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News round up - March 2017
  • Morrison & Foerster LLP
  • USA
  • April 18 2017

Renaissance Capital reported a strong start to the year in its U.S. IPO Market 1Q 2017 Quarterly Review. The first quarter of 2017 saw 25 IPOs, which


A Trio of FINRA Notices Focused on Capital Formation Issues
  • Morrison & Foerster LLP
  • USA
  • April 17 2017

On April 12, 2017, FINRA released three regulatory notices for comment that propose amendments to various FINRA rules affecting capital formation. In


FINRA Proposes Changes to Rules Affecting Offerings
  • Morrison & Foerster LLP
  • USA
  • April 12 2017

Today, FINRA issued three Regulatory Notices requesting comments on proposed changes to various rules relating to financing transactions. Regulatory


SEC Government-Business Forum Report
  • Morrison & Foerster LLP
  • USA
  • April 11 2017

The final report from the forum held in November 2016 was recently published. The recommendations of the forum often provide the Securities and


SEC Staff Guidance on Regulation A Offerings
  • Morrison & Foerster LLP
  • USA
  • April 5 2017

On March 31, 2017, the SEC Staff published five Compliance and Disclosure Interpretations (C&DIs) relating to Regulation A. These address an issuer’s


JOBS Act Related Technical Amendments
  • Morrison & Foerster LLP
  • USA
  • April 3 2017

The Securities and Exchange Commission (the “SEC”) adopted technical amendments to conform several rules and forms to amendments made to the


Failure to follow compliance policies in connection with ETF sales leads to SEC sanctions
  • Morrison & Foerster LLP
  • USA
  • March 7 2017

A recent cease-and-desist order from the Securities and Exchange Commission illustrates the types of activity and compliance issue that should be


Inline XBRL Proposed Rule and IFRS Taxonomy
  • Morrison & Foerster LLP
  • USA
  • March 6 2017

On March 1, 2017, the Securities and Exchange Commission (the "Commission") proposed the use of the Inline XBRL (eXtensible Business Reporting


Exhibit Hyperlinks and HTML Format
  • Morrison & Foerster LLP
  • USA
  • March 2 2017

On March 1, 2017, the Securities and Exchange Commission (the “Commission”) adopted amendments that require that registrants that file registration


U.S. Securities-Based Crowdfunding
  • Morrison & Foerster LLP
  • USA
  • March 1 2017

Acting Chair Piwowar made remarks at the the Dialogue on Crowdfunding hosted by the Securities and Exchange Commission and the Salomon Center for the