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The DoJ announced on 15 June 2015 that it would not prosecute PetroTiger, after it cooperated in building a case against its former CEO
  • Winston & Strawn LLP
  • USA
  • July 2 2015

On 15 June 2015, Joseph Sigelman, PetroTiger's co-founder and former Chief Executive Officer, pleaded guilty to conspiring to pay bribes to an


Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a


Financial services update vol. 10, issue 16
  • Winston & Strawn LLP
  • USA
  • April 27 2015

On March 25, the Securities and Exchange Commission ("SEC") adopted final amendments to Regulation A and other rules and forms, as required by Title


FLIR Systems, Inc. (“FLIR”) has agreed to pay the United States Securities and Exchange Commission (“SEC”) US $9.5 million in settlement for violations of the FCPA
  • Winston & Strawn LLP
  • USA
  • May 1 2015

On 8 April 2015, FLIR entered a Cease-And-Desist Order (the "Order") which referred to the SEC's acceptance of FLIR's settlement offer. In the Order


US Walmart declares US$73 million on FCPA-expenses in first quarter of 2013
  • Winston & Strawn LLP
  • USA
  • May 30 2013

Walmart, the largest retailer in the US, announced in its First Quarter Earnings Call this week that it spent $73 million in the first quarter of


Designations
  • Winston & Strawn LLP
  • USA
  • December 3 2012

On November 19th, the Treasury Department designated Ali Mussa Daqduq al-Musawi pursuant to Executive Order 13224 for acting on behalf of Hizballah


FCPA Guidance released by DOJ and SEC
  • Winston & Strawn LLP
  • USA
  • December 6 2012

On November 14, 2012, the Department of Justice and the Securities and Exchange Commission released their much-anticipated joint non-binding guidance “A Resource Guide to the U.S. Foreign Corrupt Practices Act” (the Guide


Guidance
  • Winston & Strawn LLP
  • USA
  • December 3 2012

On November 14th, the SEC and the Department of Justice released A Resource Guide to the U.S. Foreign Corrupt Practices Act


Proposed amendments to Bank Secrecy Act rules
  • Winston & Strawn LLP
  • USA
  • December 3 2012

On November 29th, the Financial Crimes Enforcement Network and the Federal Reserve Board published for comment a proposed amendment to the definitions of "funds transfer" and "transmittal of funds" under the regulations implementing the Bank Secrecy Act


Financial services update March 31 2014 judicial developments
  • Winston & Strawn LLP
  • USA
  • March 31 2014

On March 21st, the D.C. Circuit substantially upheld the Federal Reserve Board's regulations imposing a cap on the per-transaction debit card fees