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Red alert: new market abuse rules to apply from 3 July
  • Dentons
  • European Union
  • March 16 2016

The Market Abuse Regulation (MAR) (Regulation (EU) No 5962014) starts applying in all EU Member States from 3 July. It replaces the Market Abuse


The Securities Financing Transactions Regulation
  • Dentons
  • European Union
  • January 25 2016

The Regulation on Transparency of Securities Financing Transactions and of Reuse (20152365) (the SFTR) is a key part of the EU's initiative to


ESMA updates CRR main indices and recognised exchanges
  • Dentons
  • European Union
  • February 5 2016

ESMA has issued an opinion, which it has sent to the Commission for endorsement, proposing updates to its ITS on main indices and recognised


MiFID 2: Changes to Client Assets Requirements
  • Dentons
  • European Union, United Kingdom
  • February 23 2016

Previous articles in our MiFID 2 series have considered the effects of MiFID 2 on, among other things, dealings with customers, advice, transparency


ICAP one fine too many?
  • Dentons
  • United Kingdom, European Union
  • June 10 2015

On 4 February 2015, the European Commission (Commission) fined cash broker ICAP plc (ICAP) 14.9 million for its involvement in the Japanese Yen


EU regulatory reform: the past six months
  • Dentons
  • European Union
  • July 30 2014

It seems a long time since the global agreement on the need for radical reform of financial services regulation in the wake of the financial crisis


Treasury gives FCA AIFMR disciplinary powers
  • Dentons
  • European Union, United Kingdom
  • November 13 2015

Treasury has given FCA new disciplinary powers via the Financial Services and Markets Act 2000 (Misconduct and Appropriate Regulator) Order 2015. The


What’s up next? Keeping up with regulatory change
  • Dentons
  • European Union, Global, United Kingdom
  • November 15 2011

It seems that regulatory changes are hitting banks from every direction at the moment, and there is no sign of any let-up


EP votes for Benchmarks Regulation
  • Dentons
  • European Union
  • May 6 2016

EP has voted in favour of the Benchmarks Regulation. The Regulation aims to prevent conflicts of interest from arising and resulting in benchmark


2015: The calm before another storm
  • Dentons
  • European Union, United Kingdom
  • February 23 2016

In last year's regulatory update, Emma Radmore looked at several key changes which had either already taken place in the UK, or were on the horizon