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Results: 1-10 of 42

CLLS responds on remuneration guidance
  • Dentons
  • United Kingdom
  • May 27 2011

CLLS has responded to FSA's Guidance Consultation on the Remuneration Code


FSA appoints new FOS chair
  • Dentons
  • United Kingdom
  • November 25 2011

Sir Nicholas Montagu KCB is the new chairman of the Financial Ombudsman Service (FOS


FSA announces re-start of FSCS funding review
  • Dentons
  • United Kingdom
  • October 7 2011

FSA has decided to relaunch its review of the Financial Services Compensation Scheme (FSCS) Funding Model, which originally began in 2009


FSA creates CASS information page
  • Dentons
  • United Kingdom
  • October 7 2011

FSA has created a page of information about the CASS operational oversight function (CF10a), which applies from 1 October


FSA makes final remuneration guidance
  • Dentons
  • United Kingdom
  • October 7 2011

FSA has published the final version of its “Dear CEO” letters setting out how it plans to assess whether firms have complied with the rules on setting remuneration under the Remuneration Code


FSA cancels regulated activities permission
  • Dentons
  • United Kingdom
  • August 5 2011

FSA has cancelled Brockhurst Financial Limited's part IV permission as a result of its failure to comply with the Threshold Conditions


FSA consults on pension risk and ICAS
  • Dentons
  • United Kingdom
  • February 18 2011

FSA is consulting on guidance on the approach regulated firms should take when working out their capital requirements in relation to defined benefit schemes they operate for the benefit of current and former employees


Treasury consults on simple transparent products
  • Dentons
  • United Kingdom
  • March 26 2010

Treasury has published for comment a paper by its Retail Financial Services Forum on how to reshape the regulatory regime to make it easier for consumers to understand what products are available, compare them and choose an appropriate one


FSA proposes mobile phone taping
  • Dentons
  • United Kingdom
  • March 26 2010

FSA is consulting on plans to remove the current exemption from its COBS requirements to record telephone calls that exempts communications made on mobile phones and mobile communications (apart from email


FSA consults on TC changes
  • Dentons
  • United Kingdom
  • June 11 2010

FSA is consulting on changes to the training and competence regime