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CFTC Chairman Offers No Timetable But Says Agency “Working Hard” on Position Limits; FCA Head Says Proposed European Position Limits Unnecessary
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

In a speech last week before the Commodity Markets Council, Timothy Massad, Chairman of the Commodity Futures Trading Commission, highlighted recent


ICE Futures U.S. Issues Revised Wash Trade FAQ
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

ICE Futures U.S. issued a revised Wash Trade FAQ to additionally address, among other topics, unintentional matching of buy and sell orders from the


Two Broker-Dealers to Pay US $154 Million to the State of NY and the SEC to Resolve Allegations of Wrongdoing by Their Dark Pools
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

Barclays Capital Inc. and Credit Suisse Securities settled allegations by the Securities and Exchange Commission and the New York State Attorney


Citi Becomes First Bank to Settle LIBOR Class Action Complaint
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

Citibank, N.A., agreed to settle a class action lawsuit by payment of $23 million that alleged the bank and numerous other banking defendants


EUREX Clearing Granted DCO Registration by CFTC
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

Eurex Clearing AG was granted registration by the Commodity Futures Trading Commission as a Derivatives Clearing Organization for swaps. However


CFTC Opposes KraftMondelez’s Attempt to Have an Appeals Court Determine Certain Legal Issues at This Time
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

The Commodity Futures Trading Commission formally opposed efforts by Kraft Foods Group, Inc. and Mondelez Global LLC to formally appeal two legal


NASDAQ Futures Publishes Helpful Position Limit FAQ
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

NASDAQ Futures, Inc. issued Frequently Asked Questions related to position limits and accountability levels. In general, position limits on NASDAQ


CFTC Charges One Firm and Settles With Another for Illegal Off-Exchange Precious Metals Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

The Commodity Futures Trading Commission brought one case and settled another where it alleged that companies and their principals engaged in illegal


Senate Agriculture Committee Seeks More Information on CFTC Accounting Practices
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

The US Senate's Committee on Agriculture, Nutrition and Forestry wrote a letter to the Commodity Futures Trading Commission requesting additional


CFPB Urges 25 Largest Banks To Do More To Create or Promote Deposit Accounts
  • Katten Muchin Rosenman LLP
  • USA
  • February 5 2016

On February 3, the Consumer Financial Protection Bureau (CFPB) sent a letter to the nation’s top 25 retail banking companies urging them to do more