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Results: 1-10 of 368

CFTC To Host Roundtable on Recent CPMI-IOSCO Guidance
  • Katten Muchin Rosenman LLP
  • Global, USA
  • September 23 2016

The Commodity Futures Trading Commission will host a roundtable on October 6 to gather feedback in relation to a report on central counterparty


NFA Issues Notice Regarding Jurisdictions With AMLCFT Deficiencies
  • Katten Muchin Rosenman LLP
  • USA
  • September 16 2016

On September 14, the National Futures Association (NFA) published Notice I-16-19, which notified member futures commission merchants (FCMs) and


CFTC Finalizes System Safeguards Testing Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2016

On September 8, the Commodity Futures Trading Commission approved amendments to its rules relating to system safeguards for derivatives clearing


CFTC Issues Comparability Determination for Japan Uncleared Swap Margin Rules
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2016

On September 8, the Commodity Futures Trading Commission approved a comparability determination permitting substituted compliance with certain


CFTC Signs MOU With Two Mexican Authorities Regarding Cross-Border Supervision
  • Katten Muchin Rosenman LLP
  • Mexico, USA
  • September 9 2016

On August 31, the Commodity Futures Trading Commission Chairman Timothy Massad signed a Memorandum of Understanding (MOU) with the Comisión Nacional


CFTC Proposes Amendments to Whistleblower Awards Process
  • Katten Muchin Rosenman LLP
  • USA
  • September 2 2016

On August 30, the Commodity Futures Trading Commission published in the Federal Register proposed amendments to its whistleblower awards process (17


CFTC Extends Comment Period For Proposed Amendments to CPO Annual Report Regulation
  • Katten Muchin Rosenman LLP
  • USA
  • September 2 2016

On August 30, the Commodity Futures Trading Commission announced that it is extending the comment period with respect to proposed amendments to CFTC


NFA Issues Notice Regarding the Designation of Executive Representatives for Electronic Voting Purposes
  • Katten Muchin Rosenman LLP
  • USA
  • August 26 2016

On August 24, the National Futures Association (NFA) issued Notice I-16-18, advising member firms they will need to designate an executive


NFA Updates Self-Examination Questionnaire
  • Katten Muchin Rosenman LLP
  • USA
  • August 19 2016

On August 15, National Futures Association issued a series of updates to its Self-Examination Questionnaire, which all NFA members must complete


CFTC Announces Enhancements to Protect Customer Funds
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 8, the Commodity Futures Trading Commission announced three separate measures designed to enhance the protection of customer funds. The