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Results: 11-20 of 147

This week at the UK regulators - 15 September 2014
  • Clifford Chance LLP
  • Hong Kong, United Kingdom
  • September 15 2014

In a week without concluded enforcement or policy developments, the FCA has taken action against individuals associated with a firm suspected to be


International regulatory update - 31 March 4 April 2014
  • Clifford Chance LLP
  • European Union, United Arab Emirates
  • April 7 2014

The Permanent Representatives Committee has approved, on behalf of the EU Council, an agreement reached with the EU Parliament on the proposed


EMIR: calculation of counterparty risk by UCITS for cleared OTC derivatives
  • Clifford Chance LLP
  • European Union
  • August 6 2014

The UCITS Directive allows UCITS to invest in both exchange traded derivatives (ETD) and over the counter (OTC) derivatives. Both ETD and OTC


The new EU transaction reporting regimes - comparing MiFIR, MiFID1, EMIR, REMIT and SFTR
  • Clifford Chance LLP
  • European Union
  • February 17 2015

The EU is rolling out multiple overlapping and complex transaction reporting regimes, serving different purposes and having different structures


HKMA and SFC consultation conclusions pave way for mandatory reporting of OTC derivatives in Hong Kong in 2015
  • Clifford Chance LLP
  • Hong Kong
  • December 4 2014

The Hong Kong Monetary Authority ("HKMA") and the Securities and Futures Commission ("SFC") released their consultation conclusions (the


Shanghai-Hong Kong Stock Connect: CSRC and SFC jointly tackle market manipulation
  • Clifford Chance LLP
  • China, Hong Kong
  • November 24 2016

The China Securities Regulatory Commission (CSRC) and the Securities and Futures Commission of Hong Kong (SFC) have joined forces to successfully


International Regulatory Update 21 - 25 November 2016
  • Clifford Chance LLP
  • Global
  • November 29 2016

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


EMIR: clearing exemption for pension scheme contracts
  • Clifford Chance LLP
  • European Union
  • February 3 2015

The EU Regulation on OTC derivatives, central counterparties and Trade Repositories (EMIR) provides a temporary exemption from the clearing


Rollback of swap "push-out" rule: expansion of permissible swap activities for banks
  • Clifford Chance LLP
  • USA
  • January 6 2015

After much-publicized legislative debates, the scope of the so-called swap "push-out" rule was significantly reduced in the appropriations bill


International regulatory update - 24 28 November 2014
  • Clifford Chance LLP
  • Global
  • December 1 2014

The EU Parliament has reached a provisional agreement with the EU Council on the proposed regulation on European Long-Term Investment Funds (ELTIFs