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Results: 1-10 of 193

Financial Regulatory Developments 26 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 26 2015

FCA and PRA have published a joint policy statement on new remuneration rules, together with new rules, guidance and policy papers. The changes apply


Financial Regulatory Developments 12 June - European Commission (Commission)
  • Dentons
  • European Union
  • June 12 2015

Jonathan Hill has spoken on the next steps towards Capital Markets Union (CMU). He looked at the themes of the review, including: the role for


Financial Regulatory Developments 12 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 12 2015

PRA has published a supervisory statement on its approach to supervising liquidity and funding risks to go alongside its Policy Statement and final


Financial Regulatory Developments 5 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 5 2015

Andrew Bulley, Director of Life Insurance at PRA, has written to firms updating them on the status of Solvency 2 preparations. The letter: states PRA


Financial Regulatory Developments 15 May - Joint Committee of European Supervisory Authorities (ESAS) (EBAEIOPAESMA)
  • Dentons
  • European Union
  • May 15 2015

The ESAs have published the responses to the consultation on draft guidelines for cross-selling practices. There were 33 responses to the


Financial Regulatory Developments 8 May - The Joint Committee of European Supervisory Authorities (ESAS) (ESMAEBAEIOPA)
  • Dentons
  • European Union
  • May 8 2015

The Joint Committee of the ESAs has published its fifth "Report on Risks and Vulnerabilities in the EU Financial System". Overall, the report found


Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID


Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


Financial Regulatory Developments 6 February - European Commission (Commission)
  • Dentons
  • European Union
  • February 6 2015

The Commission has published a report into possible solutions for pension funds posting variation margin under centrally cleared trades. It also