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Results: 1-10 of 27

FSA warns of client asset email
  • Dentons
  • United Kingdom
  • December 23 2010

FSA plans to email small firms whose permissions include safeguarding and administration without arranging, or which have authority to hold client money, during the first week of January


Up next from FSA
  • Dentons
  • United Kingdom
  • January 7 2011

In the first quarter of 2011, FSA plans to publish: policy statement on its fees and levies policy and consultation on its fees and levies for 20112012


FSA publishes quarterly consultation
  • Dentons
  • United Kingdom
  • January 14 2011

FSA's latest quarterly consultation proposes changes to require a firm to tell FSA before the firm or a group company issues a capital instrument it wants to include as regulatory capital (deadline 6 March


Up next from FSA
  • Dentons
  • United Kingdom
  • February 4 2011

Over the next couple of months, FSA expects to publish:a consultation on the review of the Financial Services Compensation Scheme funding model


FSA consults on platforms and the RDR
  • Dentons
  • United Kingdom
  • November 19 2010

FSA is consulting on changes to COBS that will ensure compliance with the standards of the Retail Distribution Review (RDR) when consumers use platforms to buy and manage investments


Treasury publishes bulletin
  • Dentons
  • United Kingdom
  • October 15 2010

Treasury has published a bulletin summarising recent developments in financial services


FSA reviews DEPP and EG
  • Dentons
  • United Kingdom
  • October 22 2010

FSA is consulting on changes to its Decision Procedure and Penalties Manual and Enforcement Guide as a result of its 2010 review


Up next from FSA
  • Dentons
  • United Kingdom
  • October 1 2010

Before the end of October, FSA plans to publish feedback and rules on implementing aspects of the FS Act 2010


FSA makes more new rules
  • Dentons
  • United Kingdom
  • October 1 2010

In addition to the new rules highlighted above, FSA made the following instruments at its September board meeting


FSA publishes decision notices before tribunal hearing
  • Dentons
  • United Kingdom
  • May 20 2011

FSA has published for the first time a decision notice for an enforcement decision that is being referred to the Tribunal