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Results: 1-10 of 21

The SBA issues instructions for pre-screening prospective applicants to the SBIC program
  • Locke Lord LLP
  • USA
  • April 4 2013

The U.S. Small Business Administration (the "SBA") recently issued instructions for prospective applicants to the SBIC Program regarding the process


2015 SBIC Annual Recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • June 5 2015

On June 4, 2015, the U.S. Small Business Administration (SBA) issued Memorandum 1 - 2015, Annual Recertification, regarding annual recertification


SBA’s final rule permitting SBIC to invest in double holding companies is now in effect
  • Locke Lord LLP
  • USA
  • December 5 2014

The U.S. Small Business Administration's ("SBA") final rule to revise the Small Business Investment Company ("SBIC") regulations regarding


SBA notifies of changes in the SBIC leverage draw application schedule for the upcoming holiday season
  • Locke Lord LLP
  • USA
  • October 9 2012

On October 4, 2012, the U.S. Small Business Administration (“SBA”) issued a notice revising the semi-monthly leverage draw application schedule for Small Business Investment Companies (“SBICs”) during the upcoming holiday season as follows


SBA releases proposed rules to govern new early stage investment
  • Locke Lord LLP
  • USA
  • December 14 2011

On January 31, 2011, President Obama announced an initiative called “Start-up America,” which is a program designed to promote high-growth entrepreneurship in the United States


New registration and reporting requirements for private fund managers may be postponed
  • Locke Lord LLP
  • USA
  • April 27 2011

Private fund advisers that have been exempt from registering with the SEC under the Investment Advisers Act of 1940 may not be required to comply with the registration and reporting requirements, recently proposed by the SEC in connection with Title IV of the Dodd-Frank Act, as soon as originally expected


SBA further revises Form 468 reporting obligations in response to industry concerns
  • Locke Lord LLP
  • USA
  • October 25 2011

In response to Industry concerns, the U.S. Small Business Administration (SBA) has revised the reporting requirements of SBA form 468 in an effort to reduce the compliance burdens on Small Business Investment Companies (SBICs


New record low interest rate for latest pooling of SBIC debentures announced
  • Locke Lord LLP
  • USA
  • September 22 2011

The U.S. Small Business Administration (SBA) has announced that the latest pooling of Small Business Investment Company (SBIC) Debentures was priced at 2.877, which is the lowest pricing of a debenture pooling in the history of the SBIC program


SBA requires SBICs to recertify Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 29 2012

On May 16, 2012, the SBA issued Memorandum 2012-1 regarding annual recertification of SBIC Institutional Investors


Pricing for SBIC debentures reaches new record low
  • Locke Lord LLP
  • USA
  • September 20 2012

The September 2012 pooling of Small Business Investment Company (“SBIC”) debentures was priced at 2.245, which is the lowest pricing of debentures in the history of the SBIC program