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Financial services update November 10 2014 Securities and Exchange Commission
  • Winston & Strawn LLP
  • USA
  • November 10 2014

On October 31st, the SEC's Division of Investment Management's Chief Accountant issued guidance on the presentation of consolidated financial


Coast Guard emphasizes new fuel sulfur limits
  • Winston & Strawn LLP
  • USA
  • March 5 2015

On January 1, 2015, the new ultra low sulfur fuel limit went into effect in the North American Emission Control Area (ECA). On March 3, 2015, the U.S


Financial services update October 20 2014 Treasury Department developments
  • Winston & Strawn LLP
  • USA
  • October 20 2014

On October 16th, the Consumer Financial Protection Bureau ("CFPB") Student Loan Ombudsman released a report highlighting complaints by struggling


Financial services update October 20 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • October 20 2014

Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special


Financial services update October 20 2014 Securities and Exchange Commission
  • Winston & Strawn LLP
  • USA
  • October 20 2014

The SEC will hold its annual Government-Business Forum on Small Business Capital Formation at its Washington, D.C. headquarters on November 20, 2014


Financial services update October 20 2014 banking agency developments
  • Winston & Strawn LLP
  • USA
  • October 20 2014

The Office of the Comptroller of the Currency ("OCC") will host two workshops in Newton, Massachusetts on November 18-19, 2014 for directors of


Financial services update October 20 2014 exchanges and self-regulatory organizations
  • Winston & Strawn LLP
  • USA
  • October 20 2014

On October 15th, the SEC approved BATS Exchange's and BATS-Y Exchange's separately proposed amendments to their respective rules to add Price Adjust


Financial services update October 20 2014 Commodity Futures Trading Commission
  • Winston & Strawn LLP
  • USA
  • October 20 2014

On October 17th, the Commodity Futures Trading Commission ("CFTC") published the fees designated contract markets and registered futures associations


Financial services update October 20 2014 feature: SEC enforcement policy
  • Winston & Strawn LLP
  • USA
  • October 20 2014

Last month, the SEC announced enforcement actions against 28 officers, directors, or major shareholders for violating federal securities laws


ISS Policy Updates
  • Winston & Strawn LLP
  • USA
  • October 3 2016

Last week, Institutional Shareholder Services (ISS) announced its findings from the 2016-2017 “Annual Policy Survey.” According to ISS, 115