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Financial Regulatory Developments 24 July - Serious Fraud Office (SFO)
  • Dentons
  • United Kingdom
  • July 24 2015

SFO's annual report highlights convictions under the Bribery Act achieved in the past year. It also notes 12 ongoing prosecutions over the LIBOR


UK financial institutions: whistling while they work?
  • Dentons
  • United Kingdom
  • June 21 2015

Financial service companies in the UK may soon face the prospect of remodelling their whistleblowing procedures and nominating whistleblowing


Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


Financial Regulatory Developments 12 June - Transparency International (TI)
  • Dentons
  • United Kingdom
  • June 12 2015

I has published a paper discussing how it feels the UK Government's current powers are not fit for purpose to help it properly recover the proceeds


Financial Regulatory Developments 15 May - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • May 15 2015

Treasury has updated the sanctions lists in respect of designations on terrorism and terrorist financing. (Source: Treasury Updates Sanctions


Financial Regulatory Developments 1 May - Serious Fraud Office (SFO)
  • Dentons
  • United Kingdom
  • May 1 2015

David Gerald Dixon, who created a multi-million-pound Ponzi scheme through two companies, collectively known as Arboretum Sports, has been jailed for


Caught in the tangled web
  • Dentons
  • United Kingdom
  • April 27 2015

This is a case in which the claimant alleged that a bank held money on constructive trust for her. The bank said that it was a bona fide purchaser


Financial Regulatory Developments 24 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 24 2015

FCA has fined Merrill Lynch International £13,285,900 for transaction reporting failures. It found that over a seven-year period the firm incorrectly


Financial Regulatory Developments 27 March - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • March 27 2015

The Anti-Money Laundering (AML) and counter terrorist finance (CTF) supervision report for 2013-14 highlights the Government's concerns over the


Financial Regulatory Developments 20 March - Department for Business, Innovation and Skills (DBIS)
  • Dentons
  • United Kingdom
  • March 20 2015

DBIS has published the outcome to its completed consultation entitled "Prescribed Bodies: Annual Reporting Requirements on Whistleblowing". DBIS was