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Results: 1-10 of 13

Pricing for SBIC debentures reaches new record low
  • Locke Lord LLP
  • USA
  • September 20 2012

The September 2012 pooling of Small Business Investment Company (“SBIC”) debentures was priced at 2.245, which is the lowest pricing of debentures in the history of the SBIC program


SBA extends deadline to file electronic capital certificates
  • Locke Lord LLP
  • USA
  • April 11 2014

The US Small Business Administration (the "SBA") extended the deadline for small business investment companies ("SBICs") to submit electronic versions


The SBA issues updated TechNote 4: reporting portfolio valuations
  • Locke Lord LLP
  • USA
  • July 8 2013

The U.S. Small Business Administration (the "SBA") recently issued an updated TechNote 4, which clarifies how Small Business Investment Companies


SBIC annual recertification of Institutional Investor status
  • Locke Lord LLP
  • USA
  • May 9 2013

On May 8, 2013, the U.S. Small Business Administration ("SBA") issued Memorandum 2013-1 regarding annual recertification of the Institutional


Extension of deadline for submission of early stage Management Assessment Questionnaires
  • Locke Lord LLP
  • USA
  • April 9 2014

The U.S. Small Business Administration ("SBA") extended the deadline for early stage fund managers to file a Management Assessment Questionnaire


The SBA issues new instructions for SBICs drawing leverage
  • Locke Lord LLP
  • USA
  • March 8 2013

The U.S. Small Business Administration (the "SBA") recently issued new instructions governing the draw request (a "Draw Request") that small business


Iran sanctions have been expanded to cover foreign subsidiaries; companies engaged in prohibited activities will soon be required to self report
  • Locke Lord LLP
  • Iran, USA
  • October 16 2012

U.S. sanctions on trade with Iranian interests are expanding to cover more activities, and public companies will soon have to disclose any such activities in their SEC reports


A SBIC’s control of a small business is limited to seven years
  • Locke Lord LLP
  • USA
  • February 24 2012

Pursuant to the regulations governing Small Business Investment Companies (“SBICs”), an SBIC is permitted to make a controlling investment in a portfolio company


SBA releases proposed rules to govern new early stage investment
  • Locke Lord LLP
  • USA
  • December 14 2011

On January 31, 2011, President Obama announced an initiative called “Start-up America,” which is a program designed to promote high-growth entrepreneurship in the United States


SBA further revises Form 468 reporting obligations in response to industry concerns
  • Locke Lord LLP
  • USA
  • October 25 2011

In response to Industry concerns, the U.S. Small Business Administration (SBA) has revised the reporting requirements of SBA form 468 in an effort to reduce the compliance burdens on Small Business Investment Companies (SBICs