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Results: 1-10 of 42

FSA updates on leaks
  • Dentons
  • United Kingdom
  • October 1 2010

The latest edition of Market Watch looks at FSA's work over the past three years on leaks


FOS publishes plans and budget
  • Dentons
  • United Kingdom
  • January 14 2011

FOS's plans and budget for the next year explain its plans and ask for comment by 21 February


FSA finalises guidance on standardised approach
  • Dentons
  • United Kingdom
  • November 11 2011

FSA has published its finalised guidance on the standardised approach to operational risk


FSA appoints Paul Stockton to FSCS board
  • Dentons
  • United Kingdom
  • December 9 2011

FSA has appointed Paul Stockton as non-executive director of the Financial Services Compensation Scheme


FSA feeds back on remuneration extension
  • Dentons
  • United Kingdom
  • December 11 2009

FSA has published a summary of the feedback it got on whether it should extend its remuneration code to other FSA-authorised firms


Treasury consults on simple transparent products
  • Dentons
  • United Kingdom
  • March 26 2010

Treasury has published for comment a paper by its Retail Financial Services Forum on how to reshape the regulatory regime to make it easier for consumers to understand what products are available, compare them and choose an appropriate one


FSA proposes mobile phone taping
  • Dentons
  • United Kingdom
  • March 26 2010

FSA is consulting on plans to remove the current exemption from its COBS requirements to record telephone calls that exempts communications made on mobile phones and mobile communications (apart from email


Consumer panel says financial services getting less fair
  • Dentons
  • United Kingdom
  • July 2 2010

A research paper published by the FSCP shows consumers find financial services less fair than other retail sectors


FSA publishes rules on adviser charging
  • Dentons
  • United Kingdom
  • April 1 2010

FSA has published new rules that will remove commission bias from the sale of retail investment products and aim to restore consumer confidence in the market


FSA consults on CASS
  • Dentons
  • United Kingdom
  • April 1 2010

FSA has published Consultation Paper 109 on enhancing the Client Assets Sourcebook