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Revised interagency examination procedures for consumer compliance
  • Katten Muchin Rosenman LLP
  • USA
  • May 15 2015

As of May 1, the Task Force on Consumer Compliance of the Federal Financial Institutions Examination Council developed interagency examination


Department of Justice settles virtual currency enforcement action
  • Katten Muchin Rosenman LLP
  • USA
  • May 15 2015

The US Attorney’s Office in the Northern District of California recently settled an enforcement action against Ripple Labs Inc., a Delaware


Money service businesses for second largest virtual currency fined for AML deficiencies; Bitcoin exchange gets first NY license as trust company
  • Katten Muchin Rosenman LLP
  • USA
  • May 10 2015

Two purveyors of XRP, the second most popular virtual currency after Bitcoin, were fined last week by the Financial Crimes Enforcement Network and


Deutsche Bank fined US $2.5 billion by four regulators for LIBOR and FX manipulation
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • April 26 2015

Three regulatory agencies in the United States and one in the United Kingdom filed and settled charges against Deutsche Bank AG and one subsidiary


ESMA issues Call for Evidence on virtual currency
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2015

On April 22, the European Securities and Markets Authority (ESMA) issued a call for information (Call for Evidence) on virtual currency. Unlike


OCC issues new handbook on Deposit-Related Consumer Credit
  • Katten Muchin Rosenman LLP
  • USA
  • April 17 2015

In March, the Office of the Comptroller of the Currency (OCC) issued the “Deposit-Related Credit” booklet of the Comptroller’s Handbook. This booklet


OCC revises guidance and forms for subordinated debt issued for Tier 2 capital and non-capital purposes
  • Katten Muchin Rosenman LLP
  • USA
  • April 17 2015

The Office of the Comptroller of the Currency (OCC) is revising and reorganizing its current guidance for subordinated debt issued by national banks


Federal Reserve Board expands Small Bank Holding Company Policy Statement
  • Katten Muchin Rosenman LLP
  • USA
  • April 17 2015

On April 9, the Board of Governors of the Federal Reserve (Board) issued a final rule to expand the applicability of its Small Bank Holding Company


NY fed report cautions that too few participants in central clearing may increase counterparty risk and margin requirements
  • Katten Muchin Rosenman LLP
  • USA
  • March 29 2015

A highly quantitative staff report of the Federal Reserve Bank of New York suggests that clearinghouses may not mitigate risks as effectively as


NFA lightly slaps FCMs for new customer protection rules breaches
  • Katten Muchin Rosenman LLP
  • USA
  • March 22 2015

JP Morgan Clearing Corp. agreed to pay a fine of US $17,500 to the National Futures Association for failing to instruct its depositoryJP Morgan Bank