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Results: 1-10 of 47

This week at the UK regulators - 2 March 2015
  • Clifford Chance LLP
  • United Kingdom
  • March 6 2015

The FCA has this week secured another conviction for insider dealing and in a separate case has issued a fine of more than £17 million for systems

Thailand: creditors, guarantors and mortgagors
  • Clifford Chance LLP
  • Thailand
  • October 17 2014

A guarantor or mortgagor may legally waive their rights in favour of a creditor or assume liability for a debtor's obligations. In practice, however

EU political update: 22 - 25 July 2014
  • Clifford Chance LLP
  • European Union
  • July 22 2014

On 15 July 2014, Jean-Claude Juncker was elected as the next President of the European Commission. He will take up his office on 1 November 2014 for

A practical guide to the senior managers and certification regimes October 2014
  • Clifford Chance LLP
  • USA
  • October 3 2014

An individual covered by either the FCA’s or PRA’s Certification Regime. Covers a wider group of individuals in institutions regulated by the FCA

This week at the UK regulators - 14 July 2014
  • Clifford Chance LLP
  • United Kingdom
  • July 14 2014

As part of its ongoing campaign of action in the consumer credit sector, the FCA has agreed a settlement with a pay day lender which will see a total

This week at the UK regulators - 29 September 2014
  • Clifford Chance LLP
  • United Kingdom
  • September 29 2014

This week the FCA imposed a fine on Barclays Bank Plc of £37.7 million for failing properly to protect clients' custody assets, and the SEC awarded

The PSC Register Regime: Consequences for banking transactions
  • Clifford Chance LLP
  • United Kingdom
  • May 16 2016

Since the 6th April 2016, all UK incorporated companies (that are not exempt) and LLPs are required to keep a register of individuals andor certain

Contentious Commentary - March 2016
  • Clifford Chance LLP
  • United Kingdom
  • March 14 2016

Section 3 of the Unfair Contract Terms Act 1977 applies if one party deals on the other's standard written terms. Where it applies, section 3 allows

Contentious Commentary - April 2016
  • Clifford Chance LLP
  • Portugal, United Kingdom
  • April 11 2016

The ISDA Master Agreement applies to derivatives transactions in, generally, one of two ways. First, by the parties entering into a long-form

This week at the UK regulators - 3 November 2014
  • Clifford Chance LLP
  • United Kingdom
  • November 3 2014

The FCA concluded two enforcement cases involving consumer protection issues last week, fining one firm £4.1 million for failing to deal properly with