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Results: 1-10 of 433

EBA publishes responses to ESAs AMLCTF guidelines
  • Dentons
  • European Union
  • February 5 2016

EBA has published the responses received to the European Supervisory Authorities' (ESAs - ESMA, EBA and EIOPA jointly) two sets of anti-money


ESAs correct PRIIPs KID formulae
  • Dentons
  • European Union
  • January 15 2016

The European Supervisory Authorities (ESAs - EIOPA, ESMA and EBA jointly) have published corrections to two of the formulae in their consultation on


The Securities Financing Transactions Regulation
  • Dentons
  • European Union
  • January 25 2016

The Regulation on Transparency of Securities Financing Transactions and of Reuse (20152365) (the SFTR) is a key part of the EU's initiative to


ESMA updates CRR main indices and recognised exchanges
  • Dentons
  • European Union
  • February 5 2016

ESMA has issued an opinion, which it has sent to the Commission for endorsement, proposing updates to its ITS on main indices and recognised


FCA responds on EU regulatory framework for financial services
  • Dentons
  • European Union, United Kingdom
  • February 12 2016

FCA has published its response to the Commission's now-closed call for evidence on the EU regulatory framework for financial services (see FReD 2


ICAP one fine too many?
  • Dentons
  • European Union, United Kingdom
  • June 10 2015

On 4 February 2015, the European Commission (Commission) fined cash broker ICAP plc (ICAP) 14.9 million for its involvement in the Japanese Yen


FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 15 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and


FCA consults on MiFID 2 implementation
  • Dentons
  • United Kingdom, European Union
  • December 23 2015

FCA has published its consultation paper on how it will change its rules to address the markets aspects of MiFID 2. See our detailed summary for


ESRB reports on EMIR CCP arrangements risk implications
  • Dentons
  • European Union
  • January 22 2016

ESRB has published a report to the Commission on the systemic risk implications of central counterparty (CCP) interoperability arrangements under the


MiFID 2: FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 16 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and