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Results: 11-20 of 403

CFTC Re-Proposes Capital Rules for Swap Dealers
  • Katten Muchin Rosenman LLP
  • USA
  • December 19 2016

On December 2, 2016, the Commodity Futures Trading Commission (CFTC) unanimously approved a re-proposal of rules (the "Proposed Rules" or the


CFTC Finalizes Aggregation Rules and Re-Proposes Position Limits Rule
  • Katten Muchin Rosenman LLP
  • USA
  • December 19 2016

On December 5, the Commodity Futures Trading Commission (CFTC) issued final regulations regarding the aggregation of positions and accounts to assess


CFTC Grants No-Action Relief From Certain Swap Clearing Requirements for Swaps With Eligible Affiliate Counterparties in Australia or Mexico
  • Katten Muchin Rosenman LLP
  • USA
  • December 16 2016

On December 15, the Commodity Futures Trading Commission Division of Clearing and Risk granted US swap participants temporary no-action relief from


CFTC Releases Results of ICE Futures U.S. Rule Enforcement Review
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2016

On December 7, the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) announced the results of its rule enforcement review of


CFTC Finalizes Aggregation Rules and Re-Proposes Position Limits Rule
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2016

On December 5, the Commodity Futures Trading Commission voted to repropose position limits for futures and swap positions. On the same day, the CFTC


CFTC Unanimously Approves Final Rule Amendments to Its Regulations Regarding CPO Financial Reports
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2016

On November 21, the Commodity Futures Trading Commission announced unanimous approval of amendments to the required financial reports that a


CFTC Extends Time-Limited No-Action Relief From the Clearing and Trade Execution Requirements for Certain Affiliated Counterparties
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2016

On November 28, the Commodity Futures Trading Commission’s Division of Clearing and Risk (DCR) and Division of Market Oversight (DMO) each extended


NFA Proposes Changes to Forex Customer Disclosure Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2016

On November 25, National Futures Association (NFA) submitted to the Commodity Futures Trading Commission a proposed amendment to NFA Compliance Rule


Changes in Required Minimum Security Deposits for Forex Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2016

On November 28, National Futures Association changed the minimum security deposits required to be collected for certain Forex transactions in


CFTC Issues No-Action Relief Relating to Risk Disclosure Statements for Non-Institutional Customers
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2016

On November 30, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight granted no-action relief for futures