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Results: 1-10 of 44

Anti-corruption digest - June 2013
  • Dorsey & Whitney LLP
  • Global, United Kingdom, USA
  • June 21 2013

French oil and gas giant Total SA has entered into a three-year deferred prosecution agreement ("DPA") with the U.S. Department of Justice ("DOJ") to


This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


This week in securities litigation (week ending February 28, 2014)
  • Dorsey & Whitney LLP
  • USA, Canada, Hong Kong, Japan, United Kingdom
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi


This week in securities litigation (week ending February 7, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of


This week in securities litigation (week ending October 26, 2012)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • October 26 2012

The focus this week was on white collar criminal securities cases


A tale of two Ponzi schemes
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • September 19 2012

Ponzi schemes seem to be everywhere


This week in securities litigation (week ending May 2, 2014)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission


This week in securities litigation (week ending February 21, 2014)
  • Dorsey & Whitney LLP
  • Australia, United Kingdom, USA
  • February 20 2014

The SEC filed two civil injunctive actions this week. Once focused on an investment fraud scheme in which interests were sold in what was falsely


This week in securities litigation (week ending September 19, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • September 19 2014

The Commission continued with broken windows this week. Twenty Rule 105 short selling cases were filed in a group. Last week another group of broken


This week in securities litigation (week ending June 6, 2014)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • June 5 2014

The SEC had mixed results in court this week. A Manhattan jury returned a verdict against the agency in a high profile and long-running insider