We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 1,970

Financial Services Update, Vol. 12, Issue 2
  • Winston & Strawn LLP
  • USA
  • January 17 2017

On January 12, 2017, the U.S. Securities and Exchange Commission’s (“SEC”) Office of Compliance Inspections and Examinations (“OCIE”) released its


Financial Services Update, Vol. 12, Issue 1
  • Winston & Strawn LLP
  • USA
  • January 9 2017

Last week, the Financial Industry Regulatory Authority, Inc. (“FINRA”) released its Annual Regulatory and Examination Priorities Letter (“Priorities


Debt traders beware: the SEC is watching
  • Winston & Strawn LLP
  • USA
  • May 14 2013

There is a vibrant market in selling all forms of debt, including bank debt, bond debt, and even trade claims. Many believe that the trading of debt


Making it easier to “amend-and-extend” syndicated loan agreements
  • Winston & Strawn LLP
  • USA
  • January 19 2012

A relatively recent development has been appearing with increasing frequency in newly negotiated and completed loan agreements for deals involving a syndicated bank group of two or more lenders


Financial Services Update, Vol.11, Issue 45
  • Winston & Strawn LLP
  • USA
  • December 12 2016

Since the Federal Election, much has been written on what the results may mean for reform of bank regulation. Many have suggested that we will see


DTC extends end-of-day cut-off time for processing to the Federal Reserve
  • Winston & Strawn LLP
  • USA
  • December 13 2010

On December 2nd, the SEC granted immediate effectiveness to The Depository Trust Company's proposed changes to its end-of-day settlement processing system, which controls and coordinates the settlement of Participant accounts and Settling Bank accounts on DTC's system


RESPA private right of action exists for violations not involving overcharges
  • Winston & Strawn LLP
  • USA
  • November 2 2009

On October 28th, the Third Circuit held that a consumer may bring a private right of action for a violation of RESPA section 8 even if the violation did not result in a traditional, monetary injury in the form of an overcharge for mortgage settlement services


First Circuit denies post-petition interest to senior unsecured creditors
  • Winston & Strawn LLP
  • USA
  • July 5 2011

The United States Court of Appeals for the First Circuit upheld a bankruptcy court’s ruling that, where subordination agreements lacked explicit provisions addressing the payment of post-petition interest on senior unsecured debt, the agreements were ambiguous, and an inquiry into the parties’ intent was required


Financial services update, vol. 11, issue 9
  • Winston & Strawn LLP
  • Australia, European Union, USA
  • March 7 2016

On March 1, 2016, the European Securities and Market Authority (“ESMA”) released its final report on risks and cost implications of interoperable


Bill paying service is a money transmitter
  • Winston & Strawn LLP
  • USA
  • July 9 2012

On June 25th, the Financial Crimes Enforcement Network released an administrative ruling on the application of the money services business rules to daily money management services