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Results: 1-10 of 42

FSA appoints Paul Stockton to FSCS board
  • Dentons
  • United Kingdom
  • December 9 2011

FSA has appointed Paul Stockton as non-executive director of the Financial Services Compensation Scheme


FSA writes to trade associations on capital
  • Dentons
  • United Kingdom
  • March 27 2009

FSA has written to trade associations to explain how it views ICG in the context of the current economic circumstances


Treasury publishes new controllers regulations
  • Dentons
  • United Kingdom
  • March 20 2009

The Financial Services and Markets Act 2000 (Controllers) Regulations 2009 come into force on 21 March


FSA publishes rules on adviser charging
  • Dentons
  • United Kingdom
  • April 1 2010

FSA has published new rules that will remove commission bias from the sale of retail investment products and aim to restore consumer confidence in the market


FSA consults on CASS
  • Dentons
  • United Kingdom
  • April 1 2010

FSA has published Consultation Paper 109 on enhancing the Client Assets Sourcebook


FSA publishes discussion paper on platforms
  • Dentons
  • United Kingdom
  • April 1 2010

FSA summarises the responses it received to Consultation Paper 0918 (Distribution of retail investments: Delivering the RDR


FSA publishes quarterly consultation
  • Dentons
  • United Kingdom
  • April 9 2010

FSA has published its quarterly consultation


FSA sends out RDR questionnaire
  • Dentons
  • United Kingdom
  • January 29 2010

FSA has sent a questionnaire to several firms asking for information on their strategic direction


Up next from FSA
  • Dentons
  • United Kingdom
  • February 5 2010

Among publications FSA plans to issue during the first quarter of 2010 are the following


FSA consults on TC changes
  • Dentons
  • United Kingdom
  • June 11 2010

FSA is consulting on changes to the training and competence regime