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Results: 1-10 of 6,449

Model Aircraft Registration Rule Shot Down by DC Circuit
  • Katten Muchin Rosenman LLP
  • USA
  • May 23 2017

Last Friday, in Taylor v. Huerta, the DC Circuit Court of Appeals vacated a rule requiring individuals who fly small (weighing between 0.55 and 55


US Supreme Court Limits Venue in Patent Cases - Is It the Death Knell for Forum Shopping?
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2017

On May 22, the United States Supreme Court handed down an important unanimous decision regarding venue in patent cases, reversing a nearly


Canadian Self-Regulator Proposes Changes to Customer Protection Regime
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • May 21 2017

The Investment Industry Regulatory Organization of Canada proposed amendments to its Dealer Member Rules to accommodate upcoming changes expected at


FINRA Seeks Comments on Rules Governing Outside Business Activities and Private Securities Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • May 21 2017

The Financial Industry Regulatory Authority sought comment on its rules regarding outside business activities and private securities transactions by


CFTC Creates New FinTech Initiative - A Lab, Not a Sandbox
  • Katten Muchin Rosenman LLP
  • USA
  • May 21 2017

The Commodity Futures Trading created a new initiative to promote FinTech innovation termed LabCFTC. The objective of the initiative, said the CFTC


After Victims Want to Cry Because of Attacks by WannaCry, Worldwide Regulators Issue Helpful Guidance About Ransomware
  • Katten Muchin Rosenman LLP
  • USA
  • May 21 2017

In response to the May 12 global ransomware attack principally known as WannaCry, the US Department of Homeland Security, the Securities and Exchange


Broker-Dealer CMBS Traders Charged with Lying to Customers to Increase Firm Profits
  • Katten Muchin Rosenman LLP
  • USA
  • May 21 2017

The Securities and Exchange Commission charged two former head traders of the Commercial Mortgage-Backed Securities ("CMBS") desk of Nomura


Shanghai Clearing House CFTC Registration Relief Extended for Six Months
  • Katten Muchin Rosenman LLP
  • USA
  • May 21 2017

The Commodity Futures Trading Commission's Division of Clearing and Risk extended for another six months relief previously given, permitting the


CBOE Futures Exchange Issues Best Practices for Trading Privilege Holders
  • Katten Muchin Rosenman LLP
  • USA
  • May 21 2017

CBOE Futures Exchange issued "best practices" for trading privilege holders ("TPH") and market data recipients to follow to avoid potential issues


Hedge Fund Icon Settles SEC Insider Trading Allegations
  • Katten Muchin Rosenman LLP
  • USA
  • May 21 2017

Hedge fund icon Leon Cooperman and his firm, Omega Advisors, a registered investment adviser, agreed to resolve charges by the Securities and