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Results: 1-10 of 484

Treasury updates on RCH call for evidence
  • Dentons
  • European Union
  • December 4 2015

Treasury has published the outcome of its call for evidence on Recognised Clearing Houses (RCH). Treasury needs to consider how to apply UK


MiFID 2: advising clients independence, suitability and appropriateness
  • Dentons
  • European Union
  • September 14 2015

MiFID 1 now seems simplistic in terms of its provisions surrounding advice to clients, although, at the time it was agreed and implemented, it caused


Red alert: new market abuse rules to apply from 3 July
  • Dentons
  • European Union
  • March 16 2016

The Market Abuse Regulation (MAR) (Regulation (EU) No 5962014) starts applying in all EU Member States from 3 July. It replaces the Market Abuse


MiFID 2: FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 16 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and


The Securities Financing Transactions Regulation
  • Dentons
  • European Union
  • January 25 2016

The Regulation on Transparency of Securities Financing Transactions and of Reuse (20152365) (the SFTR) is a key part of the EU's initiative to


Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


Financial Regulatory Developments 3 July - Presidency of the Council of the EU (Presidency)
  • Dentons
  • European Union, Luxembourg
  • July 3 2015

Luxembourg has taken over the Presidency, and its focus in the next six months will include Capital Markets Union and banking structural reform


Financial Regulatory Developments 15 May - Joint Committee of European Supervisory Authorities (ESAS) (EBAEIOPAESMA)
  • Dentons
  • European Union
  • May 15 2015

The ESAs have published the responses to the consultation on draft guidelines for cross-selling practices. There were 33 responses to the


EACT seeks clarification on MiFID 2 own account exemption
  • Dentons
  • European Union
  • April 8 2016

EACT has written to EP for a clarification of Markets in Financial Instruments Directive (MiFID 2) so that non-financial companies transacting on


ICAP one fine too many?
  • Dentons
  • European Union, United Kingdom
  • June 10 2015

On 4 February 2015, the European Commission (Commission) fined cash broker ICAP plc (ICAP) 14.9 million for its involvement in the Japanese Yen