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Results: 1-10 of 42

FSA appoints Paul Stockton to FSCS board
  • Dentons
  • United Kingdom
  • December 9 2011

FSA has appointed Paul Stockton as non-executive director of the Financial Services Compensation Scheme


FOS publishes plans and budget
  • Dentons
  • United Kingdom
  • January 14 2011

FOS's plans and budget for the next year explain its plans and ask for comment by 21 February


FSA consults on pension risk and ICAS
  • Dentons
  • United Kingdom
  • February 18 2011

FSA is consulting on guidance on the approach regulated firms should take when working out their capital requirements in relation to defined benefit schemes they operate for the benefit of current and former employees


FSA consults on remuneration code guidance
  • Dentons
  • United Kingdom
  • April 28 2011

FSA is consulting on guidance to help firms assess their compliance with the Remuneration Code


FSSC sets NOS for risk management
  • Dentons
  • United Kingdom
  • June 5 2009

FSSC has published National Occupational Standards on the risk management function in the financial sector


FSA writes to trade associations on capital
  • Dentons
  • United Kingdom
  • March 27 2009

FSA has written to trade associations to explain how it views ICG in the context of the current economic circumstances


Treasury makes controllers exemption order
  • Dentons
  • United Kingdom
  • April 3 2009

Treasury has made an exemptions order that applies general exemptions to UK authorised persons which are not subject to supervision under relevant EC directives (the relevant Directives are MiFID, the BCD, UCITS Directive and insurance and reinsurance company Directives


FOS finalises plan and budget
  • Dentons
  • United Kingdom
  • April 1 2011

FOS has set an operational budget of £102.9 million for the coming year


FSA makes new fees and other rules
  • Dentons
  • United Kingdom
  • June 5 2009

At FSA’s May board meeting, it made the Periodic Fees (20092010) and Other Fees Instrument 2009: this took effect from 1 June and changes the Glossary, FEES and DISP


FSA creates CASS information page
  • Dentons
  • United Kingdom
  • October 7 2011

FSA has created a page of information about the CASS operational oversight function (CF10a), which applies from 1 October