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Results: 1-10 of 28

March 2014 pooling results in lower SBIC debenture rate
  • Locke Lord LLP
  • USA
  • March 21 2014

The March 2014 pooling of Small Business Investment Company ("SBIC") debentures was priced at 3.191. This most recent semi-annual pricing of SBIC


SBA’s final rule permitting SBIC to invest in double holding companies is now in effect
  • Locke Lord LLP
  • USA
  • December 5 2014

The U.S. Small Business Administration's ("SBA") final rule to revise the Small Business Investment Company ("SBIC") regulations regarding


SBA requires SBICs to recertify Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 29 2012

On May 16, 2012, the SBA issued Memorandum 2012-1 regarding annual recertification of SBIC Institutional Investors


SBA notifies of changes in the SBIC leverage draw application schedule for the upcoming holiday season
  • Locke Lord LLP
  • USA
  • October 9 2012

On October 4, 2012, the U.S. Small Business Administration (“SBA”) issued a notice revising the semi-monthly leverage draw application schedule for Small Business Investment Companies (“SBICs”) during the upcoming holiday season as follows


SBA issues SBIC TechNote 17 concerning the determination of common control of two or more SBICs
  • Locke Lord LLP
  • USA
  • February 20 2013

On February 12, 2013, the SBA issued SBIC TechNote 17, which provides guidance on the criteria the SBA will consider in determining whether two or


The SBA issues updated TechNote 4: reporting portfolio valuations
  • Locke Lord LLP
  • USA
  • July 8 2013

The U.S. Small Business Administration (the "SBA") recently issued an updated TechNote 4, which clarifies how Small Business Investment Companies


Extension of deadline for submission of early stage Management Assessment Questionnaires
  • Locke Lord LLP
  • USA
  • April 9 2014

The U.S. Small Business Administration ("SBA") extended the deadline for early stage fund managers to file a Management Assessment Questionnaire


SBIC annual recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 9 2013

On May 8, 2013, the U.S. Small Business Administration ("SBA") issued Memorandum 2013-1 regarding annual recertification of the Institutional


The SBA issues instructions for pre-screening prospective applicants to the SBIC program
  • Locke Lord LLP
  • USA
  • April 4 2013

The U.S. Small Business Administration (the "SBA") recently issued instructions for prospective applicants to the SBIC Program regarding the process


SBA extends deadline to file electronic capital certificates
  • Locke Lord LLP
  • USA
  • April 11 2014

The US Small Business Administration (the "SBA") extended the deadline for small business investment companies ("SBICs") to submit electronic versions