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Results: 1-10 of 153

Florida Appellate Court Declares Reliance to be an Essential Element of State Statutory Securities Claims
  • Greenberg Traurig LLP
  • USA
  • June 14 2017

On June 9, 2017, Florida’s Fifth District Court of Appeals held that a plaintiff must prove reliance to succeed on a claim for a violation of the


The Dutch Act on Collective Settlement of Mass Claims (WCAM) Goes Global Again: A Forum Outside the United States to Resolve Mass Claims Disputes Internationally
  • Greenberg Traurig LLP
  • Netherlands, USA
  • March 29 2016

On March 14, 2016, Ageas (formerly, Fortis Bank) and several foundations representing the Fortis shareholders announced a EUR 1.204 billion


Federal Securities Lawsuit Filings Surge to Record Levels in 2016
  • Greenberg Traurig LLP
  • USA
  • February 13 2017

Cornerstone Research recently released its 2016 year in review report on securities class action filings. According to the report, in 2016, the


No broker-customer relationship absent a direct connection to investment-related services provided by the brokerage firm
  • Greenberg Traurig LLP
  • USA
  • August 14 2013

A Utah federal district court is the latest to join the chorus of opinions holding that a would-be arbitration claimant cannot proceed with a FINRA


United States district court judge denies intervention motion by expert witness McCann, finding that “he took a check, and he took an oath, but he was faithful to only one”
  • Greenberg Traurig LLP
  • USA
  • March 22 2012

Judge Lynn Hughes of the United States District Court for the Southern District of Texas denied the Motion by expert witness Craig McCann to intervene in vacatur proceedings involving 19 individualcorporate investors and brokerage firm Morgan Keegan, Morgan Keegan & Company, Inc. v. John J. Garrett, et al., U.S.D.C., S.D. Tex., Case No. 4:10-cv-04308


Securities Litigation - What to Watch in 2017
  • Greenberg Traurig LLP
  • USA
  • January 9 2017

2016 was a banner year for securities-related litigation. As we noted in our Dec. 6, 2016 edition of GT Insights, SEC Enforcement Actions increased


Sanchez v. Crocs, Inc.: The Tenth Circuit Address Extraterritoriality
  • Greenberg Traurig LLP
  • USA
  • July 28 2016

In Sanchez v. Crocs, Inc., 2016 U.S. App. LEXIS 13285 (10th Cir. 2016), the Tenth Circuit addressed whether, after Morrison v. National Australia


Circuit court denies emergency motion to stay Conflict Minerals Rule; May 31 reporting deadline remains in place
  • Greenberg Traurig LLP
  • USA
  • May 16 2014

On May 14, 2014, the D.C. Circuit Court of Appeals denied the emergency motion filed by the National Association of Manufacturers and others for a


SEC weighs in on Intercontinental Regional Center Trust of Chicago (IRCTC)
  • Greenberg Traurig LLP
  • USA
  • February 11 2013

On Wednesday, February 6, the U.S. Securities and Exchange Comission (SEC) brought a civil action alleging a myriad of SEC violations against A


D.C. District Court upholds SEC’s conflict minerals rules, GAO report questions effectiveness on humanitarian efforts
  • Greenberg Traurig LLP
  • USA
  • July 24 2013

On July 23, 2013, the U.S. District Court for the District of Columbia entered summary judgment in favor of the U.S. Securities and Exchange