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FCA writes to CEOs on CFD compliance
  • Dentons
  • United Kingdom
  • February 5 2016

FCA has written a Dear CEO letter following its review of new client procedures for firms offering contracts for difference (CFD) products on a


ESAs reject appeal against EBA decision
  • Dentons
  • European Union
  • January 29 2016

The Joint Board of Appeal of the European Supervisory Authorities (ESAs - ESMA, EBA and EIOPA) published its decision that it had no competence to


ESRB decision on macroprudential oversight published in OJEU
  • Dentons
  • European Union
  • December 4 2015

The decision of the European Systemic Risk Board (ESRB) on the provision and collection of information for macroprudential oversight of the EU


ESAs update ECON on priorities
  • Dentons
  • European Union
  • November 20 2015

The EP's Economic and Monetary Affairs Committee (ECON) has held a hearing of the Chairpersons of the European Supervisory Authorities (ESMA, EBA and


PRA consults on structural reforms
  • Dentons
  • United Kingdom
  • October 16 2015

PRA has issued two consultations which form part of the post-crisis reforms to enhance the resilience and resolvability of firms: one on ring-fencing


Financial Regulatory Developments 3 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 3 2015

PRA has confirmed firms must comply with EBA Guidelines on materiality, proprietary and confidentiality on disclosure frequency from 15 October 2015


Financial Regulatory Developments 26 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 26 2015

FCA and PRA have published a joint policy statement on new remuneration rules, together with new rules, guidance and policy papers. The changes apply


Financial Regulatory Developments 12 June - European Commission (Commission)
  • Dentons
  • European Union
  • June 12 2015

Jonathan Hill has spoken on the next steps towards Capital Markets Union (CMU). He looked at the themes of the review, including: the role for


Financial Regulatory Developments 12 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 12 2015

PRA has published a supervisory statement on its approach to supervising liquidity and funding risks to go alongside its Policy Statement and final


Financial Regulatory Developments 5 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 5 2015

Andrew Bulley, Director of Life Insurance at PRA, has written to firms updating them on the status of Solvency 2 preparations. The letter: states PRA