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Results: 1-10 of 70

SEC adopts the first part of final rules relating to Regulation AB II
  • Alston & Bird LLP
  • USA
  • August 28 2014

On August 27, 2014, at an open meeting, the U.S. Securities and Exchange Commission (SEC) unanimously adopted final rules substantially revising the


Credit risk retention Final Rule with focus on auto issuers
  • Alston & Bird LLP
  • USA
  • October 30 2014

On October 22, 2014, the Board of Governors of the Federal Reserve System, the Department of Housing and Urban Development, the Federal Deposit


What’s left on the SEC’s rulemaking table?
  • Alston & Bird LLP
  • USA
  • October 10 2014

At an open meeting on August 27, 2014, the U.S. Securities and Exchange Commission (SEC) unanimously adopted final rules substantively revising the


Q&A with Tara Castillo on impact of new SEC disclosure rules on securitization market
  • Alston & Bird LLP
  • USA
  • September 5 2014

On August 27, the Securities and Exchange Commission expanded disclosure requirements for publicly issued asset-backed securities as mandated by the


SEC proposes to overhaul regulation of asset-backed securities
  • Alston & Bird LLP
  • USA
  • April 9 2010

In an open meeting on April 7, 2010, the Securities and Exchange Commission (SEC) unanimously approved for public comment proposed rules that seek substantially to modify the regulatory framework in place for asset-backed securities (ABS


U.K. FSA Chief Executive to resign this summer
  • Alston & Bird LLP
  • USA
  • February 9 2010

Today, the U.K. Financial Services Authority (FSA) announced that Mr. Hector Sants would resign from his position as CEO this upcoming summer after serving in this capacity for the last three years


Regulator files petition and plans rehabilitation for segregated account of Ambac Assurance Corp
  • Alston & Bird LLP
  • USA
  • March 26 2010

Yesterday, Ambac Financial Group (Ambac) announced that its principal subsidiary Ambac Assurance Corporation (AAC), has established "a segregated account for certain of AAC's liabilities, primarily policies related to credit derivatives, residential mortgage-backed securities (RMBS) and other structured finance transactions" pursuant to the direction of the Wisconsin Office of the Commissioner of Insurance (OCI


SEC re-proposes transaction and registrant shelf eligibility requirements for asset-backed securities and requests comment on other outstanding rule proposals
  • Alston & Bird LLP
  • USA
  • August 4 2011

On July 26, 2011, the U.S. Securities and Exchange Commission (the “Commission”) re-proposed for public comment rules that seek to enhance the disclosure, reporting and shelf eligibility requirements for issuers of asset-backed securities (ABS


SEC adopts new short form criteria to replace “investment grade” eligibility criteria
  • Alston & Bird LLP
  • USA
  • August 4 2011

On July 26, 2011, the U.S. Securities and Exchange Commission (the “Commission”) unanimously approved final rules that remove credit ratings as eligibility criteria for “Short Form” registration statements (e.g., Form S-3 and F-3) and replace such criteria with new eligibility requirements


House Committee on Financial Services, Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises holds hearing addressing mark-to-market accounting
  • Alston & Bird LLP
  • USA
  • March 13 2009

Yesterday, the House Committee on Financial Services, Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises held a hearing entitled "Mark-to-Market Accounting: Practices and Implications."