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Results: 1-10 of 42

FSA signs MoU with Korea
  • Dentons
  • South Korea, United Kingdom
  • December 9 2011

FSA and the financial regulators of the Republic of Korea have signed a MoU setting out how they will share information and cooperate on enforcement


FSA consults on pension risk and ICAS
  • Dentons
  • United Kingdom
  • February 18 2011

FSA is consulting on guidance on the approach regulated firms should take when working out their capital requirements in relation to defined benefit schemes they operate for the benefit of current and former employees


FSA announces 201112 funding
  • Dentons
  • United Kingdom
  • February 4 2011

FSA has announced its annual funding requirement for 201112 will be £500


FSA appoints Paul Stockton to FSCS board
  • Dentons
  • United Kingdom
  • December 9 2011

FSA has appointed Paul Stockton as non-executive director of the Financial Services Compensation Scheme


FSA appoints new FOS chair
  • Dentons
  • United Kingdom
  • November 25 2011

Sir Nicholas Montagu KCB is the new chairman of the Financial Ombudsman Service (FOS


FSA consults on remuneration code guidance
  • Dentons
  • United Kingdom
  • April 28 2011

FSA is consulting on guidance to help firms assess their compliance with the Remuneration Code


FSA publishes final notices
  • Dentons
  • United Kingdom
  • September 23 2011

FSA has published final notices confirming the public censure on Jason Geddis following the Tribunal decision on a suitable sanction (see FReD 9 September) and confirming the £2 million fine and ban on Michiel Visser and the £100,000 fine and ban on Oluwule Fagbulu following the Tribunal decision on a suitable sanction (see FReD 19 August


FSSC sets NOS for risk management
  • Dentons
  • United Kingdom
  • June 5 2009

FSSC has published National Occupational Standards on the risk management function in the financial sector


FSA makes new fees and other rules
  • Dentons
  • United Kingdom
  • June 5 2009

At FSA’s May board meeting, it made the Periodic Fees (20092010) and Other Fees Instrument 2009: this took effect from 1 June and changes the Glossary, FEES and DISP


FSA publishes quarterly consultation
  • Dentons
  • United Kingdom
  • April 9 2010

FSA has published its quarterly consultation