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Market abuse update April 2015
  • Herbert Smith Freehills LLP
  • Australia, European Union, United Kingdom, USA
  • April 16 2015

2014 was marked by record fines for benchmarkmManipulation globally, criminal prosecutions for insider trading and market manipulation, and the first


FCPA digest - recent trends and patterns in the enforcement of the Foreign Corrupt Practices Act - January 2015
  • Shearman & Sterling LLP
  • United Kingdom, USA
  • January 5 2015

The 2014 FCPA enforcement year has been interesting to say the least. While the DOJ and SEC continue to prosecute individuals at a relatively steady


Market abuse update
  • Herbert Smith Freehills LLP
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably


The great fraud of China
  • Cobbetts LLP
  • United Kingdom, USA
  • May 18 2012

Near Xanadu did Chris Ruffle a stately pleasure dome decree, but for his fraud, a fine was brought “Success for the SEC!”


Cross-border investigations update
  • Skadden Arps Slate Meagher & Flom LLP
  • China, United Kingdom, USA
  • October 14 2014

The inaugural edition of Cross-Border Investigations Update includes an overview of enforcement trends, including the increasing cooperation between U


This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


A tale of two Ponzi schemes
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • September 19 2012

Ponzi schemes seem to be everywhere


Recent developments in successor liability under the FCPA and UK Bribery Act
  • Ropes & Gray LLP
  • United Kingdom, USA
  • December 4 2014

On November 7, 2014, the Department of Justice (“DOJ”) issued a Foreign Corrupt Practices Act (“FCPA”) Opinion Procedure Release 14-02 (the “DOJ


This week in securities litigation (week ending October 26, 2012)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • October 26 2012

The focus this week was on white collar criminal securities cases


The impact of heightened FSASEC cross-border cooperation
  • Reed Smith LLP
  • United Kingdom, USA
  • March 30 2010

Within financial regulatory enforcement there has long been a culture of cooperation between national regulatory authorities