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Results: 11-20 of 421

CFTC Extends Previously Granted No-Action Relief for Swap Dealers Complying With EU Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • April 21 2017

On April 18, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued No-Action Letter 17-22


CFTC Grants No-Action Relief From CPO Registration for Managers of Endowment Assets
  • Katten Muchin Rosenman LLP
  • USA
  • April 7 2017

On April 4, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DISO) granted no-action relief from


CFTC Staff Provides Relief Associated With Swap Trade Confirmations
  • Katten Muchin Rosenman LLP
  • USA
  • March 31 2017

On March 24, the Commodity Futures Trading Commission’s Division of Market Oversight extended no-action relief relating to the recordkeeping and


CFTC Extends Public Comment Period for Swap Dealers and Major Swap Participants Minimum Capital Requirement Proposal
  • Katten Muchin Rosenman LLP
  • USA
  • March 17 2017

On March 16, the Commodity Futures Trading Commission published in the Federal Register its decision to extend the public comment period for the


CFTC Provides Temporary No-Action Relief for Aggregation Notice Filings for Position Limits
  • Katten Muchin Rosenman LLP
  • USA
  • February 10 2017

On February 6, the Division of Market Oversight (Division) of the Commodity Futures Trading Commission issued CFTC Letter No. 17-06, which provides


CFTC Releases Time Limited No-Action Relief for Swap Dealers Complying With EU Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • February 3 2017

On February 1, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued No Action Letter 17-05


CFTC Staff Grants No-Action Relief From Residual Interest Withdrawal Restrictions
  • Katten Muchin Rosenman LLP
  • USA
  • January 27 2017

On January 26, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (Division) issued CFTC Letter No. 17-03


CFTC Extends Public Comment Period for Regulation AT Supplemental Proposal
  • Katten Muchin Rosenman LLP
  • USA
  • January 27 2017

On January 26, the Commodity Futures Trading Commission published in the Federal Register its decision to extend the public comment period for the


CFTC’s Enforcement Division Issues New Advisories on Cooperation
  • Katten Muchin Rosenman LLP
  • USA
  • January 20 2017

On January 19, the Commodity Futures Trading Commission Division of Enforcement ("Division") issued two new Enforcement Advisories outlining the


CFTC Proposes to Amend Access to Swap Data Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • January 20 2017

On January 13, the Commodity Futures Trading Commission approved for publication in the Federal Register proposed amendments to Part 49 of the CFTC's