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Results: 1-10 of 27

March 2014 pooling results in lower SBIC debenture rate
  • Locke Lord LLP
  • USA
  • March 21 2014

The March 2014 pooling of Small Business Investment Company ("SBIC") debentures was priced at 3.191. This most recent semi-annual pricing of SBIC


SBA extends deadline to file electronic capital certificates
  • Locke Lord LLP
  • USA
  • April 11 2014

The US Small Business Administration (the "SBA") extended the deadline for small business investment companies ("SBICs") to submit electronic versions


SBA’s final rule permitting SBIC to invest in double holding companies is now in effect
  • Locke Lord LLP
  • USA
  • December 5 2014

The U.S. Small Business Administration's ("SBA") final rule to revise the Small Business Investment Company ("SBIC") regulations regarding


SBA modifies procedures for the prepayment of SBIC pooled debentures
  • Locke Lord LLP
  • USA
  • July 30 2013

On July 25, 2013, the U.S. Small Business Administration ("SBA") issued a notice to Small Business Investment Companies ("SBICs") that the procedures


The SBA issues instructions for pre-screening prospective applicants to the SBIC program
  • Locke Lord LLP
  • USA
  • April 4 2013

The U.S. Small Business Administration (the "SBA") recently issued instructions for prospective applicants to the SBIC Program regarding the process


SBIC annual recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 9 2013

On May 8, 2013, the U.S. Small Business Administration ("SBA") issued Memorandum 2013-1 regarding annual recertification of the Institutional


SBA policy change regarding buyouts of SBICs with outstanding participating securities leverage
  • Locke Lord LLP
  • USA
  • January 12 2011

On January 3, 2011, the SBA announced a new policy governing its approval of buyouts of active SBICs that have outstanding participating securities leverage


SEC adopts final rules implementing the Dodd-Frank Act
  • Locke Lord LLP
  • USA
  • June 30 2011

On June 22, 2011, the Securities and Exchange Commission adopted final rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


New record low interest rate for latest pooling of SBIC debentures announced
  • Locke Lord LLP
  • USA
  • September 22 2011

The U.S. Small Business Administration (SBA) has announced that the latest pooling of Small Business Investment Company (SBIC) Debentures was priced at 2.877, which is the lowest pricing of a debenture pooling in the history of the SBIC program


Institutional investor status recertification
  • Locke Lord LLP
  • USA
  • May 17 2011

On May 16, 2011, the SBA issued Memorandum 2011-1 regarding annual recertification of SBIC Institutional Investors