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Results: 1-10 of 27

Up next from FSA
  • Dentons
  • United Kingdom
  • February 4 2011

Over the next couple of months, FSA expects to publish:a consultation on the review of the Financial Services Compensation Scheme funding model


Complaints Commissioner orders FSA to apologise for evening courier
  • Dentons
  • United Kingdom
  • March 18 2011

The Complaints Commissioner has upheld a complaint about delivery of a courier package relating to an enforcement investigation from it to a private residence after 9.00pm


FSA makes FSCS appointments
  • Dentons
  • United Kingdom
  • July 1 2011

FSA has announced three new appointments to the board of the Financial Services Compensation Scheme


FSA makes new rules
  • Dentons
  • United Kingdom
  • July 1 2011

At FSA’s Board Meeting on 23 June it made the following new rules


HMRC backs FSA on nominated officer
  • Dentons
  • United Kingdom
  • August 13 2010

HMRC has said it backs FSA's view that firms should not over-rely on external consultants to ensure compliance with their AML requirements


FSA bans former partner
  • Dentons
  • United Kingdom
  • February 11 2011

FSA has banned a former partner in a City firm from working in financial services


FSA publishes quarterly consultation
  • Dentons
  • United Kingdom
  • January 14 2011

FSA's latest quarterly consultation proposes changes to require a firm to tell FSA before the firm or a group company issues a capital instrument it wants to include as regulatory capital (deadline 6 March


Complaints Commissioner upholds FSA fee demands
  • Dentons
  • United Kingdom
  • August 20 2010

The Complaints Commissioner has rejected complaints from two firms that ceased business and objected to FSA claiming fees for the full year during which the business ceased


FSA consults on CMAR
  • Dentons
  • United Kingdom
  • February 18 2011

Following FSA's decision to introduce the Client Money and Asset Return (CMAR), it is now consulting on how to implement it


Up next from FSA
  • Dentons
  • United Kingdom
  • July 30 2010

The latest issue of Handbook Development promises during August: a discussion paper on the prudential regime for trading activities; and feedback on FSA's discussion paper on financial reporting by credit institutions