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Results: 11-20 of 166

International regulatory update 10-14 June 2013
  • Clifford Chance LLP
  • Global
  • June 18 2013

ESMA publishes guidelines on remuneration policies and practices for firms providing investment services; ESMA publishes guidelines and


The new norms for derivatives trading: identifying pitfalls and solutions
  • Clifford Chance LLP
  • USA
  • December 23 2013

The United States Commodity Futures Trading Commission (CFTC) has embraced its expanded regulatory authority over derivatives trading in the US and


International regulatory update 9-13 September 2013
  • Clifford Chance LLP
  • Australia, Belgium, China, European Union, Germany, Netherlands, Poland, Russia, South Korea, Switzerland, United Kingdom, USA
  • September 17 2013

Commission Delegated Regulation (EU) No 8762013 of 28 May 2013 supplementing the European Market Infrastructure Regulation (EMIR) with regard to


Comparison of ISDA protocols for portfolio reconciliation for OTC derivatives
  • Clifford Chance LLP
  • Global
  • September 12 2013

SDsMSPs must agree in writing on terms of reconciliation with counterparties (does not require reconciliation of swaps cleared by a DCO


SEC proposes U.S. regulatory regime for cross-border securities-based swap activities
  • Clifford Chance LLP
  • USA
  • May 16 2013

The U.S. Securities and Exchange Commission ("SEC") has published for public comment proposed rules regarding the application of U.S. laws and


International Regulatory Update 21 - 25 October 2013
  • Clifford Chance LLP
  • European Union, United Kingdom, USA, Germany, Guernsey, Hong Kong, Italy, Jersey, Singapore
  • October 30 2013

The European Council (Heads of State or Government) has published the conclusions from its meeting on 24 and 25 October 2013. Amongst other things


Clifford Chance client briefing: the impact of China's regulatory investigations following the recent stock market crash
  • Clifford Chance LLP
  • China
  • August 11 2015

China's stock market crashed at the end of June 2015. By early July, around a thousand of the shares listed on PRC stock exchanges were suspended for


International regulatory update 3 - 7 August 2015
  • Clifford Chance LLP
  • European Union
  • August 11 2015

The EU Commission has adopted a draft Commission Delegated Regulation supplementing the European Market Infrastructure Regulation (EMIR) and setting


EMIR and MiFiD2MiFIR: update on recognition procedures for non-EU markets and CCPs August 2015
  • Clifford Chance LLP
  • European Union
  • August 11 2015

The recently agreed Regulation on Securities Financing Transactions (SFTR) will amend the definition of “OTC derivatives” in Article 2(7) EMIR and


Rollback of swap "push-out" rule: expansion of permissible swap activities for banks
  • Clifford Chance LLP
  • USA
  • January 6 2015

After much-publicized legislative debates, the scope of the so-called swap "push-out" rule was significantly reduced in the appropriations bill