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Results: 1-6 of 6

Australian-based swap dealer sanctioned by CFTC in first case for violations of large trader reporting requirements for physical commodity swap positions
  • Katten Muchin Rosenman LLP
  • Australia, USA
  • September 20 2015

The Australia and New Zealand Banking Group Ltd., an Australian-based Commodity Futures Trading Commission-registered swap dealer, was charged by the


CFTC and Reserve Bank of Australia sign memorandum of understanding regarding cross-border clearing organizations
  • Katten Muchin Rosenman LLP
  • Australia, USA
  • June 6 2014

The Commodity Futures Trading Commission and Reserve Bank of Australia signed a memorandum of understanding (MOU) regarding the cooperation and the


SEC approves rule providing for expedited and free access to ongoing disclosures by municipal bond issuers
  • Katten Muchin Rosenman LLP
  • Australia, USA
  • December 12 2008

On December 8, the Securities and Exchange Commission announced the adoption of a final rule designating the Municipal Securities Rulemaking Board (MSRB) as the sole central repository for all electronic continuing disclosure information provided pursuant to Rule 15c2-12 and establishing a continuing disclosure service of the MSRB's Electronic Municipal Market Access system (EMMA


Kevin M. Foley
  • Katten Muchin Rosenman LLP


Gary DeWaal
  • Katten Muchin Rosenman LLP