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Results: 1-10 of 1,043

Cross-border investigations update
  • Skadden Arps Slate Meagher & Flom LLP
  • China, European Union, United Kingdom, USA
  • May 15 2015

Bank Leumi Group agreed to enter into a deferred prosecution agreement (DPA) with the U.S. Department of Justice (DOJ) to defer prosecution on a


Anti-corruption regulation in Asia Pacific - May 2015
  • Herbert Smith Freehills LLP
  • Asia-Pacific, Australia, United Kingdom, USA
  • June 2 2015

Over the past two years we have witnessed an exponential increase in global efforts to combat corruption. Nowhere is this more visible than Asia


Cross-border investigations update
  • Skadden Arps Slate Meagher & Flom LLP
  • China, United Kingdom, USA
  • October 14 2014

The inaugural edition of Cross-Border Investigations Update includes an overview of enforcement trends, including the increasing cooperation between U


Market abuse update April 2015
  • Herbert Smith Freehills LLP
  • Australia, European Union, United Kingdom, USA
  • April 16 2015

2014 was marked by record fines for benchmarkmManipulation globally, criminal prosecutions for insider trading and market manipulation, and the first


Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a


Global Market Abuse News - Spring 2015
  • Freshfields Bruckhaus Deringer LLP
  • China, France, Germany, Hong Kong, Italy, Japan, Spain, United Kingdom, USA
  • March 24 2015

In February 2015, the Court of First Instance ordered that China Metal Recycling (Holdings) Limited (CMR) be wound up in the public interest. This is


Market abuse update
  • Herbert Smith Freehills LLP
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably


Global anti-corruption insights - Winter 2015
  • Arnold & Porter LLP
  • Global, United Kingdom, USA
  • February 27 2015

The Department of Justice and the Securities and Exchange Commission continued their focus on the Foreign Corrupt Practices Act in 2014, resolving


Morrison v National Australia Bank
  • Herbert Smith Freehills LLP
  • United Kingdom, USA
  • July 1 2010

In a decision of great significance to non-US issuers and their shareholders, the US Supreme Court has clarified and restricted the extra-territorial application of the anti-fraud provisions of US federal securities laws


Private funds in focus
  • Proskauer Rose LLP
  • Brazil, United Kingdom, USA
  • February 6 2014

The list below briefly summarizes various regulatory obligations and filing deadlines for private fund managers under U.S. rules. Click here to view