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Results: 1-10 of 27

FSA makes FSCS appointments
  • Dentons
  • United Kingdom
  • July 1 2011

FSA has announced three new appointments to the board of the Financial Services Compensation Scheme


FSA makes new rules
  • Dentons
  • United Kingdom
  • July 1 2011

At FSA’s Board Meeting on 23 June it made the following new rules


FSA bans former partner
  • Dentons
  • United Kingdom
  • February 11 2011

FSA has banned a former partner in a City firm from working in financial services


FSA publishes complaints data
  • Dentons
  • United Kingdom
  • April 1 2011

FSA has published firm complaints data for the second half of 2010


FSA publishes decision notices before tribunal hearing
  • Dentons
  • United Kingdom
  • May 20 2011

FSA has published for the first time a decision notice for an enforcement decision that is being referred to the Tribunal


Treasury publishes bulletin
  • Dentons
  • United Kingdom
  • October 15 2010

Treasury has published a bulletin summarising recent developments in financial services


Commission consults on financial sector taxation
  • Dentons
  • European Union
  • February 25 2011

The Commission is seeking views on the possible design of financial sector tax and its effects


Complaints Commissioner upholds FSA fee demands
  • Dentons
  • United Kingdom
  • August 20 2010

The Complaints Commissioner has rejected complaints from two firms that ceased business and objected to FSA claiming fees for the full year during which the business ceased


HMRC backs FSA on nominated officer
  • Dentons
  • United Kingdom
  • August 13 2010

HMRC has said it backs FSA's view that firms should not over-rely on external consultants to ensure compliance with their AML requirements


FSA warns of client asset email
  • Dentons
  • United Kingdom
  • December 23 2010

FSA plans to email small firms whose permissions include safeguarding and administration without arranging, or which have authority to hold client money, during the first week of January