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NYS Proposes Express Cybersecurity Requirements for Banks, Insurance Companies and Other NY-Regulated Financial Institutions
  • Katten Muchin Rosenman LLP
  • USA
  • September 18 2016

The New York State Department of Financial Services proposed comprehensive cybersecurity requirements for banks, insurance companies and other


OCC Rule Would Prohibit Bank and Thrift Dealing and Investing in Industrial or Commercial Metals
  • Katten Muchin Rosenman LLP
  • USA
  • September 16 2016

On September 8, the Office of the Comptroller of the Currency (OCC) proposed a rule to prohibit national banks and federal savings associations


Banking Regulators Issue Dodd-Frank Report on Bank Activities and Investments
  • Katten Muchin Rosenman LLP
  • USA
  • September 16 2016

On September 8, the Board of Governors of the Federal Reserve System (Board), the Federal Deposit Insurance Corporation (FDIC), and Office of the


FFIEC Publishes Revised Information Security Booklet
  • Katten Muchin Rosenman LLP
  • USA
  • September 16 2016

On September 9, the Federal Financial Institutions Examination Council (FFIEC) released its revised the "Information Security" booklet of the FFIEC


OCC Releases Bank Supervision Operating Plan for Fiscal Year 2017
  • Katten Muchin Rosenman LLP
  • USA
  • September 16 2016

On September 14, the Office of the Comptroller of the Currency (OCC) released its bank supervision operating plan for fiscal year (FY) 2017. "Our FY


Federal Reserve Recommends Repeal of Financial Holding Company’s Authority to Invest in Commodity Firms
  • Katten Muchin Rosenman LLP
  • USA
  • September 11 2016

The Board of Governors of the Federal Reserve System recommended a further limiting of the non-core bank activities that financial holding companies


Federal Reserve Bank Seeks US $1.2 Million Fine and Employment Ban Against Former Bank FX Trader for Allegedly Manipulating Benchmarks
  • Katten Muchin Rosenman LLP
  • USA
  • September 11 2016

Christopher Ashton, the former global head of the FX spot business of Barclays Bank PLC, was named in an administrative proceeding by the Board of


SEC Adopts Amendments to Rules on Access to Data Obtained by Security-Based Swap Data Repositories
  • Katten Muchin Rosenman LLP
  • USA
  • September 2 2016

On August 29, the Securities and Exchange Commission announced the adoption of amendments to the Securities Exchange Act of 1934 (Exchange Act) Rule


Bail-In and Contractual Recognition: The Impact on US and Other Non-EU Counterparties and the Potential Impact of Brexit
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom, USA
  • August 29 2016

Following the 2008 banking crisis, governments around the world found themselves having to bail out large financial institutions by injecting capital


CFTC and FIA Object to CFPB Proposal to Ban Certain Arbitration Agreements to the Extent They Pertain to Commission-Regulated Activities
  • Katten Muchin Rosenman LLP
  • USA
  • August 28 2016

The Commodity Futures Trading Commission and the Futures Industry Association filed comment letters with the US Bureau of Consumer Financial