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Results: 1-10 of 703

Derivatives Quarterly Newsletter: 1st Quarter 2017
  • Sidley Austin LLP
  • Global, Hong Kong, USA
  • May 16 2017

On January 5, 2017, the CFTC approved the NFA's amendment to NFA Compliance Rule 2-36, which requires forex dealer members to provide customers with


Cross-Border Financial Crimes: The Growth and Evolution of "CEO Fraud"
  • Duane Morris LLP
  • Hong Kong, USA
  • May 3 2017

Many victims of “CEO fraud” (otherwise known as “business email compromise”) are companies involved in cross-border businesses that routinely make


International Regulatory Update 20 - 24 March 2017
  • Clifford Chance LLP
  • European Union, Hong Kong, OECD, United Kingdom, USA
  • March 28 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


Global Privacy & Cybersecurity Update Vol. 13 - March 2017
  • Jones Day
  • Asia-Pacific, Australia, Canada, Central & South America, China, European Union, Hong Kong, Japan, Singapore, USA
  • March 10 2017

On December 28, 2016, the New York Department of Financial Services ("DFS") released a revised version of a proposed regulation that would require


International Regulatory Update 27 February - 03 March 2017
  • Clifford Chance LLP
  • Global, Hong Kong, USA
  • March 7 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


Derivatives Quarterly Newsletter: 4th Quarter 2016
  • Sidley Austin LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • February 21 2017

On October 11, 2016, the CFTC proposed rules (Proposed Cross-Border Rules) that address the cross-border application of certain of the CFTC's swaps


Governance & Securities Law Focus: Latin America Edition, February 2017
  • Shearman & Sterling LLP
  • USA, European Union, Global, Hong Kong, United Kingdom
  • February 16 2017

One of the recent areas of focus in the review by the US Securities and Exchange Commission ("SEC") of company disclosures has been the use of "non


International Regulatory Update 30 January - 03 February 2017
  • Clifford Chance LLP
  • China, European Union, Germany, Hong Kong, United Kingdom, USA
  • February 7 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


Governance & Securities Law Focus: Europe Edition, January, 2017
  • Shearman & Sterling LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • January 26 2017

On 25 October 2016, the European Commission ("Commission") adopted its 2017 Work Programme. The Commission proposes 21 key initiatives for 2017 to


Financial Regulatory Developments Focus January 25, 2017
  • Shearman & Sterling LLP
  • European Union, Global, Hong Kong, Ireland, United Kingdom, USA
  • January 25 2017

On January 18, 2017, the US Board of Governors of the Federal Reserve System finalized a rule increasing the maximum civil money penalty limits for