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Results: 1-10 of 6,189

ICE Endex Receives FBOT Registration
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2017

On January 11, the Commodity Futures Trading Commission announced that it had issued an Order granting ICE Endex Markets B.V. (ICE Endex


NFA Announces Effective Date for Forex Transactions Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2017

The Commodity Futures Trading Commission recently approved National Futures Association’s (NFA) amendment to NFA Compliance Rule 2-36. The amendment


2017 Examination Priorities Announced by the SEC
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2017

On January 12, the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) released its 2017 examination


CFTC Proposes To Amend Recordkeeping Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2017

On January 12, the Commodity Futures Trading Commission approved for publication in the Federal Register proposed amendments to Regulation 1.31


NFA Issues Notice to Members Regarding CPOCTA Exemption Affirmations
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2017

On January 11, National Futures Association (NFA) issued Notice I-17-02, which reminds NFA members of their obligations with respect to commodity


EPA Proposes to Enact TRI Requirements for NGP Facilities
  • Katten Muchin Rosenman LLP
  • USA
  • January 11 2017

On January 6, 2017, the U.S. Environmental Protection Agency (EPA or Agency) proposed a rule that would require natural gas processing (NGP


EPA Issues Final Guidance on Modifying the Timeframe for Hazardous Waste Management Unit Post-Closure Care
  • Katten Muchin Rosenman LLP
  • USA
  • January 10 2017

On January 4, 2017, the U.S. Environmental Protection Agency (EPA or Agency) issued a final memorandum entitled "Guidelines for Evaluating the


Euro Stoxx 50 Index Dividend Futures Available for Trading by US Persons
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2017

The Eurex Exchange announced that US persons are now authorized to purchase and sell its EURO Stoxx 50 Index Dividend Futures contracts. This product


FINRA Sanctions 12 Member Firms for Failure to Maintain Electronic Records in Required Format
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2017

The Financial Industry Regulatory Authority assessed a total of US $14.4 million in fines against 12 firms for "significant deficiencies" in their


Individual FX Dealer Pleads Guilty to Currency Prices Manipulation
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2017

Jason Katz, previously employed by three financial institutions in New York City, pleaded guilty to manipulating foreign exchange prices from at least