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Results: 1-10 of 2,298

Governance & Securities Law Focus: Europe Edition, July 2017
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • July 19 2017

On 26 June 2017, the European Commission (the "Commission"), published guidelines on the methodology to be adopted by certain large companies and


Trump Administration Sets Forth Recommendations for Consumer Finance Regulatory Reform
  • Kilpatrick Townsend & Stockton LLP
  • USA
  • June 21 2017

On June 12, the U.S. Department of the Treasury released a comprehensive report setting forth the Trump Administration’s vision for regulatory reform


Transacting Business During a Corruption Investigation
  • Shearman & Sterling LLP
  • USA
  • May 11 2017

In recent years, government authorities have ever more rigorously pursued corruption. The number and magnitude of recent corruption investigations


The Ropes Recap: Mergers & Acquisitions Law News - Second Half 2016
  • Ropes & Gray LLP
  • China, United Kingdom, USA
  • April 21 2017

On July 8, 2016, the Delaware Court of Chancery released its post-trial opinion in an appraisal action that arose from the sale of DFC Global


FinTech Trends: Investment opportunities, regulatory challenges and the outlook for Mexico
  • Manatt Phelps & Phillips LLP
  • OECD, USA
  • March 24 2017

FinTech is the subsector of the financial services industry that employs new Technologies not only to more efficiently deliver products and services


Regulators Prepare for Innovation in Distributed Ledger Technology
  • Reed Smith LLP
  • USA
  • March 2 2017

Regulators across the globe are considering how existing regulations may


Financial Services 2016 Year-End Report
  • Baker & Hostetler LLP
  • USA
  • March 1 2017

Welcome to the 2016 Year-End Report from BakerHostetler’s Financial Services Industry Team. We


International Regulatory Update 13 - 17 February 2017
  • Clifford Chance LLP
  • USA
  • February 21 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


2017 Update for Investment Advisers
  • Sidley Austin LLP
  • USA
  • February 17 2017

Investment advisers registered with the Securities and Exchange Commission (SEC) have certain annual requirements under the Investment Advisers Act


SEC Targets Lapses in Ownership Reporting in Battles for Corporate Control
  • Stinson Leonard Street LLP
  • USA
  • February 14 2017

The SEC has recently announced settlement of enforcement actions targeting violations of beneficial reporting requirements under Section 13(d) of the