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Results: 1-10 of 215

Third-country AIFMs: ESMA says slow down
  • Dentons
  • European Union, Global
  • August 3 2015

The Alternative Investment Fund Managers Directive (AIFMD) required ESMA to review, by July 2015, how the arrangements under AIFMD for marketing AIFs


Financial Regulatory Developments 24 July - Financial Action Task Force (FATF)
  • Dentons
  • Global
  • July 24 2015

FATF has published a report looking at the risks and vulnerabilities to money laundering and terrorist finance presented by the gold markets. The


Financial Regulatory Developments 3 July - Financial Action Task Force (FATF)
  • Dentons
  • Global
  • July 3 2015

At FATF's plenary meeting in Brisbane, it: confirmed Iran and North Korea remain subject to countermeasures; named Algeria and Myanmar as


Financial Regulatory Developments 19 June - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • June 19 2015

IOSCO has published a report titled "Credible Deterrence", which identifies key enforcement factors that may deter misconduct in international


Financial Regulatory Developments 2 April - Financial Action Task Force (FATF)
  • Dentons
  • Global
  • April 2 2015

FATF has published a press release detailing the outcome of a two-day meeting of the Private Sector Consultative Forum. The main objectives of the


Financial Regulatory Developments 20 March - United Nations (UN)
  • Dentons
  • Global
  • March 20 2015

The UN Security Council has published a full list of all sanctions targets. (Source: UN Publishes Sanctions List


Financial Regulatory Developments 20 March - Financial Action Task Force (FATF)
  • Dentons
  • Global
  • March 20 2015

A speech by FATF's vice-president noted FATF's increased commitment to the risk-based approach and said that "de-risking" should never be an excuse


Financial Regulatory Developments 20 March - Financial Stability Board (FSB)
  • Dentons
  • Global
  • March 20 2015

FSB has published a Handbook for FSB Peer Reviews. The handbook sets out guidelines for conducting reviews. The bulk of the handbook contains a


Financial Regulatory Developments 20 March - Egmont Group
  • Dentons
  • Global
  • March 20 2015

The Egmont Group has published a compilation of 100 sanitised cases gathered from national financial intelligence units, and showing successes and


Financial Regulatory Developments 13 March - International Association of Insurance Supervisors (IAIS)
  • Dentons
  • Global
  • March 13 2015

AIS has published the responses to its consultation on the Risk-based Global Insurance Capital Standard (ICS). A large number of organisations