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Results: 1-10 of 481

High Frequency Trading: The Path Forward for Market Liquidity and Stability
  • McGuireWoods LLP
  • USA
  • February 19 2017

Over the past decade, electronic trading and the use of automated code or algorithms to generate orders with execution times consisting of


Trump Signals Beginning of Efforts to Curtail Dodd-Frank
  • McGuireWoods LLP
  • USA
  • February 7 2017

On February 3, President Donald J. Trump signed an executive order that signaled the beginning of the Trump Administration’s efforts to dismantle


Congress Votes to Disapprove SEC’s Resource Extraction Disclosure Rule
  • McGuireWoods LLP
  • USA
  • February 6 2017

In previous posts, we discussed the potential impact of the SEC’s Resource Extraction Payment Disclosure (Rule 13q-1), including possible FCPA


Will the CFTC Postpone the March 1, 2017 Variation Margin Deadline?
  • McGuireWoods LLP
  • USA
  • February 2 2017

Derivatives traders and lawyers are focused on March 1. Not for any basketball tournaments, but for the variation margin (VM) big bang. From March 1


Cybersecurity and Data Privacy in 2017: Eight Topics to Follow
  • McGuireWoods LLP
  • USA
  • January 31 2017

Throughout the past several years, data privacy and security practices have evolved into more than just defending against identity theft and


SEC Annual Exam Guidance: Cybersecurity, Robo-Advising, and Retirement
  • McGuireWoods LLP
  • USA
  • January 27 2017

The SEC recently announced its Office of Compliance Inspections and Examinations' (OCIE) 2017 priorities. Though these listed priorities are not


SEC: $7 Million Award to be Split by Three Whistleblowers
  • McGuireWoods LLP
  • Ireland, USA
  • January 26 2017

On Monday, January 23, 2017, the Securities and Exchange Commission (SEC) awarded more than $7 million to be split among three whistleblowers. The


The Yates Memo and Individual Representation
  • McGuireWoods LLP
  • USA
  • November 17 2016

At t he November 2, 2016 Securities Industry and Financial Markets Association (“SIFMA”) Compliance and Legal Society Regional Seminar in New York, a


President-Elect Trump Will Bring Changes to the SEC and CFTC
  • McGuireWoods LLP
  • USA
  • November 10 2016

The inauguration of Donald Trump as President, together with the Republican majority Congress, will trigger changes at the SEC and CFTC in 2017. SEC


CFPB Director Cordray’s Remarks at FinTech Conference Highlight Focus on Increasing Access to Financial Data
  • McGuireWoods LLP
  • USA
  • November 2 2016

Last Monday, October 24, Consumer Financial Protection Bureau (CFPB) Director Richard Cordray spoke on the Bureau’s approach to FinTech at Money 2020