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Results: 1-10 of 29

SBA modifies procedures for the prepayment of SBIC pooled debentures
  • Locke Lord LLP
  • USA
  • July 30 2013

On July 25, 2013, the U.S. Small Business Administration ("SBA") issued a notice to Small Business Investment Companies ("SBICs") that the procedures


2015 SBIC Annual Recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • June 5 2015

On June 4, 2015, the U.S. Small Business Administration (SBA) issued Memorandum 1 - 2015, Annual Recertification, regarding annual recertification


SEC adopts final rules implementing the Dodd-Frank Act
  • Locke Lord LLP
  • USA
  • June 30 2011

On June 22, 2011, the Securities and Exchange Commission adopted final rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


New record low interest rate for latest pooling of SBIC debentures announced
  • Locke Lord LLP
  • USA
  • September 22 2011

The U.S. Small Business Administration (SBA) has announced that the latest pooling of Small Business Investment Company (SBIC) Debentures was priced at 2.877, which is the lowest pricing of a debenture pooling in the history of the SBIC program


SBA further revises Form 468 reporting obligations in response to industry concerns
  • Locke Lord LLP
  • USA
  • October 25 2011

In response to Industry concerns, the U.S. Small Business Administration (SBA) has revised the reporting requirements of SBA form 468 in an effort to reduce the compliance burdens on Small Business Investment Companies (SBICs


SBA releases proposed rules to govern new early stage investment
  • Locke Lord LLP
  • USA
  • December 14 2011

On January 31, 2011, President Obama announced an initiative called “Start-up America,” which is a program designed to promote high-growth entrepreneurship in the United States


Pricing for SBIC debentures reaches new record low
  • Locke Lord LLP
  • USA
  • September 20 2012

The September 2012 pooling of Small Business Investment Company (“SBIC”) debentures was priced at 2.245, which is the lowest pricing of debentures in the history of the SBIC program


SBA notifies of changes in the SBIC leverage draw application schedule for the upcoming holiday season
  • Locke Lord LLP
  • USA
  • October 9 2012

On October 4, 2012, the U.S. Small Business Administration (“SBA”) issued a notice revising the semi-monthly leverage draw application schedule for Small Business Investment Companies (“SBICs”) during the upcoming holiday season as follows


The SBA issues new instructions for SBICs drawing leverage
  • Locke Lord LLP
  • USA
  • March 8 2013

The U.S. Small Business Administration (the "SBA") recently issued new instructions governing the draw request (a "Draw Request") that small business


Regulatory implementation of the changes the 2009 stimulus bill made to the SBIC program
  • Locke Lord LLP
  • USA
  • July 16 2009

The American Recovery and Reinvestment Act of 2009 ("ARRA"), signed into law by President Obama on February 17, 2009, contains significant revisions to the Small Business Investment Act of 1958 (the "Act"), which governs Small Business Investment Companies ("SBICs"