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Results: 1-10 of 3,301

CFPB Issues Consent Order for RESPA Violations
  • Stinson Leonard Street LLP
  • USA
  • February 16 2017

On January 31, 2017, the Consumer Financial Protection Bureau (“CFPB”) published a Consent Order with Prospect Mortgage, LLC (“Prospect”) for alleged


Judge Orders Status Report in Conflict Minerals Case
  • Stinson Leonard Street LLP
  • USA
  • February 15 2017

The conflict minerals case was remanded to the United Stated District Court for the District of Columbia for further proceedings. Judge Jackson has


NJ Supreme Court Clarifies Standard for Member Expulsion under LLC Act
  • Stinson Leonard Street LLP
  • USA
  • February 14 2017

One of the features of the Revised Uniform Limited Liability Company Act (RULLCA) that has been adopted in Minnesota and many other states is that it


SEC Targets Lapses in Ownership Reporting in Battles for Corporate Control
  • Stinson Leonard Street LLP
  • USA
  • February 14 2017

The SEC has recently announced settlement of enforcement actions targeting violations of beneficial reporting requirements under Section 13(d) of the


SEC Approves T2 settlement; Abides by T4 settlement for Firm Commitment Deals
  • Stinson Leonard Street LLP
  • USA
  • February 14 2017

On February 10th, the SEC took action to formally approve of changes proposed by the NASDAQ Stock Market, NYSE MKT LLC, and New York Stock Exchange


3 Class Actions, 3 Motions to Compel Arbitration, 1 Class Action Survives
  • Stinson Leonard Street LLP
  • USA
  • February 10 2017

The Ninth, Sixth, and Third Circuits all recently issued decisions about whether putative class or collective actions could proceed despite the


Trump’s 2 for 1 Regulatory Reduction Challenged in Court
  • Stinson Leonard Street LLP
  • USA
  • February 8 2017

President Donald Trump’s Executive Order requiring two regulations be repealed for every new one adopted and related OMB guidance have been challenged


Weathering the Freeze: The CPSC's Response to the White House's New Regulatory Restrictions
  • Stinson Leonard Street LLP
  • USA
  • February 8 2017

We have heard much over the last few weeks about the new executive orders issued by the White House at the outset of the Trump Administration. One


OCIE Issues Alert on the Five Most Frequent Compliance Topics Identified in Examinations of Investment Advisers
  • Stinson Leonard Street LLP
  • USA
  • February 8 2017

The SEC’s Office of Compliance Inspections and Examinations, or OCIE, has published a list of the five compliance topics most frequently identified in


No Quorum at FERC may Affect Ability to Consummate Dispositions of Jurisdictional Assets and Issuances of Debt
  • Stinson Leonard Street LLP
  • USA
  • February 7 2017

At the close of business on Friday, February 3, 2017, the Federal Energy Regulatory Commission (FERC) lost its legal quorum of three members when