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Results: 1-10 of 57

District court rules that individual LLC member is third-party beneficiary and bound by arbitration agreement
  • Katten Muchin Rosenman LLP
  • USA
  • December 21 2012

The US District Court for the Southern District of Florida confirmed that third-party beneficiaries of a contract containing an arbitration clause may be


Defendant waived arbitration rights by failing to assert affirmative defense
  • Katten Muchin Rosenman LLP
  • USA
  • February 20 2009

Customers of NECC Telecom (NECC), a telephone service provider, brought an action against NECC asserting, among other things, violations of the Federal Communications Act of 1934 and the Federal Communications Commission's Truth-in-Billing Act


Idaho district court holds that arbitration requirement is subject to limited judicial review
  • Katten Muchin Rosenman LLP
  • USA
  • May 4 2012

The United States District Court for the District of Idaho held that, under Ninth Circuit law, an arbitration award is judicially reviewable under the Federal Arbitration Act even where the arbitration agreement at issue contained language describing the arbitrator’s award as “final and binding” and not subject to appeal


TIA victory for owner participants in Second Circuit Delta ruling
  • Katten Muchin Rosenman LLP
  • USA
  • July 14 2010

On June 22 2010 the US Court of Appeals for the Second Circuit handed down a decision which has important implications for the holders of tax indemnification agreement (TIA) claims arising from aircraft leveraged leasing transactions


Contractual right to arbitration forfeited by refusal to respond to discovery requests
  • Katten Muchin Rosenman LLP
  • USA
  • March 27 2009

A federal district court denied defendants’ motion to compel arbitration of a contractual dispute pursuant to the contract’s mandatory arbitration clause where the same defendants had defaulted in an arbitration proceeding commenced by plaintiffs two years ago involving the same dispute


Second Circuit holds contractual forum selection clause supersedes FINRA mandatory arbitration rule
  • Katten Muchin Rosenman LLP
  • USA
  • August 29 2014

On August 21, the US Court of Appeals for the Second Circuit decided two closely watched appeals regarding the intersection of Financial Industry


SEC approves new FINRA Rule permitting arbitrators to refer serious matters during arbitration proceedings
  • Katten Muchin Rosenman LLP
  • USA
  • November 2 2014

The Securities and Exchange Commission approved a new rule of the Financial Industry Regulatory Authority that permits an arbitrator, during the


Eleventh Circuit affirms arbitration dismissal in favor of investor’s estate in clawback suit
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

The receiver of hedge funds that were part of a $168 million Ponzi scheme was unable to vacate an arbitration award denying clawback claims brought


Second Circuit decision provides guidance for drafting enforceable broker-dealer agreement forum selection clause
  • Katten Muchin Rosenman LLP
  • USA
  • September 4 2014

On August 21, the US Court of Appeals for the Second Circuit decided two closely watched appeals regarding the intersection of Financial Industry


Third Circuit finds Delaware Chancery’s arbitration program unconstitutional
  • Katten Muchin Rosenman LLP
  • USA
  • November 15 2013

A three-judge panel of the US Court of Appeals for the Third Circuit recently affirmed an injunction against the Delaware Court of Chancery's