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New Executive Compensation Rule At-A-Glance
  • Morrison & Foerster LLP
  • USA
  • April 25 2016

On April 21, 2016, the National Credit Union Administration approved a proposed rule on incentive compensation under Section 956 of the Dodd-Frank


A Lofty Concept: Disclosure Effectiveness
  • Morrison & Foerster LLP
  • USA
  • April 18 2016

Even before the JOBS Act had been proposed, policymakers focused on the downturn in the number of initial public offerings (IPOs) speculated that the


House Financial Services Hearing on Capital Formation Bills
  • Morrison & Foerster LLP
  • USA
  • April 18 2016

On Thursday, April 14th, the House Financial Services Subcommittee on Capital Markets and GSEs held a hearing at 10 am titled, The JOBS Act at Four:


SEC Approves Regulation S-K Concept Release
  • Morrison & Foerster LLP
  • USA
  • April 13 2016

At this morning’s open meeting, the SEC voted in favor of a Concept Release on Regulation S-K. In her opening remarks, Chair White noted that the


NASAA Request for Comment on Statements of Policy
  • Morrison & Foerster LLP
  • USA
  • April 8 2016

For offerings that require state securities registration and review, clients often are concerned about the merit regulation standards. Certain of


DOL Releases Final Fiduciary Duty Rule
  • Morrison & Foerster LLP
  • USA
  • April 6 2016

Today, the US Department of Labor released the final fiduciary duty rule. The DOL has posted the rule text and the text of the exemptions on its site


FinCEN Proposes to Amend Definition of Broker-Dealer in Securities to Include Funding Portals
  • Morrison & Foerster LLP
  • USA
  • April 4 2016

The Financial Crimes Enforcement Network (FinCEN) proposed to amend the Bank Secrecy Act’s (BSA) definition of “Broker or Dealer in Securities” to


Chair White Addresses Pre-IPO Private Placements and Staying Private Longer
  • Morrison & Foerster LLP
  • USA
  • April 1 2016

Speaking at Stanford, Chair White addressed a broad range of issues affecting the technology sector, including the decision on the part of many


Capital Formation Legislative Update
  • Morrison & Foerster LLP
  • USA
  • March 28 2016

On March 22, 2016, Congressman French Hill introduced a bill, HR 4831, that would amend the 100-holder restriction on S corporations in the limited


Maloney Introduces Board Gender Diversity Bill
  • Morrison & Foerster LLP
  • USA
  • March 11 2016

Congresswoman Carolyn Maloney introduced HR 4718, which would require that the SEC establish a Gender Diversity Advisory Group. The Group would be