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FinTech in Canada
  • McCarthy Tétrault LLP
  • Australia, Canada, China, France, United Arab Emirates, United Kingdom, USA, Germany, Global, Hong Kong, India, Singapore, Switzerland
  • September 22 2016

So what is FinTech? The phrase “FinTech”, first coined by a New York banker in 1972, refers to the intersection of technology and Financial services


International Regulatory Update 12 - 16 September 2016
  • Clifford Chance LLP
  • European Union, United Kingdom, USA
  • September 20 2016

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


12 AML Obligations Every BrokerDealer Needs to Know
  • K&L Gates
  • USA
  • September 16 2016

Since 2002, as part of their anti-money laundering (“AML”) responsibilities, brokerdealers have had a gatekeeper-like obligation to monitor


Make Sure Your M&A Due Diligence Checklist is Complete
  • Association of Corporate Counsel
  • Global, USA
  • September 8 2016

A list of import and export topics to include in your pre-acquisition checklist


BDO analysis of tech industry risk factors shows increased impact of cybersecurity and M&A concerns
  • Cooley LLP
  • USA
  • September 8 2016

An analysis by audit firm BDO of the incidence of disclosure of various risk factors among tech companies over five years reflects increased emphasis


Doing Business in Australia
  • DLA Piper LLP
  • USA, Australia, Global, OECD
  • September 7 2016

Australia is a great place to do business, offering a powerful combination of economic, legal and geographic advantages. Our 25 years of


Private Equity Fund Advisers Agree to Settle Charges of Improperly Disclosing Acceleration of Monitoring Fees and Improperly Supervising Expense Reimbursement Practices
  • Drinker Biddle & Reath LLP
  • USA
  • August 25 2016

In a recent action, the SEC demonstrated its continuing focus on private equity fund advisers' fees. On August 23, 2016, Apollo Management V, LP


SEC Busts Apollo for Disclosure and Supervisory Failures
  • Stinson Leonard Street LLP
  • USA
  • August 23 2016

The SEC charged four private equity fund advisers affiliated with Apollo Global Management for misleading fund investors about fees and a loan


Putting a Premium on Illiquidity: Some Reflections on the SEC’s Scrutiny of Valuation Practices and Disclosures
  • Proskauer Rose LLP
  • USA
  • August 19 2016

Valuation is typically near the top of the list when the SEC's enforcement division and exam staff disclose their priority topics for private funds


Other developments - June - July 2016
  • Ropes & Gray LLP
  • European Union, United Kingdom, USA
  • August 11 2016

Since the last issue of our Investment Management Update, we have also published the following separate Alerts of interest to the investment