We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 356

SEC enforcement quarterly - 3rd quarter 2016
  • Sidley Austin LLP
  • Ireland, United Kingdom, USA
  • December 1 2016

For the last several years, as we have observed in previous editions of the Quarterly, an increasing number of individuals or entities have sought to


Updates from the U.S. Commodity Futures Trading Commission
  • Sidley Austin LLP
  • USA
  • November 18 2016

Trader pleads guilty to spoofing and wire fraud, and settles manipulation and spoofing case with CFTC. On November 9, Navinder Singh Sarao pled


Department of Justice Publishes Guidance on Voluntary Self-Disclosure of Export Controls and Sanctions Violations
  • Sidley Austin LLP
  • USA
  • November 10 2016

The National Security Division of the U.S. Department of Justice (DOJ) recently released guidance


Derivatives Quarterly Newsletter: 3rd Quarter 2016
  • Sidley Austin LLP
  • Global, Hong Kong, USA
  • November 10 2016

CFTC Staff Issues Advisory Reminding Futures Commission Merchants and Introducing Brokers of Compliance Requirements Regarding Suspicious Activity


Anti-corruption quarterly - 3rd quarter 2016
  • Sidley Austin LLP
  • Mexico, USA
  • November 3 2016

Sidley Austin LLP is pleased to distribute this issue of the Anti-Corruption Quarterly newsletter. This quarterly publication provides updates on the


PHMSA Reveals Pipeline Penalty Guidelines
  • Sidley Austin LLP
  • USA
  • October 17 2016

On Tuesday, October 11, 2016, the U.S. Department of Transportation’s Pipeline and Hazardous Materials Safety Administration (PHMSA) revealed a


DOJ Reinforces Importance of Early and Material Cooperation In Post-Yates World
  • Sidley Austin LLP
  • USA
  • September 28 2016

In a speech on Tuesday, September 27, 2016, Principal Deputy Associate Attorney General Bill Baer said that in the post-Yates world companies must


DOJ Contends That Differences in Medical Opinion Can Support False Claims, Seeking Reversal in AseraCare Appeal
  • Sidley Austin LLP
  • USA
  • September 6 2016

As we previously reported here, DOJ is appealing its defeat in AseraCare, in which the district court concluded that “expressions of opinion


SEC enforcement quarterly - 2nd quarter 2016
  • Sidley Austin LLP
  • Canada, USA
  • August 23 2016

As we have reported previously, in a prior edition of the SEC Enforcement Quarterly, the enactment of the Dodd-Frank Wall Street Reform and Consumer


Anti-corruption quarterly - 2nd quarter 2016
  • Sidley Austin LLP
  • USA
  • August 9 2016

In late 2016, the International Organization for Standardization (ISO) will finalize and publish a standard to help organizations prevent, detect and