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Results: 1-10 of 387

Financial Regulatory Developments 26 June - Joint Committee of ESAs (Joint Committee) (EBAEIOPAESMA)
  • Dentons
  • European Union
  • June 26 2015

The Joint Committee has issued a discussion paper on risk, performance scenarios and cost disclosures for Key Information Documents (KIDs) for


ICAP one fine too many?
  • Dentons
  • United Kingdom, European Union
  • June 10 2015

On 4 February 2015, the European Commission (Commission) fined cash broker ICAP plc (ICAP) 14.9 million for its involvement in the Japanese Yen


Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


What to watch out for...
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

Claims involving a LIBOR element are likely to continue to advance. Deutsche Bank is facing claims by Unitech.The litigation between Property


Financial Regulatory Developments 3 July - Presidency of the Council of the EU (Presidency)
  • Dentons
  • European Union, Luxembourg
  • July 3 2015

Luxembourg has taken over the Presidency, and its focus in the next six months will include Capital Markets Union and banking structural reform


Financial Regulatory Developments 12 June - European Banking Authority (EBA)
  • Dentons
  • European Union
  • June 12 2015

EBA has published an update to its Risk Dashboard showing the main risks and vulnerabilities in the EU banking sector in Q4 2014. The dashboard shows


Financial Regulatory Developments 12 June - Alternative Investment Management Association (AIMA)
  • Dentons
  • European Union
  • June 12 2015

AIMA's response to EBA's consultation paper on guidelines on sound remuneration practices under the fourth Capital Requirements Directive (CRD4


Financial Regulatory Developments 19 December - European Banking Authority (EBA)
  • Dentons
  • European Union
  • December 19 2014

EBA has published an update to its Risk Dashboard for the EU banking sector reflecting the development of Key Risk Indicators identified by banks in


EBA and ESMA consult on complaints handling
  • Dentons
  • European Union
  • November 8 2013

EBA and ESMA are consulting on guidelines for complaints handling in the securities and banking sectors, building on existing EIOPA guidelines for


Financial Regulatory Developments 20 June - Official Journal of the European Union (OJEU)
  • Dentons
  • European Union
  • June 20 2014

The text of the recast Markets in Financial Instruments Directive (MiFID 2) and its related Regulation (MiFIR) were published in OJEU on 12 June and