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Results: 1-10 of 27

Commission calls for CRD2 implementation
  • Dentons
  • European Union
  • June 24 2011

The Commission has called on Belgium and Greece to notify it within two months of measures they have taken to implement the second Capital Requirements Directive (CRD2


FSA publishes quarterly consultation
  • Dentons
  • United Kingdom
  • January 14 2011

FSA's latest quarterly consultation proposes changes to require a firm to tell FSA before the firm or a group company issues a capital instrument it wants to include as regulatory capital (deadline 6 March


HMRC backs FSA on nominated officer
  • Dentons
  • United Kingdom
  • August 13 2010

HMRC has said it backs FSA's view that firms should not over-rely on external consultants to ensure compliance with their AML requirements


Complaints Commissioner upholds FSA fee demands
  • Dentons
  • United Kingdom
  • August 20 2010

The Complaints Commissioner has rejected complaints from two firms that ceased business and objected to FSA claiming fees for the full year during which the business ceased


FSA bans former partner
  • Dentons
  • United Kingdom
  • February 11 2011

FSA has banned a former partner in a City firm from working in financial services


FSA consults on CMAR
  • Dentons
  • United Kingdom
  • February 18 2011

Following FSA's decision to introduce the Client Money and Asset Return (CMAR), it is now consulting on how to implement it


FSA publishes complaints data
  • Dentons
  • United Kingdom
  • April 1 2011

FSA has published firm complaints data for the second half of 2010


Up next from FSA
  • Dentons
  • United Kingdom
  • February 4 2011

Over the next couple of months, FSA expects to publish:a consultation on the review of the Financial Services Compensation Scheme funding model


FSA bans firm for failing to pay skilled person
  • Dentons
  • United Kingdom
  • June 24 2011

FSA has cancelled the permission of a firm that had failed to pay for a required “skilled persons” report


Commission consults on financial sector taxation
  • Dentons
  • European Union
  • February 25 2011

The Commission is seeking views on the possible design of financial sector tax and its effects