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Results: 1-10 of 1,190

CME Group Proposes New Clearing Member Category to Help Customers Avoid Pro Rata Distribution Risk in Case of FCM Insolvency
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2016

CME Group filed proposed rule changes with the Commodity Futures Trading Commission that would create a new category of clearing membership, termed a


CME Group Sanctions Market Participants for Mishandling a Delivery, a Non-Bona Fide EFRP, a Transitory EFRP and Disruptive Trading
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2016

INTL FCStone settled a disciplinary action brought by the New York Mercantile Exchange for allegedly not liquidating a customer's March 2016 RBOB


Banking Agencies Issue CRA Questions and Answers
  • Katten Muchin Rosenman LLP
  • USA
  • July 22 2016

On July 15, the federal bank regulatory agencies with responsibility for Community Reinvestment Act (CRA) rulemakingthe Board of Governors of the


CFTC Extends DTCC-SWIFT’s LEI Provider Designation
  • Katten Muchin Rosenman LLP
  • USA
  • July 22 2016

On July 21, the Commodity Futures Trading Commission published in the Federal Register an order to extend for an additional year the CFTC's


ESMA Publishes Advice on Potential Extension of AIFMD Marketing Passport
  • Katten Muchin Rosenman LLP
  • Australia, Bermuda, Canada, Cayman Islands, European Union, Guernsey, Isle of Man, Japan, Jersey, Switzerland, United Kingdom, USA
  • July 22 2016

On July 19, the European Securities and Markets Authority (ESMA) published its long-delayed and much anticipated advice to the European Commission


Correction
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2016

Last week's Bridging the Weeks included an article entitled, "New FINRA Rule Governing Accounts Opened by Associated Persons at Broker-Dealer Other


CFTC Rejects Amici Arguments in Alleged Manipulation Case
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2016

The Commodity Futures Trading Commission vehemently rejected friend of the courts' (amici) submissions submitted in its enforcement action against


SEC Enacts Further Rules Governing Security-Based Swaps Transaction Reporting
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2016

The Securities and Exchange Commission approved amendments and guidance to rules regarding the reporting and public dissemination of security-based


Speakers Attack Source Code and Registration Provisions of Proposed Reg AT Before Congressional Committee
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2016

Members of the House Committee on Agriculture and all four witnesses that appeared before it last week during a public hearing on the Commodity


Two Foreign Agribusinesses Agree to Resolve CFTC Charges for Their Alleged Failure to Report Physical Positions
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2016

The Commodity Futures Trading Commission filed and settled charges against two unrelated Singapore-based commodities trading firms for not filing