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Results: 1-10 of 27

SBA modifies procedures for the prepayment of SBIC pooled debentures
  • Locke Lord LLP
  • USA
  • July 30 2013

On July 25, 2013, the U.S. Small Business Administration ("SBA") issued a notice to Small Business Investment Companies ("SBICs") that the procedures


SBA’s final rule permitting SBIC to invest in double holding companies is now in effect
  • Locke Lord LLP
  • USA
  • December 5 2014

The U.S. Small Business Administration's ("SBA") final rule to revise the Small Business Investment Company ("SBIC") regulations regarding


The SBA issues instructions for pre-screening prospective applicants to the SBIC program
  • Locke Lord LLP
  • USA
  • April 4 2013

The U.S. Small Business Administration (the "SBA") recently issued instructions for prospective applicants to the SBIC Program regarding the process


SEC adopts final rules implementing the Dodd-Frank Act
  • Locke Lord LLP
  • USA
  • June 30 2011

On June 22, 2011, the Securities and Exchange Commission adopted final rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


SBA extends deadline to file electronic capital certificates
  • Locke Lord LLP
  • USA
  • April 11 2014

The US Small Business Administration (the "SBA") extended the deadline for small business investment companies ("SBICs") to submit electronic versions


Pricing for SBIC debentures reaches new record low
  • Locke Lord LLP
  • USA
  • September 20 2012

The September 2012 pooling of Small Business Investment Company (“SBIC”) debentures was priced at 2.245, which is the lowest pricing of debentures in the history of the SBIC program


SBA issues SBIC TechNote 17 concerning the determination of common control of two or more SBICs
  • Locke Lord LLP
  • USA
  • February 20 2013

On February 12, 2013, the SBA issued SBIC TechNote 17, which provides guidance on the criteria the SBA will consider in determining whether two or


2015 SBIC Annual Recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • June 5 2015

On June 4, 2015, the U.S. Small Business Administration (SBA) issued Memorandum 1 - 2015, Annual Recertification, regarding annual recertification


March 2014 pooling results in lower SBIC debenture rate
  • Locke Lord LLP
  • USA
  • March 21 2014

The March 2014 pooling of Small Business Investment Company ("SBIC") debentures was priced at 3.191. This most recent semi-annual pricing of SBIC


SBIC annual recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 9 2013

On May 8, 2013, the U.S. Small Business Administration ("SBA") issued Memorandum 2013-1 regarding annual recertification of the Institutional