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Top ten international anti-corruption developments for August 2015
  • Morrison & Foerster LLP
  • China, United Kingdom, USA
  • September 11 2015

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international

Market abuse update April 2015
  • Herbert Smith Freehills LLP
  • Australia, European Union, United Kingdom, USA
  • April 16 2015

2014 was marked by record fines for benchmarkmManipulation globally, criminal prosecutions for insider trading and market manipulation, and the first

Market abuse update
  • Herbert Smith Freehills LLP
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably

Anti-corruption digest - June 2013
  • Dorsey & Whitney LLP
  • Global, United Kingdom, USA
  • June 21 2013

French oil and gas giant Total SA has entered into a three-year deferred prosecution agreement ("DPA") with the U.S. Department of Justice ("DOJ") to

Foreign Corrupt Practices Act (FCPA) business guide - 2015 mid-year update
  • Jenner & Block
  • Brazil, United Kingdom, USA
  • July 1 2015

The first half of 2015 witnessed a number of important developments in Foreign Corrupt Practices Act (“FCPA”) enforcement. Although both the DOJ and

Global market abuse news winter 201314
  • Freshfields Bruckhaus Deringer LLP
  • China, France, Hong Kong, Italy, Spain, United Kingdom, USA
  • January 28 2014

The Hong Kong Court of First Instance has ordered Tiger Asia Management LLC (Tiger Asia) and two of its senior officers, Mr Bill Sung Kook Hwang and

Private funds in focus
  • Proskauer Rose LLP
  • Brazil, United Kingdom, USA
  • February 6 2014

The list below briefly summarizes various regulatory obligations and filing deadlines for private fund managers under U.S. rules. Click here to view

The great fraud of China
  • Cobbetts LLP
  • United Kingdom, USA
  • May 18 2012

Near Xanadu did Chris Ruffle a stately pleasure dome decree, but for his fraud, a fine was brought “Success for the SEC!”

Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a

Corporate crime & investigations update - 24 July 2015
  • Addleshaw Goddard LLP
  • United Kingdom, USA
  • July 24 2015

On 16 July 2015, HMRC released its Annual Report and Accounts for 201415. HMRC refers to the amount of revenue collected from individuals and