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Results: 1-10 of 1,985

Financial Services Update, Vol. 12, Issue 10
  • Winston & Strawn LLP
  • United Kingdom, USA
  • March 13 2017

On February 16, 2017, the United States Bankruptcy Court for the Southern District of New York in In re Motors Liquidation Company sent a clear


Making it easier to “amend-and-extend” syndicated loan agreements
  • Winston & Strawn LLP
  • USA
  • January 19 2012

A relatively recent development has been appearing with increasing frequency in newly negotiated and completed loan agreements for deals involving a syndicated bank group of two or more lenders


Financial Services Update, Vol. 12, Issue 9
  • Winston & Strawn LLP
  • USA
  • March 6 2017

Raised with virtual currencies like Bitcoin, the Distributed Ledger Technology (DLT)sometimes known as “Blockchains”is now contemplated for its


The Justice Department’s Latest Offshore Bank Account Investigation
  • Winston & Strawn LLP
  • USA
  • February 27 2017

U.S. Prosecutors, the Internal Revenue Service (the “IRS”), and the New York State Department of Financial Services are probing whether Credit Suisse


Debt traders beware: the SEC is watching
  • Winston & Strawn LLP
  • USA
  • May 14 2013

There is a vibrant market in selling all forms of debt, including bank debt, bond debt, and even trade claims. Many believe that the trading of debt


Financial Services Update, Vol. 12, Issue 8
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • February 27 2017

Dodd-Frank Act reform was one of President Trump’s campaign promises, as he considered it a restraint on credit availability and, thus, a drag on


Financial Services Update, Vol. 12, Issue 7
  • Winston & Strawn LLP
  • USA
  • February 21 2017

The Securities and Exchange Commission (the “SEC”) filed an action on February 13th in its continued effort to crack down on unregistered brokers. In


Financial services update vol. 10, issue 33
  • Winston & Strawn LLP
  • USA
  • September 28 2015

On September 15, 2015, the Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) provided additional


Guidance on false hit lists as a compliance tool in international transactions
  • Winston & Strawn LLP
  • USA
  • November 3 2015

On October 21, 2015 the U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) announced new guidance on the use of "false hit


FINRA Regulatory Matters at a Glance: What Compliance Officers Need to Know - May 2016
  • Winston & Strawn LLP
  • USA
  • June 1 2016

Order Audit Trail System (OATS): SEC Approves OATS Amendments to Require Identification of Non-FINRA Member Broker-DealersOrder Audit Trail System