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Results: 1-10 of 189

Financial Regulatory Developments 15 May - Joint Committee of European Supervisory Authorities (ESAS) (EBAEIOPAESMA)
  • Dentons
  • European Union
  • May 15 2015

The ESAs have published the responses to the consultation on draft guidelines for cross-selling practices. There were 33 responses to the


Financial Regulatory Developments 8 May - The Joint Committee of European Supervisory Authorities (ESAS) (ESMAEBAEIOPA)
  • Dentons
  • European Union
  • May 8 2015

The Joint Committee of the ESAs has published its fifth "Report on Risks and Vulnerabilities in the EU Financial System". Overall, the report found


Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID


Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


Financial Regulatory Developments 6 February - European Commission (Commission)
  • Dentons
  • European Union
  • February 6 2015

The Commission has published a report into possible solutions for pension funds posting variation margin under centrally cleared trades. It also


Financial Regulatory Developments 9 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 9 2015

Following Treasury's announcement on the creation of criminal offences relating to additional benchmarks, FCA is consulting on updating its current


Financial Regulatory Developments 19 December - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • December 19 2014

FCA has published its market study on retirement income and thematic review into annuity sales practices where firms sell annuities to existing


Financial Regulatory Developments 12 December - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • December 12 2014

FCA has published a new page on its website explaining the 317 new validations it and PRA will activate in respect of reporting under CRD 4 on 17


Financial Regulatory Developments 5 December - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • December 5 2014

PRA has issued guidance on applying for "CRR Permissions" to allow firms to use their own sensitivity positions for the purposes of the standardised