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Results: 1-10 of 37,848

Preparing a company to deal with activist investors
  • Foley & Lardner LLP
  • USA
  • July 29 2015

Shareholder activism has the potential to affect any publicly traded manufacturer's business approach. Recently activist investors have impacted


Volcker agencies provide guidance regarding treatment of Registered Funds and foreign public funds during their seeding period
  • Dechert LLP
  • USA
  • July 29 2015

As the general July 21, 2015 deadline approached to conform with the implementing regulations (Final Rules) for the Volcker Rule, a key issue


Investment management legal regulatory update - July 2015
  • Morrison & Foerster LLP
  • USA
  • July 28 2015

The 2016 compliance dates for new rules included in the SEC’s money market fund reforms are fast approaching. Among other things, the reforms Include


Continued focus on Dodd-Frank, challenge to CFPB moves forward
  • Squire Patton Boggs
  • USA
  • July 27 2015

Last week, the Senate Appropriations Committee passed along party lines in a 16-14 vote a $20.6 billion financial services appropriations package


The SEC proposes rules to require clawback of erroneously awarded incentive-based compensation
  • Dykema Gossett PLLC
  • USA
  • July 27 2015

The SEC has proposed rules directing national securities exchanges and associations to establish listing standards requiring companies to adopt


Financial services update vol. 10, issue 25
  • Winston & Strawn LLP
  • USA
  • July 27 2015

On July 20, the U. S. Department of the Treasury published a formal Notice and Request for Comment on the subject of expanding access to credit


A bold new regulatory landscape for research: SEC approves FINRA rules addressing conflicts of interest for equity and debt research
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • July 27 2015

More than ten years after the Global Research Settlement and the adoption of NASD Rule 2711, the Securities and Exchange Commission (SEC or


SEC actions highlight need for disclosure policies
  • Calfee Halter & Griswold LLP
  • USA
  • July 27 2015

In March 2014, the U.S. Securities and Exchange Commission (SEC) established the Municipal Continuing Disclosure Cooperation Initiative (MCDC


SEC to adopt pay-ratio rules without broad exclusions, reports WSJ
  • Cooley LLP
  • USA
  • July 27 2015

The SEC may adopt final pay-ratio rules, mandated by Dodd-Frank, possibly as early as next week. More significantly, according to the WSJ, the final


SEC considering possible revisions to audit committee disclosure requirements
  • Andrews Kurth LLP
  • USA
  • July 27 2015

The Securities and Exchange Commission (SEC) recently issued its long-promised concept release (Release) seeking comment on possible revisions to