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Results: 1-10 of 27

Complaints Commissioner upholds FSA fee demands
  • Dentons
  • United Kingdom
  • August 20 2010

The Complaints Commissioner has rejected complaints from two firms that ceased business and objected to FSA claiming fees for the full year during which the business ceased


FSA publishes decision notices before tribunal hearing
  • Dentons
  • United Kingdom
  • May 20 2011

FSA has published for the first time a decision notice for an enforcement decision that is being referred to the Tribunal


FSA responds on capital standards
  • Dentons
  • United Kingdom
  • July 30 2010

FSA has published feedback to its consultation on Strengthening Capital Standards 3 in which it proposed changes to its rules to implement most of CRD2 and CRD3


Up next from FSA
  • Dentons
  • United Kingdom
  • July 30 2010

The latest issue of Handbook Development promises during August: a discussion paper on the prudential regime for trading activities; and feedback on FSA's discussion paper on financial reporting by credit institutions


Complaints Commissioner orders FSA to apologise for evening courier
  • Dentons
  • United Kingdom
  • March 18 2011

The Complaints Commissioner has upheld a complaint about delivery of a courier package relating to an enforcement investigation from it to a private residence after 9.00pm


Complaints Commissioner recommends settlement notes
  • Dentons
  • United Kingdom
  • April 1 2011

The Complaints Commissioner has suggested FSA should consider agreeing a final note of any discussions leading to a final decision in an enforcement investigation


FSA publishes complaints data
  • Dentons
  • United Kingdom
  • April 1 2011

FSA has published firm complaints data for the second half of 2010


Commission consults on financial sector taxation
  • Dentons
  • European Union
  • February 25 2011

The Commission is seeking views on the possible design of financial sector tax and its effects


Up next from FSA
  • Dentons
  • United Kingdom
  • January 7 2011

In the first quarter of 2011, FSA plans to publish: policy statement on its fees and levies policy and consultation on its fees and levies for 20112012


FSA publishes quarterly consultation
  • Dentons
  • United Kingdom
  • January 14 2011

FSA's latest quarterly consultation proposes changes to require a firm to tell FSA before the firm or a group company issues a capital instrument it wants to include as regulatory capital (deadline 6 March