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ICE Endex Receives FBOT Registration
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2017

On January 11, the Commodity Futures Trading Commission announced that it had issued an Order granting ICE Endex Markets B.V. (ICE Endex


NFA Announces Effective Date for Forex Transactions Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2017

The Commodity Futures Trading Commission recently approved National Futures Association’s (NFA) amendment to NFA Compliance Rule 2-36. The amendment


CFTC Proposes To Amend Recordkeeping Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2017

On January 12, the Commodity Futures Trading Commission approved for publication in the Federal Register proposed amendments to Regulation 1.31


CFTC Staff Issues Time-Limited No-Action Relief for Derivatives Clearing Organizations and Other Reporting Entities From Certain Obligations on Cleared Swap Reporting
  • Katten Muchin Rosenman LLP
  • USA
  • January 6 2017

On December 19, 2016, the Division of Market Oversight (Division) of the Commodity Futures Trading Commission provided time-limited no-action relief


CFTC Staff Issues Time-Limited No-Action Relief for Entities Submitting Swaps for Clearing With Derivatives Clearing Organizations Acting Under Exemptive Orders or No-Action Relief
  • Katten Muchin Rosenman LLP
  • USA
  • January 6 2017

On December 19, 2016, the Division of Market Oversight (Division) of the Commodity Futures Trading Commission announced time-limited no-action relief


NFA Updates the Forex Regulatory Guide
  • Katten Muchin Rosenman LLP
  • USA
  • January 6 2017

On December 23, 2016, National Futures Association released an updated version of Forex Transactions: A Regulatory Guide. NFA revised the “Security


CFTC Re-Proposes Capital Rules for Swap Dealers
  • Katten Muchin Rosenman LLP
  • USA
  • December 19 2016

On December 2, 2016, the Commodity Futures Trading Commission (CFTC) unanimously approved a re-proposal of rules (the "Proposed Rules" or the


CFTC Finalizes Aggregation Rules and Re-Proposes Position Limits Rule
  • Katten Muchin Rosenman LLP
  • USA
  • December 19 2016

On December 5, the Commodity Futures Trading Commission (CFTC) issued final regulations regarding the aggregation of positions and accounts to assess


CFTC Finalizes Aggregation Rules and Re-Proposes Position Limits Rule
  • Katten Muchin Rosenman LLP
  • USA
  • December 19 2016

On December 5, the Commodity Futures Trading Commission (CFTC) issued final regulations regarding the aggregation of positions and accounts to assess


CFTC Grants No-Action Relief From Certain Swap Clearing Requirements for Swaps With Eligible Affiliate Counterparties in Australia or Mexico
  • Katten Muchin Rosenman LLP
  • USA
  • December 16 2016

On December 15, the Commodity Futures Trading Commission Division of Clearing and Risk granted US swap participants temporary no-action relief from