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Results: 1-10 of 3,287

Third-country AIFMs: ESMA says slow down
  • Dentons
  • European Union, Global
  • August 3 2015

The Alternative Investment Fund Managers Directive (AIFMD) required ESMA to review, by July 2015, how the arrangements under AIFMD for marketing AIFs


Financial Regulatory Developments 31 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 31 2015

FCA has made new rules: extending the "next business day rule", that allows firms to handle complaints less formally, without sending a final


Financial Regulatory Developments 31 July - Official Journal of the EU (OJEU)
  • Dentons
  • European Union
  • July 31 2015

Three companies within the ICAP group, two English and one from New Zealand, have applied for annulment of the Commission's findings against them in


Financial Regulatory Developments 31 July - European Banking Authority (EBA)
  • Dentons
  • European Union
  • July 31 2015

EBA has published reports on: the consistency of risk weighted assets (RWAs) across large EU institutions for large corporate, sovereign and


Financial Regulatory Developments 31 July - Prudential Regulation Authority
  • Dentons
  • United Kingdom
  • July 31 2015

PRA will make final decisions on all formal Matching Adjustment (MA) applications it received before 1 July in late October, and tell all firms their


Financial Regulatory Developments 31 July - Financial Stability Board (FSB)
  • Dentons
  • Global
  • July 31 2015

FSB has published its ninth progress report on implementation of OTC derivatives market reforms. It found good progress overall, and noted: reform is


Financial Regulatory Developments 31 July - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • July 31 2015

BoE has announced the CHAPS and CREST settlement day will be extended from summer 2016 to 18:00. Customer cut-off times set by banks and other


Financial Regulatory Developments 31 July - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • July 31 2015

ESMA is consulting on sound remuneration procedures under UCITS V. Its main aim is to bring the requirements relating to Undertakings For The


Financial Regulatory Developments 31 July - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • July 31 2015

Treasury is consulting on changes to the laws on limited partnerships (LPs) it outlined in its 2013 budget. Treasury's purpose is to ensure that the


Financial Regulatory Developments 31 July - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • July 31 2015

IOSCO has published a thematic review of progress in the regulation of derivative market intermediaries (DMS). In general, the review found that