We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 21

The SBA issues instructions for pre-screening prospective applicants to the SBIC program
  • Locke Lord LLP
  • USA
  • April 4 2013

The U.S. Small Business Administration (the "SBA") recently issued instructions for prospective applicants to the SBIC Program regarding the process


The SBA issues updated TechNote 4: reporting portfolio valuations
  • Locke Lord LLP
  • USA
  • July 8 2013

The U.S. Small Business Administration (the "SBA") recently issued an updated TechNote 4, which clarifies how Small Business Investment Companies


SBA modifies procedures for the prepayment of SBIC pooled debentures
  • Locke Lord LLP
  • USA
  • July 30 2013

On July 25, 2013, the U.S. Small Business Administration ("SBA") issued a notice to Small Business Investment Companies ("SBICs") that the procedures


SBA issues SBIC TechNote 17 concerning the determination of common control of two or more SBICs
  • Locke Lord LLP
  • USA
  • February 20 2013

On February 12, 2013, the SBA issued SBIC TechNote 17, which provides guidance on the criteria the SBA will consider in determining whether two or


SBIC annual recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 9 2013

On May 8, 2013, the U.S. Small Business Administration ("SBA") issued Memorandum 2013-1 regarding annual recertification of the Institutional


2015 SBIC Annual Recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • June 5 2015

On June 4, 2015, the U.S. Small Business Administration (SBA) issued Memorandum 1 - 2015, Annual Recertification, regarding annual recertification


Track 2 deadline for new SBIC program for early stage investments is June 19, 2012
  • Locke Lord LLP
  • USA
  • June 4 2012

On May 1, 2012, the U.S. Small Business Administration (SBA) released a Federal Register Call Notice inviting fund managers to submit preliminary materials, in the form of the Management Assessment Questionnaire (MAQ), for consideration by the SBA to be licensed as part of the new Early Stage Small Business Investment Company (SBIC) program


SBA requires SBICs to recertify Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 29 2012

On May 16, 2012, the SBA issued Memorandum 2012-1 regarding annual recertification of SBIC Institutional Investors


SBA policy change regarding buyouts of SBICs with outstanding participating securities leverage
  • Locke Lord LLP
  • USA
  • January 12 2011

On January 3, 2011, the SBA announced a new policy governing its approval of buyouts of active SBICs that have outstanding participating securities leverage


New registration and reporting requirements for private fund managers take effect soon
  • Locke Lord LLP
  • USA
  • February 18 2011

Private fund advisers that have been exempt from registering with the SEC under the Investment Advisers Act of 1940 (the "Advisers Act") may soon be required to register due to changes made by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"