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Results: 1-10 of 42

FSA announces 201112 funding
  • Dentons
  • United Kingdom
  • February 4 2011

FSA has announced its annual funding requirement for 201112 will be £500


FSA appoints Paul Stockton to FSCS board
  • Dentons
  • United Kingdom
  • December 9 2011

FSA has appointed Paul Stockton as non-executive director of the Financial Services Compensation Scheme


FSA publishes final notices
  • Dentons
  • United Kingdom
  • September 23 2011

FSA has published final notices confirming the public censure on Jason Geddis following the Tribunal decision on a suitable sanction (see FReD 9 September) and confirming the £2 million fine and ban on Michiel Visser and the £100,000 fine and ban on Oluwule Fagbulu following the Tribunal decision on a suitable sanction (see FReD 19 August


FSA appoints new FOS chair
  • Dentons
  • United Kingdom
  • November 25 2011

Sir Nicholas Montagu KCB is the new chairman of the Financial Ombudsman Service (FOS


FSA on the conference circuit
  • Dentons
  • United Kingdom
  • September 25 2009

In the past week, Sally Dewar spoke to FSA’s Asset Management Sector conference on the AIFMD


FSSC sets NOS for risk management
  • Dentons
  • United Kingdom
  • June 5 2009

FSSC has published National Occupational Standards on the risk management function in the financial sector


FSA makes new fees and other rules
  • Dentons
  • United Kingdom
  • June 5 2009

At FSA’s May board meeting, it made the Periodic Fees (20092010) and Other Fees Instrument 2009: this took effect from 1 June and changes the Glossary, FEES and DISP


Treasury publishes new controllers regulations
  • Dentons
  • United Kingdom
  • March 20 2009

The Financial Services and Markets Act 2000 (Controllers) Regulations 2009 come into force on 21 March


FSCP publishes annual report
  • Dentons
  • United Kingdom
  • July 24 2009

The Consumer Panel’s latest report highlights its concerns at FSA’s apparent abandoning of TCF at a time it was most needed


FSA consults on liquidity reporting
  • Dentons
  • United Kingdom
  • April 17 2009

FSA is consulting on a new liquidity reporting regime as part of its overall aim to strengthen liquidity controls