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Results: 1-10 of 72

HKEx listing decision on calculation of public float
  • Mayer Brown LLP
  • Hong Kong
  • May 9 2011

Hong Kong Exchanges and Clearing Limited (HKEx) published its listing decision "HKEx-LD8-2011" on 29 April 2011 to determine whether it is necessary for a listed issuer (Listco A) to include convertible preference shares as part of its total issued share capital in calculating the public float of its listed shares


25 percent public float is required to resume trading
  • Mayer Brown LLP
  • Hong Kong
  • January 30 2012

Hong Kong Exchanges and Clearing Limited ("HKEx") published its listing decision "HKEx-LD23-2011" on 30 December 2011 in which it decided that the listed issuer ("Listco") was required to restore its public float to at least 25 percent before it could resume trading of its shares


Joint consultation conclusions on mixed media offer
  • Mayer Brown LLP
  • Hong Kong
  • January 20 2011

The SFC and the SEHK jointly released their "Joint Consultation Conclusions on the Proposal to allow a Companies Ordinance (CO) Offeror to issue a CO Paper Application Form for Shares in or Debentures of a Company to be listed on the SEHK, and a Collective Investment Scheme (CIS) Offeror to supply a CIS Paper Application Form for Interests in an SFC-authorised CIS to be listed on the SEHK, with a Listing Document Displayed on Certain Websites" (MMO Consultation Conclusions) on 26 November 2010 in response to the joint consultation paper issued on 1 April 2008 in relation to proposals to allow public distribution of paper application forms for shares or debentures or interests in SFC-authorised collective investment schemes (CIS) without the associated paper listing documents, provided that the conditions stipulated in a class exemption are satisfied (Mixed Media Offer


Pre-IPO investments: the dos and don'ts
  • Mayer Brown LLP
  • Hong Kong
  • November 1 2012

We wrote in October 2010 about the approach taken to Pre-IPO investments by Hong Kong Exchanges and Clearing Limited (HKEx


HKEx Guidance Letter on Documentation Requirements for IPO Cases - Facilitative Procedures
  • Mayer Brown LLP
  • Hong Kong
  • January 20 2011

The HKEx published its "HKEx Guidance Letter on Documentation Requirements for IPO Cases - Facilitative Procedures" (Guidance Letter) on 24 December 2010 for the purpose of providing flexibility in submitting documents which should be lodged with the SEHK four clear business days (4-day documents) before the expected hearing date in accordance with the Listing Rules


New RQFII rules announced: new ways to use offshore RMB - part II
  • Mayer Brown LLP
  • Hong Kong, China
  • December 29 2011

Advance Payment ACO Model


Capital markets quarterly update (April to June 2013)
  • Mayer Brown LLP
  • Hong Kong
  • June 30 2013

On 8 April 2013, HKEx published an updated listing decision “HKEx-LD35-1” to provide guidance on the waiver regarding a company secretary who does not


Listing rules changes to strengthen the false market avoidance requirements
  • Mayer Brown LLP
  • Hong Kong
  • December 12 2012

Hong Kong Exchanges and Clearing Limited (HKEx) published its "Consultation Conclusions on Rule Changes Consequential on the Enactment of the Securities and Futures (Amendment) Ordinance 2012" (Consultation Conclusions) on 30 November 2012 in response to the consultation paper published on 3 August 2012


SEHK consults on listing rules changes resulting from the new inside information disclosure regime
  • Mayer Brown LLP
  • Hong Kong
  • September 14 2012

As explained in our two previous Legal Updates, “New Statutory Price Sensitive Information Disclosure Regime to Take Effect on 1 January 2013” and “A Quick Look at the New SFC Guidelines on Disclosure of Inside Information”, the new statutory price sensitiveinside information disclosure regime (New Disclosure Regime) will become effective on 1 January 2013


Environmental, social and governance reporting guide to be implemented after 31 December 2012
  • Mayer Brown LLP
  • Hong Kong
  • September 17 2012

The Stock Exchange of Hong Kong Limited (SEHK) published its “Consultation Conclusions on Environmental, Social and Governance Reporting Guide” (Consultation Conclusions) on 31 August 2012 in response to its corresponding consultation paper published on 9 December 2011