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Results: 1-10 of 27

A SBIC’s control of a small business is limited to seven years
  • Locke Lord LLP
  • USA
  • February 24 2012

Pursuant to the regulations governing Small Business Investment Companies (“SBICs”), an SBIC is permitted to make a controlling investment in a portfolio company


2015 SBIC Annual Recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • June 5 2015

On June 4, 2015, the U.S. Small Business Administration (SBA) issued Memorandum 1 - 2015, Annual Recertification, regarding annual recertification


Extension of deadline for submission of early stage Management Assessment Questionnaires
  • Locke Lord LLP
  • USA
  • April 9 2014

The U.S. Small Business Administration ("SBA") extended the deadline for early stage fund managers to file a Management Assessment Questionnaire


March 2014 pooling results in lower SBIC debenture rate
  • Locke Lord LLP
  • USA
  • March 21 2014

The March 2014 pooling of Small Business Investment Company ("SBIC") debentures was priced at 3.191. This most recent semi-annual pricing of SBIC


SBA issues SBIC TechNote 17 concerning the determination of common control of two or more SBICs
  • Locke Lord LLP
  • USA
  • February 20 2013

On February 12, 2013, the SBA issued SBIC TechNote 17, which provides guidance on the criteria the SBA will consider in determining whether two or


Track 2 deadline for new SBIC program for early stage investments is June 19, 2012
  • Locke Lord LLP
  • USA
  • June 4 2012

On May 1, 2012, the U.S. Small Business Administration (SBA) released a Federal Register Call Notice inviting fund managers to submit preliminary materials, in the form of the Management Assessment Questionnaire (MAQ), for consideration by the SBA to be licensed as part of the new Early Stage Small Business Investment Company (SBIC) program


SBA extends deadline to file electronic capital certificates
  • Locke Lord LLP
  • USA
  • April 11 2014

The US Small Business Administration (the "SBA") extended the deadline for small business investment companies ("SBICs") to submit electronic versions


SBIC annual recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 9 2013

On May 8, 2013, the U.S. Small Business Administration ("SBA") issued Memorandum 2013-1 regarding annual recertification of the Institutional


The SBA issues instructions for pre-screening prospective applicants to the SBIC program
  • Locke Lord LLP
  • USA
  • April 4 2013

The U.S. Small Business Administration (the "SBA") recently issued instructions for prospective applicants to the SBIC Program regarding the process


The SBA issues updated TechNote 4: reporting portfolio valuations
  • Locke Lord LLP
  • USA
  • July 8 2013

The U.S. Small Business Administration (the "SBA") recently issued an updated TechNote 4, which clarifies how Small Business Investment Companies