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CFTC proposes cleared swap reporting amendments
  • Katten Muchin Rosenman LLP
  • USA
  • August 21 2015

The Commodity Futures Trading Commission has proposed to amend Part 45 of its regulations insofar as they relate to the reporting to a swaps data


CFTC issues order of exemption from registration as a DCO to ASX Clear (Futures) Pty Limited and requests public comment on a petition by Korea Exchange, Inc. for exemption from DCO registration
  • Katten Muchin Rosenman LLP
  • USA
  • August 21 2015

The Commodity Futures Trading Commission has issued an order of exemption from registration as a derivatives clearing organization (DCO) to ASX Clear


CFTC extends relief for non-US swap dealers from transaction-level requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 14 2015

On August 13, the Division of Swap Dealer and Intermediary Oversight, Division of Clearing and Risk, and Division of Market Oversight of the


CFTC extends comment period on ICE Futures rule certification
  • Katten Muchin Rosenman LLP
  • USA
  • August 7 2015

The Division of Market Oversight of the Commodity Futures Trading Commission, at the request of ICE Futures U.S., has granted a 45-day extension of


CFTC staff exempts certain CTAs from filing form CTA-PR
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2015

On July 21, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) granted exemptive relief to certain


CFTC extends designation of DTCC-SWIFT as provider of legal entity identifiers
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2015

On July 20, the Commodity Futures Trading Commission issued an order extending the designation of the Depository Trust and Clearing Corporation and


FinCEN issues advisory on FATF-identified jurisdictions with AMLCFT deficiencies
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2015

On July 20, the Financial Crimes Enforcement Network (FinCEN) issued an advisory announcing that the Financial Action Task Force (FATF) has updated


NFA revises CPO form PQR and CTA form PR
  • Katten Muchin Rosenman LLP
  • USA
  • July 10 2015

The National Futures Association (NFA) has made enhancements to the CPO Form PQR and CTA Form PR (CPR) effective for the quarter ending June 30


CFTC requests public comment on rule amendment certification filing by ICE Futures
  • Katten Muchin Rosenman LLP
  • USA
  • July 10 2015

The Commodity Futures Trading Commission is requesting public comment on a certification of proposed rule amendments that were filed by ICE Futures U


CFTC’s Division of Market Oversight issues updated Guidebook for Part 20 reports
  • Katten Muchin Rosenman LLP
  • USA
  • June 26 2015

The Commodity Futures Trading Commission’s Division of Market Oversight has issued an updated Guidebook and Appendices for reports to the CFTC under