We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 432

Dodd-Frank Act Section 956: European-Style Compensation Reforms Coming to a Bank Near You
  • McGuireWoods LLP
  • USA
  • May 17 2016

Earlier this month, six federal agencies each released a re-proposal of rules (the New Rules) on incentive compensation reforms under Section 956 of


Financial Industry Associations Agree on Common Cybersecurity Principles
  • McGuireWoods LLP
  • Global, USA
  • May 15 2016

On May 9, 2016, the International Swaps and Derivatives Association, the European Banking Federation, and the Global Financial Markets Association


CFPB Proposes New Rule Against Mandatory Arbitration Clauses That Preclude Participation in Class Action Suits
  • McGuireWoods LLP
  • USA
  • May 5 2016

Today the Consumer Financial Protection Bureau announced that it is issuing and seeking public comment on new proposed regulations that would


CFPB Accused of Discriminating Against Its Own Employees
  • McGuireWoods LLP
  • USA
  • April 4 2016

Some of the recent items on the Consumer Financial Protection Bureau's (CFPB) agenda have involved efforts to eliminate alleged discriminatory


CFPB Announces Two-Year Policy Priorities
  • McGuireWoods LLP
  • USA
  • March 15 2016

At the end of February 2016, the Consumer Financial Protection Bureau (CFPB) announced nine priority goals for the next two years. According to its


SEC Describes Recent Efforts to Combat Pyramid Schemes and Affinity Frauds
  • McGuireWoods LLP
  • USA
  • March 9 2016

Over the past two years, the Securities and Exchange Commission (SEC) has stepped up enforcement actions against pyramid schemes and related affinity


Key Takeaways From This Year’s Early FCPA Enforcement Actions
  • McGuireWoods LLP
  • USA
  • February 25 2016

February has been a big month for U.S. Foreign Corrupt Practices Act (FCPA) enforcement. It started with the U.S. Securities and Exchange Commission


FINRA Issues Sweep Letter on Firm’s Cultural Values
  • McGuireWoods LLP
  • USA
  • February 22 2016

On February 18, 2016, Financial Industry Regulatory Authority (FINRA) announced that it had issued a targeted exam letter, or sweep, to firms seeking


SEC Expands Cybersecurity Compliance Requirements For 2016
  • McGuireWoods LLP
  • USA
  • January 18 2016

On January 11, 2016, the Securities and Exchange Commission announced the 2016 examination priorities list. For the third year in a row


PCAOB Adopts Audit Engagement Partner Disclosure
  • McGuireWoods LLP
  • USA
  • January 14 2016

On December 15, 2015, the Public Company Accounting Oversight Board (PCAOB) continued its pursuit of providing investors with improved audit