We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 11-20 of 85

CFTC interim compliant identifier website is launched by DTCC and SWIFT
  • Katten Muchin Rosenman LLP
  • USA
  • August 24 2012

On August 21, the Commodity Futures Trading Commission, Depository Trust & Clearing Corporation and SWIFT announced the launch of a website that allows market participants to register for CFTC Interim Compliant Identifiers (CICIs


FIA presents NFA registration webinar
  • Katten Muchin Rosenman LLP
  • USA
  • August 24 2012

On August 21, the Law and Compliance Division of the Futures Industry Association announced that it will host a webinar to help swap dealers and major swap participants understand the Commodity Futures Trading Commission registration process


CFTC approves conforming rules on registration of intermediaries
  • Katten Muchin Rosenman LLP
  • USA
  • August 24 2012

On August 17, the Commodity Futures Trading Commission approved rule amendments to conform its existing intermediary registration rules to changes made to the Commodity Exchange Act (CEA) by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act


CFTC proposes inter-affiliate clearing exemption
  • Katten Muchin Rosenman LLP
  • USA
  • August 17 2012

On August 16, the Commodity Futures Trading Commission issued a proposed rule to exempt swaps between certain affiliated entities from the clearing requirement set forth in the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act


CFTC issues temporary no-action relief for trade options
  • Katten Muchin Rosenman LLP
  • USA
  • August 17 2012

On August 14, the Commodity Future Trading Commission’s Division of Market Oversight (DMO) granted market participants temporary no-action relief from certain regulatory requirements for trade options, as defined in CFTC Regulation 32.3(a


CFTC issues guidance on compliance obligations for CPOs and CTAs
  • Katten Muchin Rosenman LLP
  • USA
  • August 17 2012

On August 14, the Commodity Futures Trading Commission issued a set of responses to frequently asked questions (FAQs) related to the compliance obligations of commodity pool operators (CPOs) and commodity trading advisors


Futures exchanges propose rules requiring consent to jurisdiction
  • Katten Muchin Rosenman LLP
  • USA
  • August 10 2012

The Chicago Mercantile Exchange (CME), Chicago Board of Trade (CBOT), New York Mercantile Exchange (NYMEX), ICE Futures U.S. and NYSE Liffe U.S. have adopted rules requiring that market participants consent to the jurisdiction of the exchange in question


All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment
  • Katten Muchin Rosenman LLP
  • USA
  • February 22 2012

On February 9, 2012, the Commodity Futures Trading Commission adopted final amendments to its Part 4 Rules


Foreign listed stock index futures and options approvals
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012


Public meeting of the technology advisory committee
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

The Commodity Futures Trading Commission’s Technology Advisory Committee will hold a public meeting on December 13, to address: (1) emerging issues in relation to swap execution facilities; (2) high frequency traders and their market impact; and (3) interim recommendations from the subcommittee on data standardization regarding universal product and legal entity identifiers, standardization of machine-readable legal contracts, and data storage and retrieval