We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 800

Financial Services Update Anti-Money Laundering February 10 2014
  • Winston & Strawn LLP
  • USA
  • February 10 2014

Last week the Financial Industry Regulatory Authority levied its largest fine for anti-money laundering ("AML") compliance failures. It penalized


US DOJ announces enforcement action against former CEOs and general counsel of Petro Tiger
  • Winston & Strawn LLP
  • USA
  • January 16 2014

On 6 January 2014, the US Department of Justice (DOJ) announced charges against two former CEOs of PetroTiger Ltd., a British Virgin Islands oil and


Crime, corruption & other misdeeds - October 2013
  • Winston & Strawn LLP
  • USA
  • November 7 2013

The former head official of SEIU's largest California local, Tyrone Freeman, was found guilty of embezzlement andor labor union assets theft


Financial services update February 3 2014 judicial developments
  • Winston & Strawn LLP
  • USA
  • February 3 2014

On January 29th, the Second Circuit affirmed the dismissal of Starr International's lawsuit against the Federal Reserve Bank of New York ("FRBNY"


DOJ announces Sea Star President sentencing
  • Winston & Strawn LLP
  • USA
  • December 9 2013

On Friday, December 6, 2013, the U.S. Department of Justice announced the sentencing of former Sea Star Line, LLC president, Frank Peake, to five


Designations
  • Winston & Strawn LLP
  • USA
  • February 19 2013

On February 14th, the Treasury Department designated Yahya Abu Hammam pursuant to Executive Order 13224, which targets terrorists and their


ABI announces £11.7m investment in Insurance Fraud Enforcement Department
  • Winston & Strawn LLP
  • United Kingdom, USA
  • March 26 2014

On 14 March 2014, the Association of British Insurers (ABI) announced its commitment to invest £11.7 million in the Insurance Fraud Enforcement


Financial services update May 14 2014 judicial developments
  • Winston & Strawn LLP
  • USA
  • May 14 2014

On May 8th, a U.S. District Court held that the chief risk officer of an insurance company could sue her employer for violations of the


The U.S. Commodity Futures Trading Commission (“CFTC”) made its first award to a whistleblower under the Dodd-Frank Act of 2010
  • Winston & Strawn LLP
  • USA
  • June 3 2014

The whistleblower will receive $240,000 for providing information about violations of the Commodity Exchange Act


U.S. developments
  • Winston & Strawn LLP
  • USA
  • May 13 2013

Reuters noted the recent signing of an information agreement between the Vatican and the U.S. Financial Crimes Enforcement Network ("FinCEN"