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Results: 1-10 of 4,959

BEA filing deadline looms for US persons with foreign affiliates
  • Katten Muchin Rosenman LLP
  • USA
  • May 26 2015

Every five years, the US Department of Commerce's Bureau of Economic Analysis (BEA) conducts a survey concerning the extent of investment abroad by


Delaware Chancery awards attorneys’ fees without finding damages
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

In In re Nine Systems Corporation Shareholders Litigation, the Delaware Court of Chancery awarded the plaintiff attorneys’ fees even though the court


CFTC proposes to exempt certain Southwest Power Pool transactions
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

On May 18, the Commodity Futures Trading Commission issued a proposed order in response to an application submitted by Southwest Power Pool, Inc


CFTC staff issues no-action letters relating to swaps trading platforms in Australia
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

On May 19, the Commodity Futures Trading Commission issued two no-action letters granting relief to certain swaps trading platforms in Australia and


CFTC announces agenda for upcoming Market Risk Advisory Committee meeting
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

The Commodity Futures Trading Commission’s Market Risk Advisory Committee (MRAC) announced its agenda for its upcoming meeting on June 2. MRAC will


Section 16(b) decision provides important guidance
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

A recent opinion by the US District Court for the Southern District of New York denying a motion to dismiss “short-swing” profit claims under Section


Massachusetts federal court denies motion to dismiss insider trading indictment
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

The US District Court of Massachusetts in U.S. v. McPhail, et. al., Case No. 1:14-cr-10201, 2015 WL 2226249 (D. Mass. May 12, 2015), denied the


Form BE-10 filing deadline looms
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

Every five years, the Bureau of Economic Analysis of the US Department of Commerce (BEA) conducts a survey concerning the extent of investment abroad


FINRA requests comment on proposed amendments to rules governing communications with the public
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

The Financial Industry Regulatory Authority issued Regulatory Notice 15-16 to solicit comments on proposed amendments to FINRA Rules governing


OCC issues final rule to integrate licensing rules for national banks and federal savings institutions
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

On May 18, the Office of the Comptroller of the Currency (OCC) adopted a final rule to integrate its rules relating to policies and procedures for