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Results: 1-10 of 6,094

From implementation to take-off: OFAC issues licences for commercial aircraft deals with Iran
  • Katten Muchin Rosenman LLP
  • Iran, USA
  • November 30 2016

The beginning of 2016 brought the arrival of 'Implementation Day' under the Joint Comprehensive Plan of Action and its potential for business


BLM Promulgates Final Methane and Waste Prevention Rule for Oil and Gas Sources on Public and Indian Lands
  • Katten Muchin Rosenman LLP
  • USA
  • November 23 2016

On November 15, 2016, U.S. Secretary of the Interior Sally Jewell announced the final Methane and Waste Prevention Rule (the Rule), which is a Bureau


2016 Year-End Estate Planning Advisory
  • Katten Muchin Rosenman LLP
  • OECD, USA
  • November 21 2016

In 2016, we continued to experience a period of relative stability in our federal transfer tax system and have been able to plan without expecting


Broker-Dealer Sanctioned Over $3.3 Million for Not Making Required Regulator Filings With FINRA and Not Producing Documents in Discovery to Arbitration Claimants
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2016

Oppenheimer & Co, Inc. agreed to pay a fine of US $1.575 million and remediation payments to customers of US $1.846 million to resolve a Disciplinary


SEC Approves Consolidated Audit Trail and Three-Year Phase-In
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2016

The Securities and Exchange Commission approved creation of a single comprehensive database to track all trading activity in US national market


Federal Reserve Imposes Greater Post-Employment Restrictions for Senior Examiners
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2016

The Board of Governors of the Federal Reserve System enacted more severe restrictions on potential compensation that may be accepted by senior


FINRA Rule Proposal Requiring Enhanced Disclosure to Retain Clients Regarding Corporate and Agency Fixed Income Securities Approved by SEC
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2016

The Financial Industry Regulatory Authority received approval from the Securities and Exchange Commission to implement a proposed rule requiring


Five Regulated Clearinghouses Pass CFTC-Administered Stress Tests
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2016

Five principal Commodity Futures Trading Commission-registered clearinghouses demonstrated they had the financial resources to withstand a variety of


Federal District Court Approves Flash Crash Spoofer’s US $38 Million Settlement; Federal Appeals Court Appears Sympathetic to Michael Coscia’s Claim That Spoofing Prohibition Is Too Vague
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2016

The US federal court handling the civil case brought by the Commodity Futures Trading Commission against Navinder Sarao for alleged spoofing


Tom Sexton Named President and CEO Effective March 1, 2017
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2016

The National Futures Association announced that Thomas Sexton would become President and CEO as of March 1, 2017, replacing retiring President and