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Results: 1-10 of 46,643

Another Year, Another Set of Laws: What California Employers Should Know
  • Buchalter Nemer
  • USA
  • December 29 2016

In keeping with California's reputation of being an employee-friendly state, Governor Brown has enacted a number of laws, most of which go into effect


Looking in the Crystal Ball: Proxy Advisory Firms in the Spotlight
  • Drinker Biddle & Reath LLP
  • USA
  • December 2 2016

With a Republican-controlled Congress and a Securities Exchange Commission that will be under the leadership of a new Chair and new Commissioners, we


2016 Year-End Key Executive Compensation Reminders and Considerations
  • Latham & Watkins LLP
  • USA
  • December 1 2016

Although 2017 may bring significant changes to the executive compensation landscape, the following is a brief summary of the key executive


Banks Dispute Minnesota’s State Taxes
  • Fredrikson & Byron PA
  • USA
  • December 1 2016

Financial institutions have not been shy about challenging Minnesota Department of Revenue tax determinations in court. For example, in the 1980s and


Beneficial Owner Rules: 10 Key Takeaways
  • Fredrikson & Byron PA
  • USA
  • December 1 2016

While the compliance deadline for financial institutions to implement the new beneficial owner rules will not arrive until May 11, 2018, compliance


FINRA Imposes Second Data Security Fine on Lincoln Financial
  • Winston & Strawn LLP
  • USA
  • December 1 2016

The Financial Industry Regulatory Authority (FINRA) recently imposed a $650,000 fine on Lincoln Financial Securities Corporation (Lincoln) for its


SEC enforcement quarterly - 3rd quarter 2016
  • Sidley Austin LLP
  • Ireland, United Kingdom, USA
  • December 1 2016

For the last several years, as we have observed in previous editions of the Quarterly, an increasing number of individuals or entities have sought to


SEC Amends Securities Act Rules 147 and 504 to Facilitate Intrastate and Regional Securities Offerings
  • O'Melveny & Myers LLP
  • USA
  • December 1 2016

On October 26, 2016, the Securities and Exchange Commission adopted amendments to modernize intrastate and smaller private offerings of securities


Environmental shareholder proposals increase in frequency and sophistication, but will they continue to be viable?
  • Cooley LLP
  • USA
  • December 1 2016

In this article, the WSJ discusses the increased frequency and sophistication of shareholder proposals regarding the environment. In particular, the


Securities and Exchange Commission enforcement trends
  • Reed Smith LLP
  • USA
  • December 1 2016

At a recent Practicing Law Institute panel, several of the regulators, including the Director of the Division of Enforcement at the Securities and