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Financial services update Vol. 10, Issue 11
  • Winston & Strawn LLP
  • European Union, USA
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management


Financial services update vol. 10, issue 14
  • Winston & Strawn LLP
  • USA
  • April 13 2015

In the field of financial services regulation, you may be forgiven for not having recognized the stimulating connections here. The Federal Reserve's


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


Financial services update March 3 2015 feature: antimoney laundering
  • Winston & Strawn LLP
  • USA
  • March 3 2015

Last Wednesday Andrew Ceresney, the Director of the Securities and Exchange Commission' ("SEC") Division of Enforcement, discussed the culture of


Financial services update February 9 2015 judicial developments
  • Winston & Strawn LLP
  • USA
  • February 9 2015

On February 4th, the First Circuit affirmed the dismissal of a shareholder derivative suit alleging that Smith & Wesson made misleading statements


Financial services update Vol. 10, Issue 10
  • Winston & Strawn LLP
  • USA
  • March 16 2015

The U.S. Commodity Future Trading Commission ("CFTC") is holding a public roundtable on Cybersecurity and System Safeguards Testing on Wednesday


Crime, corruption & other misdeeds
  • Winston & Strawn LLP
  • USA
  • February 28 2015

A North Carolina district attorney has requested that the State Bureau of Investigation inquire into the alleged corruption of Dana Cope, a member of


Plaintiffs’ lawyers continue to press new theories in executive compensation litigation with some success
  • Winston & Strawn LLP
  • USA
  • January 22 2015

Today, I want to mention an important case from June 2014, George Leon Family Trust v. Johnson & Johnson (D.N.J. 2014), that did not receive


Prepaid access report
  • Winston & Strawn LLP
  • USA
  • July 23 2012

On July 16th, the Financial Crimes Enforcement Network published a report summarizing the discussion from two town hall-styled meetings it held with representatives from the prepaid access industry


Felon's alleged disclosure failure brings him back to court
  • Winston & Strawn LLP
  • USA
  • July 23 2012

On July 19th, the U.S. District Court for the District of Columbia allowed the SEC's lawsuit against two former executives of Integral Systems to proceed