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Results: 1-10 of 270

FinCEN issues advisory on FATF-identified jurisdictions with AMLCFT deficiencies
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2015

On July 20, the Financial Crimes Enforcement Network (FinCEN) issued an advisory announcing that the Financial Action Task Force (FATF) has updated


CFTC staff exempts certain CTAs from filing form CTA-PR
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2015

On July 21, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) granted exemptive relief to certain


CFTC extends designation of DTCC-SWIFT as provider of legal entity identifiers
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2015

On July 20, the Commodity Futures Trading Commission issued an order extending the designation of the Depository Trust and Clearing Corporation and


NFA revises CPO form PQR and CTA form PR
  • Katten Muchin Rosenman LLP
  • USA
  • July 10 2015

The National Futures Association (NFA) has made enhancements to the CPO Form PQR and CTA Form PR (CPR) effective for the quarter ending June 30


CFTC requests public comment on rule amendment certification filing by ICE Futures
  • Katten Muchin Rosenman LLP
  • USA
  • July 10 2015

The Commodity Futures Trading Commission is requesting public comment on a certification of proposed rule amendments that were filed by ICE Futures U


CFTC’s Division of Market Oversight to hold public roundtable regarding made available to trade determinations
  • Katten Muchin Rosenman LLP
  • USA
  • June 26 2015

The Commodity Futures Trading Commission's Division of Market Oversight will hold a public roundtable on July 15 from 10:00 a.m. to 2:00 p.m. (ET) to


CFTC’s Division of Market Oversight issues updated Guidebook for Part 20 reports
  • Katten Muchin Rosenman LLP
  • USA
  • June 26 2015

The Commodity Futures Trading Commission’s Division of Market Oversight has issued an updated Guidebook and Appendices for reports to the CFTC under


FIA Market Technology Division releases recommendations to prepare for leap second event
  • Katten Muchin Rosenman LLP
  • USA
  • June 26 2015

The Futures Industry Association’s (FIA) Market Technology Division (MTD) published a report of recommendations to prepare the industry for the leap


CFTC further extends valuation data reporting relief for SDs and MSPs
  • Katten Muchin Rosenman LLP
  • USA
  • June 19 2015

The Commodity Futures Trading Commission’s Division of Market Oversight (DMO) has further extended no-action relief from the valuation data reporting


CFTC issues relief from IB and CTA registration to foreign persons dealing in swaps for international financial institutions
  • Katten Muchin Rosenman LLP
  • USA
  • June 12 2015

On June 4, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued no-action relief from