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Financial Regulatory Developments 15 May - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • May 15 2015

Treasury has updated the sanctions lists in respect of designations on terrorism and terrorist financing. (Source: Treasury Updates Sanctions


Financial Regulatory Developments 1 May - Serious Fraud Office (SFO)
  • Dentons
  • United Kingdom
  • May 1 2015

David Gerald Dixon, who created a multi-million-pound Ponzi scheme through two companies, collectively known as Arboretum Sports, has been jailed for


Caught in the tangled web
  • Dentons
  • United Kingdom
  • April 27 2015

This is a case in which the claimant alleged that a bank held money on constructive trust for her. The bank said that it was a bona fide purchaser


Financial Regulatory Developments 24 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 24 2015

FCA has fined Merrill Lynch International £13,285,900 for transaction reporting failures. It found that over a seven-year period the firm incorrectly


Financial Regulatory Developments 27 March - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • March 27 2015

The Anti-Money Laundering (AML) and counter terrorist finance (CTF) supervision report for 2013-14 highlights the Government's concerns over the


Financial Regulatory Developments 20 March - Department for Business, Innovation and Skills (DBIS)
  • Dentons
  • United Kingdom
  • March 20 2015

DBIS has published the outcome to its completed consultation entitled "Prescribed Bodies: Annual Reporting Requirements on Whistleblowing". DBIS was


Financial Regulatory Developments 20 march - National Crime Agency (NCA)
  • Dentons
  • United Kingdom
  • March 20 2015

A report by Her Majesty's Inspectorate of Constabulary has found NCA has made a good start to its operations. However, in relation to suspicious


Financial Regulatory Developments 13 March - Serious Fraud Office (SFO)
  • Dentons
  • United Kingdom
  • March 13 2015

SFO has published a statement confirming that it will be investigating material handed to it by BoE relating to liquidity auctions that took place


Financial Regulatory Developments 13 March - Home Office
  • Dentons
  • United Kingdom
  • March 13 2015

The Home Office has issued a call for evidence seeking views on the Suspicious Activity Reports (SARs) regime. The review forms part of the UK's


Financial Regulatory Developments 6 March - Government
  • Dentons
  • United Kingdom
  • March 6 2015

The Terms of Reference (ToR) for the second phase of the Bribery and Corruption Enforcement Review will, among other things: look at the role of all