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Results: 1-10 of 545

Considerations for Foreign Banks Financing in the United States
  • Morrison & Foerster LLP
  • USA
  • September 14 2016

Foreign issuers, including foreign banks, which are considering accessing the US capital markets have a number of financing alternatives. As


Updating Unregistered Structured Note Programs: How Frequently?
  • Morrison & Foerster LLP
  • USA
  • September 14 2016

For some types of securities offering programs, we have "black letter law" that instructs issuers how frequently the program documentation should be


TLAC: Clearing up Misconceptions
  • Morrison & Foerster LLP
  • USA
  • September 14 2016

The popular press is perpetuating misconceptions regarding the Federal Reserve's proposed TLAC requirements. The TLAC proposal is leading some bank


FINRA TRACE Reporting and Time of Execution
  • Morrison & Foerster LLP
  • USA
  • September 14 2016

In August 2016, the Financial Industry Regulatory Authority, Inc. ("FINRA") released Regulatory Notice 16-30. The notice reiterates the requirement


SEC Rule 206(3)-3T to Sunset on December 31, 2016
  • Morrison & Foerster LLP
  • USA
  • September 14 2016

On August 19, 2016, the Securities and Exchange Commission ("SEC") stated in a letter that it will not take further action to extend the sunset date


FINRA Re-Proposes Enhanced Pricing Disclosure on Customer Confirmations in Connection with Fixed Income Transactions
  • Morrison & Foerster LLP
  • USA
  • September 14 2016

On August 12, 2016, FINRA proposed to amend FINRA Rule 2232 to require FINRA members to provide additional pricing information on retail customer


SEC Challenges Use of Survivor Options
  • Morrison & Foerster LLP
  • USA
  • September 14 2016

In August 2016, the SEC filed cease and desist proceedings against a U.S. private fund and its manager. The action alleges that the manager solicited


Credit-Linked Notes: Germany and the United States
  • Morrison & Foerster LLP
  • Germany, USA
  • September 14 2016

In July 2016, Germany's Federal Financial Supervisory Authority (Bundesanstalt fr Finanzdienstleistungsaufsicht, "BaFin") announced its intention to


The next chapter: A new bond linking financial returns to environmental or social goals could thrive. But securities law conditions need to be met first
  • Morrison & Foerster LLP
  • USA
  • September 12 2016

Shakespeare's Juliet may not have ascribed great significance to a name but for securities lawyers and market participants alike there is significance


Updates from the Division of Corporation Finance
  • Morrison & Foerster LLP
  • USA
  • September 9 2016

During the ABA Business Law Section Annual Meeting, at the Dialogue with the Director of the Division of Corporation Finance, hosted by the Federal