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Results: 1-10 of 22

SBA’s final rule permitting SBIC to invest in double holding companies is now in effect
  • Locke Lord LLP
  • USA
  • December 5 2014

The U.S. Small Business Administration's ("SBA") final rule to revise the Small Business Investment Company ("SBIC") regulations regarding


The SBA issues new instructions for SBICs drawing leverage
  • Locke Lord LLP
  • USA
  • March 8 2013

The U.S. Small Business Administration (the "SBA") recently issued new instructions governing the draw request (a "Draw Request") that small business


SBA modifies procedures for the prepayment of SBIC pooled debentures
  • Locke Lord LLP
  • USA
  • July 30 2013

On July 25, 2013, the U.S. Small Business Administration ("SBA") issued a notice to Small Business Investment Companies ("SBICs") that the procedures


SBIC annual recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 9 2013

On May 8, 2013, the U.S. Small Business Administration ("SBA") issued Memorandum 2013-1 regarding annual recertification of the Institutional


The SBA issues instructions for pre-screening prospective applicants to the SBIC program
  • Locke Lord LLP
  • USA
  • April 4 2013

The U.S. Small Business Administration (the "SBA") recently issued instructions for prospective applicants to the SBIC Program regarding the process


A SBIC’s control of a small business is limited to seven years
  • Locke Lord LLP
  • USA
  • February 24 2012

Pursuant to the regulations governing Small Business Investment Companies (“SBICs”), an SBIC is permitted to make a controlling investment in a portfolio company


SBA requires SBICs to recertify Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 29 2012

On May 16, 2012, the SBA issued Memorandum 2012-1 regarding annual recertification of SBIC Institutional Investors


Track 2 deadline for new SBIC program for early stage investments is June 19, 2012
  • Locke Lord LLP
  • USA
  • June 4 2012

On May 1, 2012, the U.S. Small Business Administration (SBA) released a Federal Register Call Notice inviting fund managers to submit preliminary materials, in the form of the Management Assessment Questionnaire (MAQ), for consideration by the SBA to be licensed as part of the new Early Stage Small Business Investment Company (SBIC) program


New registration and reporting requirements for private fund managers take effect soon
  • Locke Lord LLP
  • USA
  • February 18 2011

Private fund advisers that have been exempt from registering with the SEC under the Investment Advisers Act of 1940 (the "Advisers Act") may soon be required to register due to changes made by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"


New registration and reporting requirements for private fund managers may be postponed
  • Locke Lord LLP
  • USA
  • April 27 2011

Private fund advisers that have been exempt from registering with the SEC under the Investment Advisers Act of 1940 may not be required to comply with the registration and reporting requirements, recently proposed by the SEC in connection with Title IV of the Dodd-Frank Act, as soon as originally expected