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Results: 1-10 of 27

FSA consults on platforms and the RDR
  • Dentons
  • United Kingdom
  • November 19 2010

FSA is consulting on changes to COBS that will ensure compliance with the standards of the Retail Distribution Review (RDR) when consumers use platforms to buy and manage investments


FSA reviews DEPP and EG
  • Dentons
  • United Kingdom
  • October 22 2010

FSA is consulting on changes to its Decision Procedure and Penalties Manual and Enforcement Guide as a result of its 2010 review


FSA bans former partner
  • Dentons
  • United Kingdom
  • February 11 2011

FSA has banned a former partner in a City firm from working in financial services


FSA publishes complaints data
  • Dentons
  • United Kingdom
  • April 1 2011

FSA has published firm complaints data for the second half of 2010


Up next from FSA
  • Dentons
  • United Kingdom
  • July 30 2010

The latest issue of Handbook Development promises during August: a discussion paper on the prudential regime for trading activities; and feedback on FSA's discussion paper on financial reporting by credit institutions


Treasury publishes bulletin
  • Dentons
  • United Kingdom
  • October 15 2010

Treasury has published a bulletin summarising recent developments in financial services


Complaints Commissioner orders FSA to apologise for evening courier
  • Dentons
  • United Kingdom
  • March 18 2011

The Complaints Commissioner has upheld a complaint about delivery of a courier package relating to an enforcement investigation from it to a private residence after 9.00pm


FSA makes FSCS appointments
  • Dentons
  • United Kingdom
  • July 1 2011

FSA has announced three new appointments to the board of the Financial Services Compensation Scheme


FSA makes new rules
  • Dentons
  • United Kingdom
  • July 1 2011

At FSA’s Board Meeting on 23 June it made the following new rules


Commission consults on financial sector taxation
  • Dentons
  • European Union
  • February 25 2011

The Commission is seeking views on the possible design of financial sector tax and its effects