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FSA publishes final notices
  • Dentons
  • United Kingdom
  • September 23 2011

FSA has published final notices confirming the public censure on Jason Geddis following the Tribunal decision on a suitable sanction (see FReD 9 September) and confirming the £2 million fine and ban on Michiel Visser and the £100,000 fine and ban on Oluwule Fagbulu following the Tribunal decision on a suitable sanction (see FReD 19 August


FSA consults on CASS
  • Dentons
  • United Kingdom
  • April 1 2010

FSA has published Consultation Paper 109 on enhancing the Client Assets Sourcebook


FSA publishes discussion paper on platforms
  • Dentons
  • United Kingdom
  • April 1 2010

FSA summarises the responses it received to Consultation Paper 0918 (Distribution of retail investments: Delivering the RDR


FSA makes new rules
  • Dentons
  • United Kingdom
  • January 28 2011

At FSA's January Board meeting, it made the following new rules


FSA finalises guidance on standardised approach
  • Dentons
  • United Kingdom
  • November 11 2011

FSA has published its finalised guidance on the standardised approach to operational risk


FSA appoints Paul Stockton to FSCS board
  • Dentons
  • United Kingdom
  • December 9 2011

FSA has appointed Paul Stockton as non-executive director of the Financial Services Compensation Scheme


FSA cancels regulated activities permission
  • Dentons
  • United Kingdom
  • August 5 2011

FSA has cancelled Brockhurst Financial Limited's part IV permission as a result of its failure to comply with the Threshold Conditions


Treasury publishes new controllers regulations
  • Dentons
  • United Kingdom
  • March 20 2009

The Financial Services and Markets Act 2000 (Controllers) Regulations 2009 come into force on 21 March


BBA responds on consumer responsibility
  • Dentons
  • United Kingdom
  • July 3 2009

BBA has responded to FSA's discussion paper on consumer responsibility


FSA writes to trade associations on capital
  • Dentons
  • United Kingdom
  • March 27 2009

FSA has written to trade associations to explain how it views ICG in the context of the current economic circumstances