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Results: 1-10 of 222

Cyber Security Quarterly Round-Up - October 2016
  • Herbert Smith Freehills LLP
  • Australia, Hong Kong, United Kingdom, USA
  • October 24 2016

Cyber security affects all businesses and industries and is a Board level agenda item. Our quarterly eBulletin provides a round-up of best practice


US appeals court limits extra-territorial application of anti-fraud provisions of the US Federal Securities laws
  • Herbert Smith Freehills LLP
  • USA
  • September 3 2014

The US Court of Appeals for the Second Circuit inParkcentral Global Hub Limited v. Porsche Automobile Holdings, SE, 11-397-CV (2d Cir. N.Y. Aug. 15


General Counsel Update - June 2013 - A summary of major developments in key areas
  • Herbert Smith Freehills LLP
  • Australia, European Union, Singapore, United Kingdom, USA
  • June 21 2013

The Companies Act 2006 (Strategic Report and Directors' Report) Regulations 2013 (Regulations) to amend the structure of UK annual reports have


Corporate crime update - 21 March 2013 - United States
  • Herbert Smith Freehills LLP
  • USA
  • March 21 2013

The US Chamber of Commerce among others has complained that the Foreign Corrupt Practices Act is too ambiguous. Although the Justice Department and


Corporate Crime Update - March 2014 - United States
  • Herbert Smith Freehills LLP
  • USA
  • March 19 2014

Acting Assistant Attorney General of the Department of Justice's Criminal Division, Mythili Raman, announced on February 26 that she will be leaving


Supreme Court to revisit fraud-on-the-market basis for class certification
  • Herbert Smith Freehills LLP
  • USA
  • January 6 2014

On 5 March, 2014, the Supreme Court will hear argument in a suit that has the potential to alter significantly the landscape of class action


Corporate crime update September 2013 - United States
  • Herbert Smith Freehills LLP
  • USA
  • September 20 2013

A federal jury in New York has found Fabrice Tourre liable for fraud for misleading investors in a complex financial product


Brexit: charting a new course
  • Herbert Smith Freehills LLP
  • European Union, Global, OECD, United Kingdom, USA
  • September 16 2016

On 23 June 2016, a majority of voters in a Referendum on the UK's membership of the European Union (EU) voted for the UK to leave the EU. The vote


SEC and CESR members announce efforts to continue close cooperation
  • Herbert Smith Freehills LLP
  • European Union, USA
  • November 17 2010

The Securities and Exchange Commission (SEC) and the Committee of European Securities Regulators (CESR) have announced efforts to continue close cooperation as national securities regulators and implement new regulatory reform initiatives


SEC adopts final rules to the Investment Advisers Act of 1940 implementing provisions of the Dodd-Frank Act
  • Herbert Smith Freehills LLP
  • USA
  • September 22 2011

On 22 June 2011, the Securities and Exchange Commission ("SEC") adopted final rules and rule amendments under the Investment Advisers Act of 1940, as amended, (the "Advisers Act") implementing certain provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd Frank Act"