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Results: 1-10 of 44

A practical guide to the senior managers and certification regimes October 2014
  • Clifford Chance LLP
  • USA
  • October 3 2014

An individual covered by either the FCA’s or PRA’s Certification Regime. Covers a wider group of individuals in institutions regulated by the FCA


EU political update: 22 - 25 July 2014
  • Clifford Chance LLP
  • European Union
  • July 22 2014

On 15 July 2014, Jean-Claude Juncker was elected as the next President of the European Commission. He will take up his office on 1 November 2014 for


This week at the UK regulators - 3 November 2014
  • Clifford Chance LLP
  • United Kingdom
  • November 3 2014

The FCA concluded two enforcement cases involving consumer protection issues last week, fining one firm £4.1 million for failing to deal properly with


International regulatory update - 21 25 July 2014
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, Lithuania, Luxembourg, Singapore, Thailand, United Kingdom
  • July 28 2014

The EU Council has formally adopted the proposed Directive on undertakings for collective investment in transferable securities (UCITS V). The


The Payment Accounts Directive
  • Clifford Chance LLP
  • European Union
  • May 8 2014

Payment service providers ("PSPs") offering payment accounts to consumers will have to provide afee information document and a glossary before


EU political update 1 - 5 July 2013
  • Clifford Chance LLP
  • European Union
  • July 1 2013

On 1 July, Croatia acceded to the European Union, becoming its 28th Member State. Croatia will be represented in the European Commission by Neven


International regulatory update - 17 - 21 March 2014
  • Clifford Chance LLP
  • Spain, Switzerland, Ukraine, United Kingdom, USA, Germany, Global, Hong Kong, Poland, Russia, Singapore, Australia, China, European Union
  • March 27 2014

The EU Council Presidency and the EU Parliament have reached a provisional agreement on the proposed regulation establishing


International regulatory update 5 - 8 May 2015
  • Clifford Chance LLP
  • European Union, Germany, Hong Kong, Luxembourg, Saudi Arabia, Singapore, Spain, United Arab Emirates
  • May 12 2015

The Latvian EU Council Presidency and the EU Parliament have reached a tentative agreement on the second Payment Services Directive (PSD 2), which


International regulatory update - 9 - 13 February 2015
  • Clifford Chance LLP
  • Australia, European Union, Germany, South Korea, USA
  • February 17 2015

The EU Council's Permanent Representatives Committee (COREPER) has agreed the EU Council's negotiating stance on the proposed regulation on indices


This week at the UK regulators - 2 March 2015
  • Clifford Chance LLP
  • United Kingdom
  • March 6 2015

The FCA has this week secured another conviction for insider dealing and in a separate case has issued a fine of more than £17 million for systems