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Results: 1-10 of 6,572

Senate Ag Committee Considers Three CFTC Commissioner Nominees This Week; Hunter Pierce to be Nominated as SEC Commissioner
  • Katten Muchin Rosenman LLP
  • USA
  • July 23 2017

The US Senate Committee on Agriculture, Nutrition, and Forestry will hold a hearing on the nominations of Rostin Behnam, Brian D. Quintenz, and Dawn


Two Firms Settle CME Group Exchanges’ Charges That They Entered Into Contingent EFRPs
  • Katten Muchin Rosenman LLP
  • USA
  • July 23 2017

A Chicago Board of Trade and a Chicago Mercantile Exchange member each agreed to settle disciplinary actions charging that they entered into exchange


ICE Europe Resolves Disciplinary Actions Against Two Warehouses
  • Katten Muchin Rosenman LLP
  • USA
  • July 23 2017

ICE Futures Europe resolved disciplinary actions against 4STOX N.V., a warehouse keeper, and CTW Commodities (UK) Limited, an entity 4STOX outsourced


MarkitSERV Temporarily Enjoined From Cutting Off Trade Processing Services to trueEX, LLC
  • Katten Muchin Rosenman LLP
  • USA
  • July 23 2017

TrueEX, LLC obtained a preliminary injunction against MarkitSERV Limited from a federal district court in New York City, preventing MarkitSERV from


OFAC Sanctions List Updated
  • Katten Muchin Rosenman LLP
  • USA
  • July 23 2017

Last week, the Office of Foreign Assets Control updated its list of "Specially Designated Nationals and Blocked Persons." OFAC is the enforcement


CBOE Futures Exchange Issues Best Practices for Interfacing with Exchange’s Trading System
  • Katten Muchin Rosenman LLP
  • USA
  • July 23 2017

CBOE Futures Exchange issued an itinerary of best practices for Trading Privilege Holders and market data recipients when responding to different


Use in US Trial of Testimony Compelled From Two LIBOR Traders in the UK Tanks Their US Conviction for Manipulation; Criminal Charges Dropped Against Two Traders in London Whale-Related Prosecution
  • Katten Muchin Rosenman LLP
  • USA
  • July 23 2017

A US Federal Court of Appeals sitting in New York City set aside the convictions of Anthony Allen and Anthony Conti, two former Rabobank traders, for


Broker-Dealer Agrees to Pay $2.5 Million Fine for Not Complying With FINRA Large Options Position Reporting Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • July 23 2017

Goldman Sachs & Co. LLC agreed to pay a fine of US $2.5 million to resolve charges brought by the Financial Industry Regulatory Authority that, from


FCA Publishes MiFID II Passporting Forms
  • Katten Muchin Rosenman LLP
  • USA
  • July 21 2017

On July 17, the UK Financial Conduct Authority (FCA) published a new webpage on passporting under the revised Markets in Financial Instruments


FCA Publishes Notification Guide for Firms Wanting To Rely on MiFID II Ancillary Activity Exemption
  • Katten Muchin Rosenman LLP
  • USA
  • July 21 2017

On July 19, the UK Financial Conduct Authority (FCA) updated its webpage on the introduction of the commodity derivatives position limits and