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Results: 1-10 of 27

FSA consults on CMAR
  • Dentons
  • United Kingdom
  • February 18 2011

Following FSA's decision to introduce the Client Money and Asset Return (CMAR), it is now consulting on how to implement it


FSA consults on platforms and the RDR
  • Dentons
  • United Kingdom
  • November 19 2010

FSA is consulting on changes to COBS that will ensure compliance with the standards of the Retail Distribution Review (RDR) when consumers use platforms to buy and manage investments


FSA bans firm for failing to pay skilled person
  • Dentons
  • United Kingdom
  • June 24 2011

FSA has cancelled the permission of a firm that had failed to pay for a required “skilled persons” report


Commission calls for CRD2 implementation
  • Dentons
  • European Union
  • June 24 2011

The Commission has called on Belgium and Greece to notify it within two months of measures they have taken to implement the second Capital Requirements Directive (CRD2


FSA makes FSCS appointments
  • Dentons
  • United Kingdom
  • July 1 2011

FSA has announced three new appointments to the board of the Financial Services Compensation Scheme


FSA makes new rules
  • Dentons
  • United Kingdom
  • July 1 2011

At FSA’s Board Meeting on 23 June it made the following new rules


HMRC backs FSA on nominated officer
  • Dentons
  • United Kingdom
  • August 13 2010

HMRC has said it backs FSA's view that firms should not over-rely on external consultants to ensure compliance with their AML requirements


Complaints Commissioner upholds FSA fee demands
  • Dentons
  • United Kingdom
  • August 20 2010

The Complaints Commissioner has rejected complaints from two firms that ceased business and objected to FSA claiming fees for the full year during which the business ceased


FSA warns of client asset email
  • Dentons
  • United Kingdom
  • December 23 2010

FSA plans to email small firms whose permissions include safeguarding and administration without arranging, or which have authority to hold client money, during the first week of January


Commission plans compensation scheme changes
  • Dentons
  • European Union
  • July 16 2010

The Commission has proposed a range of measures to improve investor protection under deposit and investment compensation schemes and is consulting on how to provide protection for insurance customers