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Results: 1-10 of 467

Financial Regulatory Developments 22 May - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • May 22 2015

Andrew Bailey, CEO of PRA, has spoken on the role of financial markets and non-bank institutions in the recent financial crisis and the important


Financial Regulatory Developments 22 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 22 2015

FCA has levied a record £284,432,000 fine on Barclays Bank Plc (Barclays) for failing to control business practices in its London FX business. FCA


Financial Regulatory Developments 15 May - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • May 15 2015

ESMA has written to the Commission, suggesting there may be a delay in finalising several RTS under the revised Markets in Financial Instruments


Financial Regulatory Developments 15 May - Official Journal of the European Union (OJEU)
  • Dentons
  • European Union
  • May 15 2015

A Delegated Regulation with regard to RTS on major holdings has been published in the OJEU. (Source: Delegated Regulation with Regard to Certain


Financial Regulatory Developments 8 May - European Parliament (EP)
  • Dentons
  • European Union
  • May 8 2015

The Economic and Monetary Affairs Council within the EP and the Latvian Presidency of the EU have reached an informal political agreement on the


Financial Regulatory Developments 1 May - Investment Association (IA)
  • Dentons
  • United Kingdom
  • May 1 2015

IA has published a Statement of Principles for investment managers. The Statement outlines what having responsibility for managing other people's


Financial Regulatory Developments 10 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 10 2015

FCA's latest policy development update highlights, for the next quarter policy statements on: Fees and levies; Whistleblowing; outstanding issues on


Financial Regulatory Developments 2 April - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • April 2 2015

Treasury has issued a Memorandum of Understanding (MOU) between BoE, FCA, PSR and PRA as required by the Banking Reform Act. The MoU describes the


Financial Regulatory Developments 2 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 2 2015

FCA has published its policy statement and its made rules arising from four consultation papers on Solvency 2. The changes, and made rules, cover


Financial Regulatory Developments 2 April - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • April 2 2015

The Commission Delegated Regulation on the information supervisors must provide to ESMA under the Alternative Investment Fund Managers Directive