We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 393

Proposed change to NYSE shareholder vote rule for “early stage companies”
  • Morrison & Foerster LLP
  • USA
  • August 17 2015

The Securities and Exchange Commission is requesting comments prior to August 31, 2015 regarding whether the Commission should approve or disapprove


Tax talk - volume 8, no. 2, August 2015
  • Morrison & Foerster LLP
  • USA
  • August 5 2015

It was only a matter of time before “transactions of interest” (“TOIs”) found their way to Wall Street. Way back in 2006, the IRS added a new


Does loyalty count?
  • Morrison & Foerster LLP
  • USA
  • August 3 2015

In recent years, there has been increased focus on "short-termism" within public companiessome speculate that the rise of high frequency


It’s not crowdfunding!
  • Morrison & Foerster LLP
  • USA
  • July 13 2015

Since the Regulation A effective date last month, a number of websites have emerged that promote “Regulation A crowdfunding” contributing even


SEC Advisory Committee meeting
  • Morrison & Foerster LLP
  • USA
  • June 30 2015

The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies will hold an open, public telephone meeting on Wednesday


SEC guidance on Regulation A
  • Morrison & Foerster LLP
  • USA
  • June 25 2015

The SEC has provided guidance to issuers on Regulation A offerings. You can access the SEC's Small Entity Compliance Guide here:


House holds hearings on bill to ease BDC restrictions
  • Morrison & Foerster LLP
  • USA
  • June 24 2015

The Subcommittee on Capital Markets and Government Sponsored Enterprises of the House Financial Services Committee heard testimony on June 16, 2015


SEC Division of Market Regulation request for comment discusses Exchange-Traded Products
  • Morrison & Foerster LLP
  • USA
  • June 23 2015

On June 12, 2015, the SEC issued a Request for Comment on Exchange-Traded Products (ETPs).The request addresses legal standards and other regulatory


A uniform fiduciary duty standard and the structured products market
  • Morrison & Foerster LLP
  • USA
  • June 23 2015

Although most of the rulemakings required to be proposed and adopted pursuant to the Dodd-Frank Act have now been addressed by regulators, a


FINRA and CARDS
  • Morrison & Foerster LLP
  • USA
  • June 23 2015

As readers of this publication know, FINRA has proposed its Comprehensive Automated Risk Data System ("CARDS"). The system would require