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New and Disruptive Technologies: The Care and Feeding of the New Economy Expect Focus - Vol. I, Winter 2016
  • Carlton Fields
  • USA
  • May 5 2016

The Consumer Financial Protection Bureau (CFPB ) has taken its first UDAAP action against a consumer financial service provider related to data


Private Equity and the Och-Ziff Enforcement Action
  • Volkov Law Group
  • USA
  • May 5 2016

Since 2010, the Justice Department and the SEC have been "investigating" a number of private equity and hedge funds for FCPA violations. The launch of


US Bank Regulators Propose “Net Stable Funding Ratio” Rule to Enhance Financial System Resiliency
  • Mayer Brown LLP
  • USA
  • May 5 2016

The Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the Currency (OCC), and Board of Governors of the Federal Reserve


US Securities and Exchange Commission Adopts Amendments to Implement Provisions of the Jumpstart Our Business Startups Act and Fixing America’s Surface Transportation Act that Revise Exchange Act Registration Requirements
  • Shearman & Sterling LLP
  • USA
  • May 5 2016

On May 3, 2016, the SEC approved amendments to revise the rules related to the thresholds for registration, termination of registration and


US Federal Agencies Issue Proposed Rule to Implement Incentive-Based Compensation Restrictions
  • Shearman & Sterling LLP
  • USA
  • May 5 2016

On April 21, 2016, the National Credit Union Administration re-proposed a rule that would establish incentive-based compensation restrictions on


US Securities and Exchange Commission Seeks Public Comment on Plan to Establish Consolidated Audit Trail
  • Shearman & Sterling LLP
  • USA
  • May 5 2016

On April 27, 2016, the SEC released a plan for a proposed national market system that would create a single database, the Consolidated Audit Trail


Federal Reserve Bank of New York President Proposes Providing Securities Firms with Access to Discount Window
  • Shearman & Sterling LLP
  • USA
  • May 5 2016

On May 1, 2016, Federal Reserve Bank of New York President William Dudley delivered remarks at the Federal Reserve Bank of Atlanta 2016 Financial


The Ticker - May 5, 2016
  • Fredrikson & Byron PA
  • USA
  • May 5 2016

The Ticker shares recent developments in SEC compliance, capital markets, corporate governance, executive compensation and other matters important to


US Federal Deposit Insurance Corporation Chairman Gruenberg Discusses Resolution of Systemically Important Financial Institutions
  • Shearman & Sterling LLP
  • USA
  • May 5 2016

On April 21, 2016, FDIC Chairman Martin Gruenberg discussed improvements in cross-border cooperation with respect to the resolution of systemically


US Commodity Futures Trading Commission Signs Memorandum of Understanding with Canadian Provinces on Cross-Border Supervision
  • Shearman & Sterling LLP
  • Canada, USA
  • May 5 2016

On April 20, 2016, CFTC Chairman Timothy Massad and authorities for three Canadian provinces signed a March 2014 Memorandum of Understanding