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Results: 1-10 of 405

New Jersey Supreme Court Curtails Attorney General’s Subpoena Power in FCA Action
  • Sidley Austin LLP
  • USA
  • June 14 2017

On June 7, 2017, the New Jersey Supreme Court, in a 3-2 decision affirming the decision of the Appellate Division, found that the Attorney General's


Sidley Perspectives on M&A and Corporate Governance - June 2017
  • Sidley Austin LLP
  • USA
  • June 13 2017

Oversight of a company's tone at the top and the compliance program designed to establish and maintain that tone and detect problems is an important


Former MoneyGram CCO settles FinCEN complaint
  • Sidley Austin LLP
  • USA
  • May 26 2017

On May 3 2017 the former chief compliance officer (CCO) of MoneyGram, Thomas E Haider, and the Financial Crimes Enforcement Network (FinCEN) jointly


Derivatives Quarterly Newsletter: 1st Quarter 2017
  • Sidley Austin LLP
  • Global, Hong Kong, USA
  • May 16 2017

On January 5, 2017, the CFTC approved the NFA's amendment to NFA Compliance Rule 2-36, which requires forex dealer members to provide customers with


DOJ Weighs in on Materiality Standard Post-Escobar
  • Sidley Austin LLP
  • USA
  • May 15 2017

In a May 8, 2017 statement of interest, DOJ made a bold attempt to strip the heightened materiality standard articulated in Escobar (previously


Former Chief Compliance Officer of MoneyGram Settles Financial Crimes Enforcement Network Complaint
  • Sidley Austin LLP
  • USA
  • May 10 2017

On May 3, MoneyGram's former chief compliance officer (CCO), Thomas Haider, and the Financial Crimes Enforcement Network (FinCEN) jointly filed a


Anti-corruption quarterly - 1st quarter 2017
  • Sidley Austin LLP
  • USA
  • May 5 2017

On February 8, 2017, the DOJ's Fraud Section issued a new guidance document, entitled "Evaluation of Corporate Compliance Programs." Despite being


Securities Class Actions in the Life Sciences Sector
  • Sidley Austin LLP
  • USA
  • May 5 2017

This year-in-review addresses developments in securities class actions brought against life sciences companies in 2016. We begin with an overview and


Ninth Circuit Holds Internal Reports Protected by Dodd-Frank Whistleblower Provisions
  • Sidley Austin LLP
  • USA
  • March 10 2017

On March 8, 2017, a divided Ninth Circuit panel issued a decision finding that a company's retaliation against a whistleblower is actionable under


Derivatives Quarterly Newsletter: 4th Quarter 2016
  • Sidley Austin LLP
  • USA, European Union, Global, Hong Kong, United Kingdom
  • February 21 2017

On October 11, 2016, the CFTC proposed rules (Proposed Cross-Border Rules) that address the cross-border application of certain of the CFTC's swaps