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SEC Advisory Committee agenda published
  • Morrison & Foerster LLP
  • USA
  • May 28 2015

The SEC announced that the next meeting held on June 3rd of its Advisory Committee on Small and Emerging Companies will focus on public company


JOBS Act bills advance
  • Morrison & Foerster LLP
  • USA
  • May 25 2015

The House Financial Services Committee approved 13 bills, many of which are JOBS Act related. The bills that were approved by the Committee are


Alphabet soup?
  • Morrison & Foerster LLP
  • USA
  • May 19 2015

If you are required to address issues arising from the Dodd-Frank Act andor Basel III, you may find our recently updated Regulatory Reform Glossary


House Financial Services Committee mark-up of JOBS Act bills
  • Morrison & Foerster LLP
  • USA
  • May 19 2015

On May 20th, the Committee will be meeting beginning at 10am in an open session to mark up eleven bills that relate to various capital formation and


House Small Business Committee hearing on P2P
  • Morrison & Foerster LLP
  • USA
  • May 18 2015

Last week, the House Small Business Committee held a hearing to discuss the rise of peer-to-peer lending and the availability of capital for small


CFTC reauthorization bill includes JOBS act fix
  • Morrison & Foerster LLP
  • USA
  • May 18 2015

The House Agricultural Committee passed the CFTC authorization bill late last week, HR 2289. HR 2289 incorporates in Section 312 a provision that was


Tax talk - volume 8, no. 1, May 2015
  • Morrison & Foerster LLP
  • USA
  • May 7 2015

Has anyone noticed how we’re in a seemingly endless discussion about tax reform? Ever since Representative Dave Camp (R. Mich.) issued his own tax


Losing WKSI status: consequences for structured note dealers
  • Morrison & Foerster LLP
  • Canada, USA
  • May 1 2015

The SEC's rules that classify issuers are not always widely followed beyond the securities bar. However, one of the most active current debates about


The SEC defines “voting equity securities” under the Rule 506(d) bad actor disqualification rules
  • Morrison & Foerster LLP
  • USA
  • May 1 2015

The SEC is continuing to tie up some loose ends left over from the adoption of the Rule 506(d) bad actor disqualification rules. Obtaining certainty


For members only: FINRA updates rules re: payments to non-members
  • Morrison & Foerster LLP
  • USA
  • May 1 2015

In March 2015, FINRA issued Regulatory Notice 15-07, which describes FINRA’s upcoming rule changes relating to payments by FINRA member firms to