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Results: 11-20 of 197

Update: new information and disclosure requirements for banks in relation to spread ladder swaps - May 2011
  • Clifford Chance LLP
  • Germany
  • May 19 2011

Over the last years, German courts had to decide in a number of cases on disclosure and information requirements for a bank entering into structured swap transactions with German municipalities as well as corporate and private customers


International regulatory update 11-18 February 2011
  • Clifford Chance LLP
  • Bahrain, European Union, Global, Switzerland, United Kingdom
  • February 21 2011

The European Commission has published a progress report on its initiatives to reform financial services regulation


International regulatory update
  • Clifford Chance LLP
  • Belgium, European Union, Germany, Global, Hong Kong, Japan, Netherlands, Singapore, South Korea, United Kingdom, USA
  • July 4 2011

The FSA has published a document setting out its initial thinking on how the Financial Conduct Authority (FCA), which is expected to be established by end-2012, will approach the delivery of its objectives


EMIR: illustrative implementation timeline update
  • Clifford Chance LLP
  • European Union
  • February 11 2013

The EU Regulation on OTC derivatives, central counterparties and Trade Repositories (EMIR) was adopted in July 2012. On 19 December 2012, the


FSA update
  • Clifford Chance LLP
  • United Kingdom, USA
  • October 31 2011

The FSA has imposed a financial penalty of £5.95 million on Credit Suisse (UK) Limited in respect of breaches of Principle 3 (management and control) arising from historic sales of Structured Capital at Risk products


International regulatory update 24-28 October 2011
  • Clifford Chance LLP
  • European Union, Global, Greece, Japan, Singapore, Switzerland, USA
  • October 31 2011

The European Council (Heads of State or Government) has agreed on a set of measures intended to raise confidence in the banking sector by facilitating access to term funding through a coordinated approach at EU level


International regulatory update 8-12 August 2011
  • Clifford Chance LLP
  • European Union, France, Netherlands, South Korea, Spain, United Kingdom
  • August 15 2011

ESMA has issued a statement with a view to promoting harmonised regulatory action on short selling in the EU


Singapore decision offers guidance for exempted entities on the operation of certain exemptions in the Securities and Futures (Licensing and Conduct of Business) Regulations
  • Clifford Chance LLP
  • Singapore
  • July 12 2011

The Singapore High Court has held that it has the inherent jurisdiction to reconsider issues of illegality pertaining to a contract even though the arbitral tribunal may have already determined that the contract in question was not illegal


International regulatory update 4-8 July 2011
  • Clifford Chance LLP
  • European Union, Global
  • July 11 2011

The European Parliament has delayed its first reading votes to allow more time to reach agreement with the Council on the Commission's proposals for: (1) a regulation on OTC derivatives, central clearing parties (CCPs) and trade repositories; and (2) a regulation on short selling and certain aspects of credit default swaps (CDS


International regulatory update 12-16 September 2011
  • Clifford Chance LLP
  • European Union, France, Singapore, United Kingdom, USA
  • September 19 2011

The Autorité des marchés financiersFinancial Markets Authority (AMF) has published an updated set of frequently asked questions in relation to the ban on creating a net short position or increasing any existing net short position, including intraday, in the equity shares or securities giving access to the capital of certain credit institutions and insurance companies