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FCA issues Final Notice for JP Morgan’s Macris fine
  • Dentons
  • United Kingdom
  • February 12 2016

FCA has issued its Final Notice concerning a £792,900 financial penalty imposed on Achilles Macris for failing to be open and co-operative with FCA


Government announces Joint Fraud Taskforce
  • Dentons
  • United Kingdom
  • February 12 2016

Theresa May has announced the launch of the Joint Fraud Taskforce, which will report its progress to the Home Office. (Source: Government Announces


FCA bans former compliance officer in relation to market abuse failings
  • Dentons
  • United Kingdom
  • February 12 2016

In March 2015 the Upper Tribunal upheld FCA's decision to fine Tariq Carrimjee of Somerset Asset Management LLP £89,004 for failing to escalate the


Government amends PSC requirements
  • Dentons
  • United Kingdom
  • February 12 2016

The Government has made Regulations making minor amendments to the rules being inserted into the Companies Act to require companies to keep registers


Reform Bill notices of amendments to FSMA
  • Dentons
  • United Kingdom
  • February 12 2016

Parliament has published government amendments to the Bank of England and Financial Services Bill (Reform Bill) relating to a new Part 20B of the


Lords update on MLD4 progress
  • Dentons
  • United Kingdom
  • February 5 2016

Parliament has published a response by Lord O'Neill of Gatley to an inquiry into what progress has been made towards agreement within the EU on


LIBOR defendants acquitted
  • Dentons
  • United Kingdom
  • February 5 2016

Six individuals have been found not guilty of conspiracy to defraud in connection with SFO's ongoing criminal investigation into the manipulation of


Regulators fine and ban individuals and firms for insurance schemes’ failures
  • Dentons
  • United Kingdom
  • February 5 2016

FCA has fined five individuals and two firms a total of £15.5 million, and banned four of the individuals, for significant integrity and competence


MLD4: Here at Last: What does it Mean?
  • Dentons
  • United Kingdom, European Union
  • February 2 2016

After many years of negotiation, the fourth Money Laundering Directive (MLD4) and the accompanying revised Funds Transfer Regulation (FTR2) were


Treasury updates sanctions
  • Dentons
  • United Kingdom
  • January 29 2016

Treasury has updated the sanctions lists in relation to Iran, to remove Bank Sepah and Bank Sepah International from the Consolidated List