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Results: 1-10 of 44

This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


This week in securities litigation (week ending February 7, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of


This week in securities litigation (week ending February 21, 2014)
  • Dorsey & Whitney LLP
  • Australia, United Kingdom, USA
  • February 20 2014

The SEC filed two civil injunctive actions this week. Once focused on an investment fraud scheme in which interests were sold in what was falsely


This week in securities litigation (week ending September 19, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • September 19 2014

The Commission continued with broken windows this week. Twenty Rule 105 short selling cases were filed in a group. Last week another group of broken


This week in securities litigation (week ending March 21, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • March 20 2014

The Commission improved its trial record this week, prevailing in a ten day jury trial centered on fraud in connection with the sale of mortgage


This week in securities litigation (week ending October 26, 2012)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • October 26 2012

The focus this week was on white collar criminal securities cases


Protecting investors in the U.S. and abroad
  • Dorsey & Whitney LLP
  • USA, Australia, Hong Kong, United Kingdom
  • May 23 2012

The SEC faces a variety of issues in protecting U.S. investors in the capital markets of this country


This week in securities litigation (week ending February 28, 2014)
  • Dorsey & Whitney LLP
  • Canada, Hong Kong, Japan, United Kingdom, USA
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi


This week in securities litigation (week ending June 20, 2014)
  • Dorsey & Whitney LLP
  • Australia, European Union, Hong Kong, Japan, United Kingdom, USA
  • June 19 2014

High speed trading and conflict of interest in the market place were the topics of the week. Two Senate committees held hearings on the issues which


This week in securities litigation (December 9, 2011)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • December 9 2011

The collapse of MF Global was a key topic on Capital Hill this week