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Corporate crime & investigations update - 24 July 2015
  • Addleshaw Goddard LLP
  • United Kingdom, USA
  • July 24 2015

On 16 July 2015, HMRC released its Annual Report and Accounts for 201415. HMRC refers to the amount of revenue collected from individuals and


Market abuse update - August 2015
  • Herbert Smith Freehills LLP
  • United Kingdom, USA
  • August 19 2015

The second quarter of 2015 saw continued regulatory focus on market and benchmark misconduct: the FCA and the US regulators imposed a series of


Market abuse update April 2015
  • Herbert Smith Freehills LLP
  • Australia, European Union, United Kingdom, USA
  • April 16 2015

2014 was marked by record fines for benchmarkmManipulation globally, criminal prosecutions for insider trading and market manipulation, and the first


Market abuse update
  • Herbert Smith Freehills LLP
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably


Foreign Corrupt Practices Act (FCPA) business guide - 2015 mid-year update
  • Jenner & Block
  • Brazil, United Kingdom, USA
  • July 1 2015

The first half of 2015 witnessed a number of important developments in Foreign Corrupt Practices Act (“FCPA”) enforcement. Although both the DOJ and


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a


Anti-corruption digest
  • Dorsey & Whitney LLP
  • Global, United Kingdom, USA
  • December 21 2012

Several U.S. mayors are on trial for, under investigation for, or have just been found guilty of charges related to extortion and bribery. A brief rundown:


Cross-border investigations update
  • Skadden Arps Slate Meagher & Flom LLP
  • China, European Union, United Kingdom, USA
  • May 15 2015

Bank Leumi Group agreed to enter into a deferred prosecution agreement (DPA) with the U.S. Department of Justice (DOJ) to defer prosecution on a


This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview