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US and Chinese financial intelligence units sign memorandum of understanding to facilitate information sharing
  • Herbert Smith Freehills LLP
  • China, USA
  • December 17 2015

Following high-level meetings in September which set the objective of strengthening bilateral regulatory, supervisory and law enforcement

Corruption trends and global outlook
  • Herbert Smith Freehills LLP
  • United Kingdom, USA
  • December 16 2015

We are at a pivotal point in the global fight against corruption, with new allegations surfacing daily that implicate the world's most powerful

Market abuse update April 2015
  • Herbert Smith Freehills LLP
  • Australia, European Union, United Kingdom, USA
  • April 16 2015

2014 was marked by record fines for benchmarkmManipulation globally, criminal prosecutions for insider trading and market manipulation, and the first

Corporate Crime Update - January 2016 - United States
  • Herbert Smith Freehills LLP
  • USA
  • January 29 2016

We reported in October 2015 that medical imaging firm Analogic Corp had disclosed its proposal to pay $1.6 million to settle a Foreign Corrupt

US Supreme Court declines to hear Newman insider trading appeal
  • Herbert Smith Freehills LLP
  • USA
  • October 5 2015

The US Supreme Court has refused to hear an appeal in United States v. Newman and Chiasson, where the Second Circuit overturned the convictions of

Class actions update November 2014
  • Herbert Smith Freehills LLP
  • Australia, USA
  • November 6 2014

Since the release of the June update, the Productivity Commission has continued to receive submissions in response to its draft report on access to

USA: highest ever SEC whistleblower bounty awarded
  • Herbert Smith Freehills LLP
  • USA
  • October 16 2014

On September 22, the SEC reported that it expected to provide an award of more than $30 million to a whistleblower who provided key information which

Market abuse update
  • Herbert Smith Freehills LLP
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably

United States of America: uncertainty over scope of whistleblower protections under the Dodd-Frank Act
  • Herbert Smith Freehills LLP
  • USA
  • January 31 2014

The Dodd-Frank Act, enacted in 2010, offered new protections against retaliation to employees who report violations of the federal securities laws at

Corporate Crime Update - November 2015 - United States
  • Herbert Smith Freehills LLP
  • USA
  • November 16 2015

The SEC announced its enforcement results for financial year 2015 on October 22. It has filed 807 enforcement actions covering a range of misconduct