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Defendant waived arbitration rights by failing to assert affirmative defense
  • Katten Muchin Rosenman LLP
  • USA
  • February 20 2009

Customers of NECC Telecom (NECC), a telephone service provider, brought an action against NECC asserting, among other things, violations of the Federal Communications Act of 1934 and the Federal Communications Commission's Truth-in-Billing Act


Late service provides basis for denial of motion to vacate arbitration award
  • Katten Muchin Rosenman LLP
  • USA
  • July 2 2009

A federal court has denied a motion to vacate an arbitration award where notice of the motion was served four days after the statutory period for such service


Eleventh Circuit affirms arbitration dismissal in favor of investor’s estate in clawback suit
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

The receiver of hedge funds that were part of a $168 million Ponzi scheme was unable to vacate an arbitration award denying clawback claims brought


Delaware Court of Chancery holds forum selection clause trumps prior-filed action doctrine
  • Katten Muchin Rosenman LLP
  • USA
  • May 1 2015

The Delaware Court of Chancery recently upheld a non-exclusive forum selection clause and denied a motion to dismiss despite a prior-filed action


US Supreme Court defers to arbitrator’s decision to allow class arbitration in healthcare action
  • Katten Muchin Rosenman LLP
  • USA
  • June 21 2013

The US Supreme Court affirmed a ruling by the US Court of Appeals for the Third Circuit upholding an arbitrator's decision that a contract provided


Recent developments for litigation risk mitigation: the U.S. Supreme Court’s prescription
  • Katten Muchin Rosenman LLP
  • USA
  • February 4 2014

Over the past three years, since mid-2010, the Supreme Court has handed down a series of related decisions that, taken together, constitute an


Second Circuit decision provides guidance for drafting enforceable broker-dealer agreement forum selection clause
  • Katten Muchin Rosenman LLP
  • USA
  • September 4 2014

On August 21, the US Court of Appeals for the Second Circuit decided two closely watched appeals regarding the intersection of Financial Industry


Texas district court deems arbitration agreement enforceable
  • Katten Muchin Rosenman LLP
  • USA
  • March 29 2013

The US District Court for the Southern District of Texas recently held that a dispute between a group of employers and a former employee should be


Sixth Circuit affirms decision to enforce arbitration provision in retiree benefit dispute
  • Katten Muchin Rosenman LLP
  • USA
  • August 2 2013

The US Court of Appeals for the Sixth Circuit recently affirmed a district court's decision to grant defendant-appellee TRW Vehicle Safety Systems


FINRA requests comments on proposed changes to Forms U4 and U5
  • Katten Muchin Rosenman LLP
  • USA
  • May 2 2008

The Financial Industry Regulatory Authority (FINRA) has proposed for comment changes to registration Forms U4 and U5