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CFTC Chairman Offers No Timetable But Says Agency “Working Hard” on Position Limits; FCA Head Says Proposed European Position Limits Unnecessary
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

In a speech last week before the Commodity Markets Council, Timothy Massad, Chairman of the Commodity Futures Trading Commission, highlighted recent


Two Broker-Dealers to Pay US $154 Million to the State of NY and the SEC to Resolve Allegations of Wrongdoing by Their Dark Pools
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

Barclays Capital Inc. and Credit Suisse Securities settled allegations by the Securities and Exchange Commission and the New York State Attorney


Citi Becomes First Bank to Settle LIBOR Class Action Complaint
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

Citibank, N.A., agreed to settle a class action lawsuit by payment of $23 million that alleged the bank and numerous other banking defendants


CFTC Charges One Firm and Settles With Another for Illegal Off-Exchange Precious Metals Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2016

The Commodity Futures Trading Commission brought one case and settled another where it alleged that companies and their principals engaged in illegal


CFPB Urges 25 Largest Banks To Do More To Create or Promote Deposit Accounts
  • Katten Muchin Rosenman LLP
  • USA
  • February 5 2016

On February 3, the Consumer Financial Protection Bureau (CFPB) sent a letter to the nation’s top 25 retail banking companies urging them to do more


FDIC Releases Paper on Cybersecurity
  • Katten Muchin Rosenman LLP
  • USA
  • February 5 2016

On February 1, the Federal Deposit Insurance Corporation (FDIC) published “A Framework for Cybersecurity,” an article that appears in the Winter 2015


OCC Releases Dodd-Frank Stress Test Scenarios for 2016
  • Katten Muchin Rosenman LLP
  • USA
  • February 5 2016

On January 28, the Office of the Comptroller of the Currency (OCC) released economic and financial market scenarios that will be used in the upcoming


FDIC Seeks Comment on Revised Deposit Insurance Assessment Rule
  • Katten Muchin Rosenman LLP
  • USA
  • February 5 2016

On January 21, the Federal Deposit Insurance Corporation (FDIC) announced that it was seeking comment on a revised proposed rule that would amend the


CME Group Updates Its Pre-Execution Communication Rule to Reflect New Committed Crosses
  • Katten Muchin Rosenman LLP
  • USA
  • January 31 2016

CME Group proposed amendments to its rule regarding pre-execution communications to add a new procedure to effectuate lawful cross trades following


Bank Wins Dismissal of Lawsuit Claiming It Misled FCM About the Appropriateness of an Investment for Customer Segregated Funds
  • Katten Muchin Rosenman LLP
  • USA
  • January 31 2016

A lawsuit against JPMorgan Chase & Co., and various affiliates and employees (collectively, "JPMorgan"), claiming they improperly induced MBF