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Results: 1-10 of 42

FSA consults on adviser standards
  • Dentons
  • United Kingdom
  • December 23 2009

FSA is consulting on enhancing the professionalism of investment advisers under the RDR


FSSC sets NOS for risk management
  • Dentons
  • United Kingdom
  • June 5 2009

FSSC has published National Occupational Standards on the risk management function in the financial sector


FSA makes new fees and other rules
  • Dentons
  • United Kingdom
  • June 5 2009

At FSA’s May board meeting, it made the Periodic Fees (20092010) and Other Fees Instrument 2009: this took effect from 1 June and changes the Glossary, FEES and DISP


FSA on the conference circuit
  • Dentons
  • United Kingdom
  • September 25 2009

In the past week, Sally Dewar spoke to FSA’s Asset Management Sector conference on the AIFMD


FSA strengthens stress testing
  • Dentons
  • United Kingdom
  • December 23 2009

FSA has strengthened its stress testing regime by introducing a new approach to stress testing


FSA feeds back on remuneration extension
  • Dentons
  • United Kingdom
  • December 11 2009

FSA has published a summary of the feedback it got on whether it should extend its remuneration code to other FSA-authorised firms


FSA consults on remuneration code guidance
  • Dentons
  • United Kingdom
  • April 28 2011

FSA is consulting on guidance to help firms assess their compliance with the Remuneration Code


FSA consults on pension risk and ICAS
  • Dentons
  • United Kingdom
  • February 18 2011

FSA is consulting on guidance on the approach regulated firms should take when working out their capital requirements in relation to defined benefit schemes they operate for the benefit of current and former employees


CLLS responds on remuneration guidance
  • Dentons
  • United Kingdom
  • May 27 2011

CLLS has responded to FSA's Guidance Consultation on the Remuneration Code


Up next from FSA
  • Dentons
  • United Kingdom
  • February 5 2010

Among publications FSA plans to issue during the first quarter of 2010 are the following