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Results: 1-10 of 472

Financial Regulatory Developments 26 June - Financial Ombudsman Service (FOS)
  • Dentons
  • United Kingdom
  • June 26 2015

The June edition of "Ombudsman News" contains an interview with Garry Wilkinson, principal ombudsman and director of new services at FOS on the


Financial Regulatory Developments 19 June - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • June 19 2015

ESMA published its 2014 annual report and announced its new strategy for 2016-20. The annual report outlines ESMA's achievements for the past year in


Financial Regulatory Developments 19 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 19 2015

FCA's latest policy development update promises, by the end of the summer: a policy statement on fees; a consultation paper on fair, reasonable and


Financial Regulatory Developments 12 June -Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 12 2015

FCA has fined three members of Lloyds Banking Group a record retail fine of £117 million for failing to treat customers fairly in their handling of


Financial Regulatory Developments 5 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 5 2015

FCA has written to firms' remuneration committee Chairs in proportionality level 1 on embedding ex-post performance adjustment (malus) within their


Financial Regulatory Developments 22 May - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • May 22 2015

Andrew Bailey, CEO of PRA, has spoken on the role of financial markets and non-bank institutions in the recent financial crisis and the important


Financial Regulatory Developments 22 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 22 2015

FCA has levied a record £284,432,000 fine on Barclays Bank Plc (Barclays) for failing to control business practices in its London FX business. FCA


Financial Regulatory Developments 15 May - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • May 15 2015

ESMA has written to the Commission, suggesting there may be a delay in finalising several RTS under the revised Markets in Financial Instruments


Financial Regulatory Developments 15 May - Official Journal of the European Union (OJEU)
  • Dentons
  • European Union
  • May 15 2015

A Delegated Regulation with regard to RTS on major holdings has been published in the OJEU. (Source: Delegated Regulation with Regard to Certain


Financial Regulatory Developments 8 May - European Parliament (EP)
  • Dentons
  • European Union
  • May 8 2015

The Economic and Monetary Affairs Council within the EP and the Latvian Presidency of the EU have reached an informal political agreement on the