We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 27

FSA publishes complaints data
  • Dentons
  • United Kingdom
  • April 1 2011

FSA has published firm complaints data for the second half of 2010


Commission plans compensation scheme changes
  • Dentons
  • European Union
  • July 16 2010

The Commission has proposed a range of measures to improve investor protection under deposit and investment compensation schemes and is consulting on how to provide protection for insurance customers


Commission consults on financial sector taxation
  • Dentons
  • European Union
  • February 25 2011

The Commission is seeking views on the possible design of financial sector tax and its effects


FSA warns of client asset email
  • Dentons
  • United Kingdom
  • December 23 2010

FSA plans to email small firms whose permissions include safeguarding and administration without arranging, or which have authority to hold client money, during the first week of January


FSA bans former partner
  • Dentons
  • United Kingdom
  • February 11 2011

FSA has banned a former partner in a City firm from working in financial services


FSA consults on CMAR
  • Dentons
  • United Kingdom
  • February 18 2011

Following FSA's decision to introduce the Client Money and Asset Return (CMAR), it is now consulting on how to implement it


Treasury publishes bulletin
  • Dentons
  • United Kingdom
  • October 15 2010

Treasury has published a bulletin summarising recent developments in financial services


HMRC backs FSA on nominated officer
  • Dentons
  • United Kingdom
  • August 13 2010

HMRC has said it backs FSA's view that firms should not over-rely on external consultants to ensure compliance with their AML requirements


FSA makes FSCS appointments
  • Dentons
  • United Kingdom
  • July 1 2011

FSA has announced three new appointments to the board of the Financial Services Compensation Scheme


FSA bans firm for failing to pay skilled person
  • Dentons
  • United Kingdom
  • June 24 2011

FSA has cancelled the permission of a firm that had failed to pay for a required “skilled persons” report