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This week in securities litigation (week ending April 25, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, USA
  • April 24 2014

Insider trading and fraudulent investment schemes were the focus of SEC Enforcement this week. The Commission filed insider trading actions tied to


This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


International regulatory update 28 July 1 August 2014
  • Clifford Chance LLP
  • Belgium, China, European Union, Germany, Hong Kong, Russia, Singapore, South Korea, Thailand, Ukraine, United Kingdom, USA
  • August 4 2014

The Regulation establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the


Privacy & cybersecurity update, issue 3 - October, 2014
  • Jones Day
  • Australia, Brazil, Canada, Chile, China, USA, Japan, Mexico, Netherlands, New Zealand, Russia, Taiwan, European Union, France, Germany, Hong Kong, Ireland, Italy
  • October 15 2014

On August 1, the Federal Trade Commission ("FTC") issued a report on mobile shopping applications. In it, the FTC found that such apps often fail to


Hong Kong and United States enter into FATCA agreement
  • Steptoe & Johnson LLP
  • Hong Kong, USA
  • November 13 2014

Hong Kong announced it signed an inter-governmental agreement with the United States that will facilitate FATCA compliance by Hong Kong financial


Preparing for Exits - Key Issues for Sponsors Across the U.S., Europe and Asia - Q3 2016
  • Weil Gotshal & Manges LLP
  • China, European Union, Hong Kong, USA
  • November 9 2016

While the pace of private equity deal-making around the world has slowed over the course of 2016, sponsors continue to exit investments at a rapid


Revised code of best practice for the FX market
  • Shearman & Sterling LLP
  • Australia, Canada, China, Germany, Hong Kong, Singapore, United Kingdom, USA
  • March 31 2015

On March 30, 2015, a revised Global Preamble: Codes of Best Practice and Shared Global Principles was published by eight FX committees which sit in


CFTC grants Hong Kong part 30.10 status this article is revised following conversation with CFTC staff on March 23, 2015
  • Katten Muchin Rosenman LLP
  • Hong Kong, USA
  • March 22 2015

The Commodity Futures Trading Commission granted a so-called Part 30.10 exemption last week to the Hong Kong Securities and Futures Commission. Under


Governance & securities law focus: Asia edition, January 2015
  • Shearman & Sterling LLP
  • Japan, United Kingdom, USA, China, European Union, Hong Kong
  • January 30 2015

On 12 December 2014, Japan’s Financial Services Agency released and solicited comments on an exposure draft of a new corporate governance code to be


International regulatory update - 27 31 October 2014
  • Clifford Chance LLP
  • South Korea, United Kingdom, USA, European Union, Global, Hong Kong, India, Luxembourg, Singapore, China
  • November 4 2014

The European Banking Authority (EBA) has published the results of the 2014 EU-wide stress test of 123 banks. In addition, the European Central Bank