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Results: 1-10 of 17

Financial Regulatory Developments 19 June - US Commodity Futures Trading Commission (CFTC)
  • Dentons
  • European Union, USA
  • June 19 2015

Timothy Massad, Chairman of CFTC, spoke at the Futures Industry Association (FIA) International Derivatives Conference, focusing on the importance of


Financial Regulatory Developments 25 April - Commodities and Futures Trading Commission (CFTC)
  • Dentons
  • European Union, USA
  • April 25 2014

CFTC has provided new conditional no-action relief for swaps trading on EU multilateral trading facilities (MTFs). This new relief from registration


Financial Regulatory Developments 21 February - European Commission (Commission)
  • Dentons
  • European Union, USA
  • February 21 2014

On 13 February, the Commission adopted without amendment regulatory technical standards (RTS) proposed by ESMA under the European Market


Financial Regulatory Developments 7 February - European Commission (Commission)
  • Dentons
  • European Union, USA
  • February 7 2014

The Commission has published its first EU anti-corruption report. The report looks at each Member State's laws and practices, analysing how well they


Financial Regulatory Developments 6 December 2013 - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union, USA
  • December 6 2013

ESMA has published translations of its guidelines on the model Memorandum of Understanding (MOU) to be signed between EU regulators and their global


Commission and CFTC agree on derivatives approach
  • Dentons
  • USA, European Union
  • July 19 2013

Michel Barnier (on behalf of the Commission) and Gary Gensler (on behalf of the US Commodity Futures Trading Commission (CFTC)) announced agreement


Commission confirms substituted compliance request
  • Dentons
  • European Union, USA
  • June 21 2013

The Commission and ESMA have confirmed their intention to ask the US Commodity Futures Trading Commission (CFTC) to undertake a substituted


EBIC warns on US postponement of Basel 3
  • Dentons
  • European Union, USA
  • February 22 2013

EBIC has written to Michel Barnier on the unlevel playing field between EU and US banks that will result from the US postponing the implementation of


EP asks about FATCA action
  • Dentons
  • USA, European Union
  • March 30 2012

A question posed to the Commission by EP enquires whether the Commission has taken any action following attempts by several Member States to engage with the US to address the problems the US Foreign Account Tax Compliance Act (FATCA) will cause to European financial institutions


ESMA announces third country CRA endorsements
  • Dentons
  • Singapore, USA, Canada, European Union, Hong Kong
  • March 23 2012

ESMA has confirmed that the regulatory frameworks of the US, Canada, Hong Kong and Singapore relating to Credit Rating Agencies (CRAs) are equivalent to EU standards