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Results: 1-10 of 27

FSA responds on capital standards
  • Dentons
  • United Kingdom
  • July 30 2010

FSA has published feedback to its consultation on Strengthening Capital Standards 3 in which it proposed changes to its rules to implement most of CRD2 and CRD3


HMRC backs FSA on nominated officer
  • Dentons
  • United Kingdom
  • August 13 2010

HMRC has said it backs FSA's view that firms should not over-rely on external consultants to ensure compliance with their AML requirements


FSA makes FSCS appointments
  • Dentons
  • United Kingdom
  • July 1 2011

FSA has announced three new appointments to the board of the Financial Services Compensation Scheme


FSA makes new rules
  • Dentons
  • United Kingdom
  • July 1 2011

At FSA’s Board Meeting on 23 June it made the following new rules


FSA bans firm for failing to pay skilled person
  • Dentons
  • United Kingdom
  • June 24 2011

FSA has cancelled the permission of a firm that had failed to pay for a required “skilled persons” report


FSA publishes complaints data
  • Dentons
  • United Kingdom
  • April 1 2011

FSA has published firm complaints data for the second half of 2010


Commission calls for CRD2 implementation
  • Dentons
  • European Union
  • June 24 2011

The Commission has called on Belgium and Greece to notify it within two months of measures they have taken to implement the second Capital Requirements Directive (CRD2


FSA consults on CMAR
  • Dentons
  • United Kingdom
  • February 18 2011

Following FSA's decision to introduce the Client Money and Asset Return (CMAR), it is now consulting on how to implement it


Commission consults on financial sector taxation
  • Dentons
  • European Union
  • February 25 2011

The Commission is seeking views on the possible design of financial sector tax and its effects


Complaints Commissioner orders FSA to apologise for evening courier
  • Dentons
  • United Kingdom
  • March 18 2011

The Complaints Commissioner has upheld a complaint about delivery of a courier package relating to an enforcement investigation from it to a private residence after 9.00pm