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Results: 11-20 of 325

NFA Revises SD and MSP 4s Review Process
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

National Futures Association (NFA) has revised its review process for swap dealer (SD) and major swap participant (MSP) applications under Section 4s


CFTC Provides Relief to SEFs From Audit Trail Requirements Related to Post-Trade Allocation Information
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Division of Market Oversight of the Commodity Futures Trading Commission has issued temporary no-action relief to swap execution facilities


CFTC Proposes Alternative to Fingerprinting Requirement for Foreign Individuals
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Commodity Futures Trading Commission has proposed to amend Regulation 3.21 to provide an exemption for the fingerprinting requirements for an


CFTC Proposes Cybersecurity Testing for DCOs, DCMs, SEFs and SDRs
  • Katten Muchin Rosenman LLP
  • USA
  • December 18 2015

The Commodity Futures Trading Commission has proposed rules that would require all derivatives clearing organizations (DCOs), swap data repositories


Proposed CFTC Regulation To Impact Algorithmic Trading and Traders
  • Katten Muchin Rosenman LLP
  • USA
  • December 15 2015

On November 25, 2015, the Commodity Futures Trading Commission (the "Commission" or the CFTC) proposed a comprehensive set of new rules ("Regulation


CFTC To Hold an Open Commission Meeting To Consider Final and Proposed Rules
  • Katten Muchin Rosenman LLP
  • USA
  • December 11 2015

The Commodity Futures Trading Commission announced it will hold an open meeting on Wednesday, December 16 at 10:30 a.m. (ET). The meeting agenda


CFTC Extends Continued No-Action Relief From Certain Recordkeeping Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • December 11 2015

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight and Division of Market Oversight (collectively


CFTC extends no-action relief to certain affiliated counterparties
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2015

On November 17, the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) and Division of Clearing and Risk (DCR) each extended


CFTC to hold an open Commission meeting on automated trading
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2015

The Commodity Futures Trading Commission announced that it will hold an open meeting on Tuesday, November 24 at 9:00 a.m. (ET) to consider a proposal


CFTC releases preliminary report on the swap dealer de minimis exception
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2015

On November 18, staff from the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight and Office of the Chief