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Results: 1-10 of 1,247

Dollar Financial UK Ltd v HMRC:
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom, USA
  • December 1 2016

The decision in Dollar Financial UK Ltd v HMRC 2016 UKFTT 598 will likely be of interest to a range of participants in the lending


Federal Reserve Imposes Greater Post-Employment Restrictions for Senior Examiners
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2016

The Board of Governors of the Federal Reserve System enacted more severe restrictions on potential compensation that may be accepted by senior


Bank Settles SEC and FRB Charges That It Violated Federal Law by Hiring Relatives and Friends of Asia-Based Government Officials
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2016

JPMorgan Chase agreed to settle civil charges brought by the Securities and Exchange Commission and the Board of Governors of the Federal Reserve


FDIC Approves Final Rule on Recordkeeping for Timely Deposit Insurance Determination
  • Katten Muchin Rosenman LLP
  • USA
  • November 18 2016

On November 15, the Federal Deposit Insurance Corporation (FDIC) approved a final rule detailing recordkeeping requirements for FDIC-insured


My View: The Sun Did Come Out Tomorrow - Conjecture on Financial Services Regulation in the Trump Years
  • Katten Muchin Rosenman LLP
  • USA
  • November 13 2016

Many people were stunned last Tuesday night when Donald J. Trump became the president-elect of the United States, and many were afraid that the sun


NFA Increased the Required Minimum Security Deposit for Forex Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • November 11 2016

National Futures Association (NFA) has increased the minimum security deposit that Forex dealer members must collect and maintain for currency pairs


FINRA To Publish Block-Size Trade Data for ATS Trades
  • Katten Muchin Rosenman LLP
  • USA
  • October 7 2016

On October 3, the Financial Industry Regulatory Authority began publishing monthly data on block-size trades occurring on alternative trading systems


International Bank Settles With CFTC Over Alleged Failure to Document EFRPs
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2016

Barclays Bank PLC agreed to settle charges brought by the Commodity Futures Trading Commission related to its alleged failure to maintain and produce


Futures Block Trades' Prices at Midpoint of Related Swaps Bid-Ask Were Not Fair and Reasonable Says CFTC in Enforcement Action
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2016

JSC VTB Bank (VTB), a Russia-based bank, and VTB Capital PLC (VTB Capital), a UK-based bank that is ultimately 94 owned by VTB, were sued by the


Federal Reserve Proposes Rule to Severely Restrict Banking Organizations From Commodities Activities
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2016

The Board of Governors of the Federal Reserve System proposed a sweeping new rule to severely limit the physical commodity activities of financial