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Results: 1-10 of 48,140

Brexit Tracker IV: Keeping you informed
  • McCann FitzGerald
  • European Union, Global, Ireland, OECD, United Kingdom, USA
  • February 23 2017

McCann FitzGerald is committed to keeping our clients up-to-date in relation to the legal and related politicaleconomic developments in respect


Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors
  • Weil Gotshal & Manges LLP
  • USA
  • February 23 2017

Over the course of the last year there have been a number of regulatory developments affecting private funds and their investment advisers that


Implementing EMIR's variation margin obligations for uncleared derivatives
  • Dillon Eustace
  • European Union, Ireland, United Kingdom, USA
  • February 23 2017

As the clock ticks down towards the 1st March 2017 deadline for implementing the EMIR variation margin exchange requirements, we recap on the main


OCIE Highlights Five Deficiency Areas in Examinations of Advisers
  • Drinker Biddle & Reath LLP
  • USA
  • February 22 2017

The Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC) recently highlighted five areas in which


The Global Employer: A Primer On International Labor and Employment Issues 2016
  • Baker McKenzie
  • Australia, European Union, OECD, United Kingdom, USA
  • February 22 2017

For today's employers, managing a global workforce requires complying with local labor and employment laws in multiple jurisdictions, staying abreast


DOJ Releases Under-the-Radar Paper on “Evaluation of Corporate Compliance Programs”
  • Jenner & Block LLP
  • USA
  • February 22 2017

Earlier this month, the Department of Justice (DOJ) Fraud Section quietly released a short paper entitled "Evaluation of Corporate Compliance


Inside the Courts: An Update from Skadden Securities Litigators, February 2017Volume 9Issue 1
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • February 22 2017

This quarter's issue includes summaries and associated court opinions of selected cases principally decided between November 2016 and January 2017


SEC Announces Enforcement Action for Failure to Disclose Banker Fee Arrangements
  • Cooley LLP
  • USA
  • February 22 2017

On February 14, 2016, the SEC settled an enforcement action against CVR Energy for providing misleading disclosure about the fees payable to CVR’s two


Recent trends in proxy statements
  • Cooley LLP
  • USA
  • February 22 2017

It just isn’t proxy season without some kind of account of the latest trends in proxy statements, so here’s one from CFO.com. The first data point


SEC Fines Broker-Dealer for Inadequate Information Barriers
  • Dechert LLP
  • USA
  • February 22 2017

The U.S. Securities and Exchange Commission (SEC) on February 13, 2017, issued a cease and desist order (Order) and imposed a $100,000 civil penalty