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Results: 1-10 of 576

FINRA Issues 2017 Examination Priorities Letter
  • Morrison & Foerster LLP
  • USA
  • January 9 2017

Consistent with prior practice, with the arrival of the New Year, FINRA has published its key examination priorities. The letter may be


Global Accounting Standards
  • Morrison & Foerster LLP
  • USA
  • January 6 2017

The Chair of the Securities and Exchange Commission Mary Jo White recently commented on the significance of high-quality accounting standards. The


Outcomes of Investing in OTC Stocks
  • Morrison & Foerster LLP
  • USA
  • January 4 2017

The Division of Economic and Risk Analysis (DERA) of the Securities and Exchange Commission published a study recently that reviews, among other


IRS Provides Guidance on TLAC
  • Morrison & Foerster LLP
  • USA
  • December 27 2016

On December 16, 2016, the IRS issued a Revenue Procedure which provides that certain instruments issued by global systemically important banking


U.S. Regulatory Agenda: What to Expect in 2017 (for Structured Products)
  • Morrison & Foerster LLP
  • USA
  • December 27 2016

At the end of each of the last several years, we have shared with readers our list of anticipated areas of focus for the coming year. This particular


DTC Announces New Eligibility Procedures for Section 871(m) Transactions
  • Morrison & Foerster LLP
  • USA
  • December 27 2016

In October 2016, The Depository Trust Company ("DTC") announced that it is adjusting its eligibility procedures to comply with Section 871(m) of the


Final TLAC Rules and Structured Products
  • Morrison & Foerster LLP
  • USA
  • December 27 2016

On December 15, 2016, the Board of Governors of the Federal Reserve System (the "Federal Reserve") issued its final rules regarding long-term debt and


TLAC’s Back! Sifting Through the Federal Reserve’s Final TLAC Rule
  • Morrison & Foerster LLP
  • USA
  • December 15 2016

On December 15, 2016, the Board of Governors of the Federal Reserve System (the "Federal Reserve") issued its final rules regarding total loss


Conditional Offers to Buy
  • Morrison & Foerster LLP
  • USA
  • December 13 2016

In this publication, we often write about offering features used outside of structured products that find their way into the structured products


What Is the Future of the DOL Fiduciary Rule?
  • Morrison & Foerster LLP
  • USA
  • December 13 2016

The election of Donald Trump and the retention of Republican majorities in both houses of Congress has led many to question whether or not the "DOL