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Results: 1-10 of 483

FCA updates MoU with FOS
  • Dentons
  • United Kingdom
  • December 23 2015

FCA has updated its memorandum of understanding (MoU) entered into with FOS. The MoU describes how the regulators will co-operate with each other in


IOSCO publishes CIS liquidity management report
  • Dentons
  • Global
  • December 23 2015

IOSCO has published its report on how collective investment schemes (CIS) manage their liquidity risk. It found that: most jurisdictions clearly


FCA calls for input on social investments
  • Dentons
  • United Kingdom
  • December 23 2015

FCA has issued a call for input on how regulation is working in relation to the social investments market. Social investments aim to provide a wider


IOSCO addresses regulation of crowdfunding
  • Dentons
  • Global
  • December 23 2015

IOSCO has published a statement on addressing the regulation of crowdfunding alongside the Crowdfunding 2015 Survey Responses Report. IOSCO seeks to


FCA consults on fees and levies
  • Dentons
  • United Kingdom
  • November 13 2015

FCA is consulting on its policy for raising fees and levies from 201617. FCA is proposing to: create a free-standing FCA "fees handbook", separate


Council asks COREPER to agree PSD2
  • Dentons
  • European Union
  • November 13 2015

The Council has published a note from the General Secretariat to the Permanent Representatives Committee (COREPER) relating to the revised Payment


PRA consults on FEES
  • Dentons
  • United Kingdom
  • October 30 2015

PRA has launched a consultation on its proposals for redrafting the FEES module of the Handbook to turn it into Rulebook format. It proposes the


FCA and Treasury seek advice views
  • Dentons
  • United Kingdom
  • October 16 2015

FCA and Treasury have launched a call for input seeking views on how to improve customer access to financial advice. The consultation focuses on:


FCA consults on changes to pensions rules
  • Dentons
  • United Kingdom
  • October 9 2015

FCA has launched a consultation on changes to its rules and guidance that the new pensions environment requires. The proposals: set out FCA


FCA publishes data bulletin
  • Dentons
  • United Kingdom
  • October 9 2015

FCA has published its data bulletin, highlighting areas of interest for users. This edition covers: talking to FCA: this part looks at the innovation