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Results: 1-10 of 27

FSA makes new rules
  • Dentons
  • United Kingdom
  • July 1 2011

At FSA’s Board Meeting on 23 June it made the following new rules


Up next from FSA
  • Dentons
  • United Kingdom
  • July 30 2010

The latest issue of Handbook Development promises during August: a discussion paper on the prudential regime for trading activities; and feedback on FSA's discussion paper on financial reporting by credit institutions


FSA bans former partner
  • Dentons
  • United Kingdom
  • February 11 2011

FSA has banned a former partner in a City firm from working in financial services


FSA responds on capital standards
  • Dentons
  • United Kingdom
  • July 30 2010

FSA has published feedback to its consultation on Strengthening Capital Standards 3 in which it proposed changes to its rules to implement most of CRD2 and CRD3


FSA makes FSCS appointments
  • Dentons
  • United Kingdom
  • July 1 2011

FSA has announced three new appointments to the board of the Financial Services Compensation Scheme


Commission plans compensation scheme changes
  • Dentons
  • European Union
  • July 16 2010

The Commission has proposed a range of measures to improve investor protection under deposit and investment compensation schemes and is consulting on how to provide protection for insurance customers


FSA consults on platforms and the RDR
  • Dentons
  • United Kingdom
  • November 19 2010

FSA is consulting on changes to COBS that will ensure compliance with the standards of the Retail Distribution Review (RDR) when consumers use platforms to buy and manage investments


Up next from FSA
  • Dentons
  • United Kingdom
  • January 7 2011

In the first quarter of 2011, FSA plans to publish: policy statement on its fees and levies policy and consultation on its fees and levies for 20112012


FSA warns of client asset email
  • Dentons
  • United Kingdom
  • December 23 2010

FSA plans to email small firms whose permissions include safeguarding and administration without arranging, or which have authority to hold client money, during the first week of January


FSA bans firm for failing to pay skilled person
  • Dentons
  • United Kingdom
  • June 24 2011

FSA has cancelled the permission of a firm that had failed to pay for a required “skilled persons” report