We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 787

Bill Pascrell introduces accountability in deferred prosecution
  • Winston & Strawn LLP
  • USA
  • May 13 2014

U.S. Representative Bill Pascrell of New Jersey has introduced a new bill, H.R. 4540, the "Accountability in Deferred Prosecution Act of 2014" in the


The US Court of Appeals has endorsed the Department of Justice’s expansive interpretation of “foreign official” in the Foreign Corrupt Practices Act (“FCPA”)
  • Winston & Strawn LLP
  • USA
  • June 3 2014

In affirming the conviction in the lower District Court of the Southern District of Florida of two men, Joel Esquenazi and Carlos Rodriguez, for


Former UBS traders face criminal charges in the US arising from LIBOR investigation
  • Winston & Strawn LLP
  • USA
  • January 14 2013

In a new development in the global LIBOR investigations, two former UBS traders now face felony charges for their conduct, including conspiring "to


Judge in SEC enforcement action puts brakes on settlement deal with IBM over alleged bribes to Chinese officials
  • Winston & Strawn LLP
  • USA
  • January 14 2013

Despite the agreement of the parties, Judge Leon (U.S. District Judge in the District of Columbia circuit) refused to approve the settlement


Financial services update June 9 2014 insights
  • Winston & Strawn LLP
  • USA
  • June 9 2014

Operation Choke Point, a Department of Justice ("DOJ") initiative designed as an anti-fraud measure has been under attack, with a congressional


DOJ statement emphasizes action against individuals in addition to institutions
  • Winston & Strawn LLP
  • USA
  • June 18 2013

Acting Assistant Attorney General of the Department of Justice, Mythili Raman, recently testified before the US House Financial Services Subcommittee


FinCEN E-Filing reminder
  • Winston & Strawn LLP
  • USA
  • September 17 2012

On September 13th, FinCEN advised that the BSA E-Filing system is now functioning properly and it has begun an initiative to contact those institutions that are continuing to file FinCEN reports in paper format


Dodd-Frank Act whistleblower claims must be answered
  • Winston & Strawn LLP
  • USA
  • November 4 2013

On October 25th, a U.S. District Court held that a Dodd-Frank Act whistleblower complaint adequately stated a claim. Plaintiff alleges he was


Lawyer's ethical obligations outweigh whistleblowing opportunity
  • Winston & Strawn LLP
  • USA
  • November 4 2013

On October 25th, the Second Circuit addressed the tension between an attorney's ethical duty of confidentiality and the federal interest in


Firms must disclose business with state sponsors of terrorism
  • Winston & Strawn LLP
  • USA
  • January 3 2012

On December 11th, Reuters, covering a Financial Times article, reported that the SEC's Division of Corporation Finance has asked U.S. companies to identify their activities in countries that have been designated as state sponsors of terrorism