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Results: 1-10 of 27

Complaints Commissioner upholds FSA fee demands
  • Dentons
  • United Kingdom
  • August 20 2010

The Complaints Commissioner has rejected complaints from two firms that ceased business and objected to FSA claiming fees for the full year during which the business ceased


Up next from FSA
  • Dentons
  • United Kingdom
  • February 4 2011

Over the next couple of months, FSA expects to publish:a consultation on the review of the Financial Services Compensation Scheme funding model


FSA reviews DEPP and EG
  • Dentons
  • United Kingdom
  • October 22 2010

FSA is consulting on changes to its Decision Procedure and Penalties Manual and Enforcement Guide as a result of its 2010 review


HMRC backs FSA on nominated officer
  • Dentons
  • United Kingdom
  • August 13 2010

HMRC has said it backs FSA's view that firms should not over-rely on external consultants to ensure compliance with their AML requirements


FSA consults on platforms and the RDR
  • Dentons
  • United Kingdom
  • November 19 2010

FSA is consulting on changes to COBS that will ensure compliance with the standards of the Retail Distribution Review (RDR) when consumers use platforms to buy and manage investments


Commission plans compensation scheme changes
  • Dentons
  • European Union
  • July 16 2010

The Commission has proposed a range of measures to improve investor protection under deposit and investment compensation schemes and is consulting on how to provide protection for insurance customers


FSA makes FSCS appointments
  • Dentons
  • United Kingdom
  • July 1 2011

FSA has announced three new appointments to the board of the Financial Services Compensation Scheme


FSA makes new rules
  • Dentons
  • United Kingdom
  • July 1 2011

At FSA’s Board Meeting on 23 June it made the following new rules


FSA publishes decision notices before tribunal hearing
  • Dentons
  • United Kingdom
  • May 20 2011

FSA has published for the first time a decision notice for an enforcement decision that is being referred to the Tribunal


FSA bans former partner
  • Dentons
  • United Kingdom
  • February 11 2011

FSA has banned a former partner in a City firm from working in financial services