulatory Update 03 - 06 May 2016
  • Clifford Chance LLP
  • European Union, Hong Kong, Italy, Luxembourg, Netherlands, Saudi Arabia, Singapore, Spain, United Kingdom, USA
  • May 10 2016

The European Securities and Markets Authority (ESMA) has published two opinions proposing amendments to draft Regulatory Technical Standards (RTS) 2


Seal the Deal: Four Steps to Effective FCPA Acquisition Due Diligence & Integration
  • Paul Hastings LLP
  • USA
  • May 4 2016

Overtaking records set pre-economic crisis in 2007, 2015 was a banner year for corporate acquisitions with more than $3.8 trillion in global deal


Investment management legal regulatory update - April 2016
  • Morrison & Foerster LLP
  • USA
  • April 20 2016

The Department of Labor (DOL) issued its long-anticipated final regulation (the “Regulation”) defining who is a fiduciary as a result of giving


What FinCEN AML Proposal Means For Crowdfunding Platforms
  • Arnold & Porter LLP
  • USA
  • April 14 2016

Equity crowdfunding platforms, or “funding portals” as defined in the Jumpstart Our Business Startups Act (JOBS Act), may soon find themselves subject


FinCEN Proposes AML Requirements for Crowdfunding Platforms: Coverage and Considerations
  • Arnold & Porter LLP
  • USA
  • April 8 2016

Equity crowdfunding platforms, or “funding portals” as defined in the Jumpstart Our Business Startups Act (JOBS Act), may soon find themselves


Parent Company and Subsidiary Liability for FCPA Violations: Fighting the Disinformation Campaign
  • Volkov Law Group
  • USA
  • April 5 2016

Akin to politics (to a smaller degree), there is a fair amount of disinformation, some call it bloviating, put out by the FCPA Paparazzi. Some of


Historic FCPA Settlement Reflects Increased Regulatory Focus on International Anticorruption Issues Arising from M&A Transactions
  • Ogletree Deakins
  • USA
  • March 28 2016

Most employers already know that violating the Foreign Corrupt Practices Act of 1977 (FCPA) has serious consequences, including significant fines


Lessons for PE Managers from the SEC’s Ongoing Scrutiny of Private Equity Funds
  • Dechert LLP
  • USA
  • March 24 2016

A large number of private equity managers were required to register for the first time with the U.S. Securities and Exchange Commission (SEC


SEC Division of Investment Management Director David Grim’s Remarks to PLI Investment Management Institute 2016
  • Pillsbury Winthrop Shaw Pittman LLP
  • USA
  • March 3 2016

In commemorating the 75th anniversary of the Investment Company Act and Investment Advisers Act, David Grim discussed his views about the past


SEC Issues Investor Alert on Crowdfunding
  • Morrison & Foerster LLP
  • USA
  • February 18 2016

With the May 2016 effective date of the new crowdfunding rules approaching, the SEC is attempting to help prepare the market. On February 16, 2016