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Practice Pointers on Non-GAAP Financial Measures
  • Morrison & Foerster LLP
  • USA
  • August 16 2016

On June 27, 2016, Securities and Exchange Commission (“SEC”) Chair Mary Jo White, speaking at the International Corporate Governance Network’s Annual


Time Period Extended for Consideration of Amendments to FINRA Communications Rules
  • Morrison & Foerster LLP
  • USA
  • August 11 2016

In our June 6, 2016, client alert, we discussed FINRA’s recently proposed amendments to its communications rules, including: FINRA Rule 2210


Structured Products and the New Department of Labor Rules: A Checklist for Structured Product Manufacturers and Distributors
  • Morrison & Foerster LLP
  • USA
  • August 11 2016

In a recent Structured Thoughts issue, we discussed the potential impact of the Department of Labor’s new fiduciary rules on the structured products


The SEC’s Negligence Standard: What Is It, and What Does It Mean?
  • Morrison & Foerster LLP
  • USA
  • August 11 2016

Several years ago, the Securities and Exchange Commission’s (SEC) Enforcement Division announced its intention to pursue claims against issuers under


Tax Talk - Volume 9, No. 2, August 2016
  • Morrison & Foerster LLP
  • USA
  • August 5 2016

On April 4, 2016, the Treasury Department issued proposed regulations under Section 385 (the “Proposed Regulations”) which could dramatically change


Late-Stage Private Placements: A Life Sciences Sector Survey
  • Morrison & Foerster LLP
  • USA
  • July 25 2016

As privately held companies choose to remain private longer and defer their initial public offerings (IPOs), these companies are increasingly reliant


Congressmen Question IPO Fees
  • Morrison & Foerster LLP
  • USA
  • July 18 2016

Congressman Himes (CT) and eight other members of Congress wrote to FINRA and to the Securities and Exchange Commission questioning the typical 7


IPO Market Update
  • Morrison & Foerster LLP
  • USA
  • July 18 2016

During the second quarter 2016, the IPO market improved with 34 IPOs raising approximately $5.5 billion, according to Renaissance Capital. While


Investor Advocate Priorities
  • Morrison & Foerster LLP
  • USA
  • July 13 2016

Recently, the SEC’s Investor Advocate released a report regarding the Office’s areas of focus for fiscal year 2017. The report notes that the Office


Disclosure Effectiveness Initiative Continues to Move Forward
  • Morrison & Foerster LLP
  • USA
  • July 13 2016

Today, the Commission proposed for comment amendments that are intended to eliminate redundant, overlapping, outdated or superseded disclosure