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Results: 1-10 of 27

Up next from FSA
  • Dentons
  • United Kingdom
  • February 4 2011

Over the next couple of months, FSA expects to publish:a consultation on the review of the Financial Services Compensation Scheme funding model


FSA makes FSCS appointments
  • Dentons
  • United Kingdom
  • July 1 2011

FSA has announced three new appointments to the board of the Financial Services Compensation Scheme


FSA makes new rules
  • Dentons
  • United Kingdom
  • July 1 2011

At FSA’s Board Meeting on 23 June it made the following new rules


Up next from FSA
  • Dentons
  • United Kingdom
  • January 7 2011

In the first quarter of 2011, FSA plans to publish: policy statement on its fees and levies policy and consultation on its fees and levies for 20112012


FSA bans firm for failing to pay skilled person
  • Dentons
  • United Kingdom
  • June 24 2011

FSA has cancelled the permission of a firm that had failed to pay for a required “skilled persons” report


FSA publishes quarterly consultation
  • Dentons
  • United Kingdom
  • January 14 2011

FSA's latest quarterly consultation proposes changes to require a firm to tell FSA before the firm or a group company issues a capital instrument it wants to include as regulatory capital (deadline 6 March


Complaints Commissioner orders FSA to apologise for evening courier
  • Dentons
  • United Kingdom
  • March 18 2011

The Complaints Commissioner has upheld a complaint about delivery of a courier package relating to an enforcement investigation from it to a private residence after 9.00pm


FSA warns of client asset email
  • Dentons
  • United Kingdom
  • December 23 2010

FSA plans to email small firms whose permissions include safeguarding and administration without arranging, or which have authority to hold client money, during the first week of January


Commission consults on financial sector taxation
  • Dentons
  • European Union
  • February 25 2011

The Commission is seeking views on the possible design of financial sector tax and its effects


Commission calls for CRD2 implementation
  • Dentons
  • European Union
  • June 24 2011

The Commission has called on Belgium and Greece to notify it within two months of measures they have taken to implement the second Capital Requirements Directive (CRD2