We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 2,072

International Regulatory Update 13 - 17 February 2017
  • Clifford Chance LLP
  • USA
  • February 21 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


2017 Update for Investment Advisers
  • Sidley Austin LLP
  • USA
  • February 17 2017

Investment advisers registered with the Securities and Exchange Commission (SEC) have certain annual requirements under the Investment Advisers Act


SEC Targets Lapses in Ownership Reporting in Battles for Corporate Control
  • Stinson Leonard Street LLP
  • USA
  • February 14 2017

The SEC has recently announced settlement of enforcement actions targeting violations of beneficial reporting requirements under Section 13(d) of the


2017 Annual Update - Bryan Cave Private Funds Practice
  • Bryan Cave LLP
  • USA
  • February 9 2017

As we move into a New Year, we have taken the opportunity to prepare an Annual Update for our investment adviser and private fund clients. This


Delaware corporate law and litigation: what happened in 2016 and what it means for you in 2017
  • DLA Piper LLP
  • USA
  • February 6 2017

Delaware has long been known as the corporate capital of the world, and it is now the state of incorporation for 66 percent of the Fortune 500 and


U.S. Regulatory Action Items for Investment Advisers (2017)
  • Jones Day
  • USA
  • February 3 2017

For investment advisers (registered, exempt reporting, and unregistered), there are myriad recurring obligations and undertakings to keep in mind. As


Funds Talk: February 2017
  • Kramer Levin Naftalis & Frankel LLP
  • European Union, USA
  • February 1 2017

As the new year begins, U.S. regulators highlighted the areas - some new and some familiar - which will be the focus of their examinations in the


Regional Focus: Asia
  • Skadden Arps Slate Meagher & Flom LLP
  • China, India, Japan, USA
  • January 28 2017

A number of economic and political factors, both domestic and international, influenced M&A and capital markets activity worldwide in 2016. Skadden


2017 SEC Exam Priorities
  • Reed Smith LLP
  • USA
  • January 23 2017

The SEC Office of Compliance Inspections and Examinations recently released its 2017 Exam Priorities. This Client Alert summarizes the 2017 Exam


Pay-to-Play Enforcement Sweep Snares Private Equity and Venture Capital
  • Stinson Leonard Street LLP
  • USA
  • January 20 2017

On January 17, 2017, the SEC announced nine settled enforcement actions for violations of the pay-to-pay rule against private equity, venture capital