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Results: 1-10 of 27

SBA modifies procedures for the prepayment of SBIC pooled debentures
  • Locke Lord LLP
  • USA
  • July 30 2013

On July 25, 2013, the U.S. Small Business Administration ("SBA") issued a notice to Small Business Investment Companies ("SBICs") that the procedures


A SBIC’s control of a small business is limited to seven years
  • Locke Lord LLP
  • USA
  • February 24 2012

Pursuant to the regulations governing Small Business Investment Companies (“SBICs”), an SBIC is permitted to make a controlling investment in a portfolio company


The SBA issues instructions for pre-screening prospective applicants to the SBIC program
  • Locke Lord LLP
  • USA
  • April 4 2013

The U.S. Small Business Administration (the "SBA") recently issued instructions for prospective applicants to the SBIC Program regarding the process


SBA releases proposed rules to govern new early stage investment
  • Locke Lord LLP
  • USA
  • December 14 2011

On January 31, 2011, President Obama announced an initiative called “Start-up America,” which is a program designed to promote high-growth entrepreneurship in the United States


New record low interest rate for latest pooling of SBIC debentures announced
  • Locke Lord LLP
  • USA
  • September 22 2011

The U.S. Small Business Administration (SBA) has announced that the latest pooling of Small Business Investment Company (SBIC) Debentures was priced at 2.877, which is the lowest pricing of a debenture pooling in the history of the SBIC program


SEC adopts final rules implementing the Dodd-Frank Act
  • Locke Lord LLP
  • USA
  • June 30 2011

On June 22, 2011, the Securities and Exchange Commission adopted final rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


SBA issues SBIC TechNote 17 concerning the determination of common control of two or more SBICs
  • Locke Lord LLP
  • USA
  • February 20 2013

On February 12, 2013, the SBA issued SBIC TechNote 17, which provides guidance on the criteria the SBA will consider in determining whether two or


Extension of deadline for submission of early stage Management Assessment Questionnaires
  • Locke Lord LLP
  • USA
  • April 9 2014

The U.S. Small Business Administration ("SBA") extended the deadline for early stage fund managers to file a Management Assessment Questionnaire


The SBA issues updated TechNote 4: reporting portfolio valuations
  • Locke Lord LLP
  • USA
  • July 8 2013

The U.S. Small Business Administration (the "SBA") recently issued an updated TechNote 4, which clarifies how Small Business Investment Companies


SBIC annual recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 9 2013

On May 8, 2013, the U.S. Small Business Administration ("SBA") issued Memorandum 2013-1 regarding annual recertification of the Institutional