We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 481

EACT seeks clarification on MiFID 2 own account exemption
  • Dentons
  • European Union
  • April 8 2016

EACT has written to EP for a clarification of Markets in Financial Instruments Directive (MiFID 2) so that non-financial companies transacting on


Red alert: new market abuse rules to apply from 3 July
  • Dentons
  • European Union
  • March 16 2016

The Market Abuse Regulation (MAR) (Regulation (EU) No 5962014) starts applying in all EU Member States from 3 July. It replaces the Market Abuse


The Great Brexit Debate
  • Dentons
  • European Union, United Kingdom
  • April 1 2016

The UK is now counting down to the 23 June 2016 referendum on whether to stay in or leave the European Union. Dentons summarises the background to


The Securities Financing Transactions Regulation
  • Dentons
  • European Union
  • January 25 2016

The Regulation on Transparency of Securities Financing Transactions and of Reuse (20152365) (the SFTR) is a key part of the EU's initiative to


Council adopts Benchmarks Regulation
  • Dentons
  • European Union
  • May 20 2016

The Council has adopted the Regulation on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of


ICAP one fine too many?
  • Dentons
  • United Kingdom, European Union
  • June 10 2015

On 4 February 2015, the European Commission (Commission) fined cash broker ICAP plc (ICAP) 14.9 million for its involvement in the Japanese Yen


2015: The calm before another storm
  • Dentons
  • European Union, United Kingdom
  • February 23 2016

In last year's regulatory update, Emma Radmore looked at several key changes which had either already taken place in the UK, or were on the horizon


MiFID 2: advising clients independence, suitability and appropriateness
  • Dentons
  • European Union
  • September 14 2015

MiFID 1 now seems simplistic in terms of its provisions surrounding advice to clients, although, at the time it was agreed and implemented, it caused


FCA Publishes MiFID 2 Markets Consultation
  • Dentons
  • European Union, United Kingdom
  • December 15 2015

Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and


ESMA publishes AIFMD Level 2 advice
  • Dentons
  • European Union
  • November 18 2011

ESMA has published its advice to the Commission on the Level 2 measures under the Alternative Investment Fund Managers Directive