We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 325

NFA Issues Notice Regarding Swap Valuation Dispute Notices
  • Katten Muchin Rosenman LLP
  • USA
  • February 5 2016

On February 2, National Futures Association (NFA) issued Notice I-16-07, which implements an order previously issued by the Commodity Futures Trading


Extension of Time-Limited, Conditional No-Action Relief Regarding Masking Certain Reportable Identifying Information
  • Katten Muchin Rosenman LLP
  • USA
  • January 22 2016

On January 15, the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) issued CFTC letter 16-03 (“Letter”) providing a


CFTC Issues Order Delegating to the NFA Certain Functions Related to Notices of Swap Valuation Disputes
  • Katten Muchin Rosenman LLP
  • USA
  • January 22 2016

The Commodity Futures Trading Commission has authorized the National Futures Association (NFA) to receive, review, maintain and serve as the official


CFTC Launches Whistleblower Program’s Website
  • Katten Muchin Rosenman LLP
  • USA
  • January 22 2016

On January 21, the Commodity Futures Trading Commission launched its Whistleblower Program’s new website, www.whistleblower.gov. The new website has


CFTC Issues No-Action Relief From the Swap Clearing Requirements for Small Bank Holding Companies, Small Savings and Loan Holding Companies, and Certain Community Development Financial Institutions
  • Katten Muchin Rosenman LLP
  • USA
  • January 15 2016

On January 8, the Division of Clearing and Risk (Division) of the Commodity Futures Trading Commission issued no-action relief from the swap clearing


CFTC Technology Advisory Committee To Meet on January 26
  • Katten Muchin Rosenman LLP
  • USA
  • January 15 2016

The Technology Advisory Committee of the Commodity Futures Trading Commission will hold a public meeting on January 26 to discuss (1) the CFTC’s


CFTC Requests Comment on Draft Technical Specifications for Swap Data
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The staff of the Commodity Futures Trading Commission has published for comment draft technical specifications for certain swap data elements


Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are


CFTC Amends Recordkeeping Rules
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Commodity Futures Trading Commission has amended Regulation 1.35(a) to ease recordkeeping obligations for certain entities with respect to


CFTC Reminds SDs and MSPs of Swap Reporting Obligations
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission has issued an advisory to remind swap dealers