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Results: 1-10 of 444

CSA Consultation Paper: Proposals to Enhance the Obligations of Advisers, Dealers and Representatives toward their Clients
  • Osler Hoskin & Harcourt LLP
  • Canada
  • May 25 2016

On April 28, 2016, the Canadian Securities Administrators (CSA) published a consultation paper seeking public comment on proposals to strengthen the


Significant Developments in Whistleblower Payouts and Protections Continue to Attract Attention
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • May 24 2016

Whistleblower protections and significant bounties paid to whistleblowers in the U.S. continue to make headlines, just as issuers in Canada brace for


Court Clarifies Underwriters’ Exposure to Securities Act Claims
  • Osler Hoskin & Harcourt LLP
  • Canada
  • May 19 2016

In his April 27, 2016 judgment in LBP Holdings v Allied Nevada Gold Corp., Justice Belobaba of the Ontario Superior Court of Justice refused to add


Feds Release Revised Draft of Legislation to Curtail Systemic Risk in Capital Markets
  • Osler Hoskin & Harcourt LLP
  • Canada
  • May 13 2016

In the latest step toward establishing the Cooperative Capital Markets Regulatory Authority, the Department of Finance Canada has released a revised


Whistleblower Incentive Programs Continue to Gain Traction as the U.S. CFTC Announces $10-million Payout
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • May 6 2016

With the Ontario Securities Commission's new incentive-based whistleblower program now on the horizon, recent awards under comparable whistleblower


Ontario Court Confirms Threshold for Leave for Secondary Market Securities Class Actions
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 29 2016

In its recent decision in Bradley v Eastern Platinum Ltd., 2016 ONSC 1903, the Ontario Superior Court of Justice denied leave to commence a secondary


British Columbia Case Demonstrates the Jurisdictional Reach of Provincial Securities Regulators
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 29 2016

A recent case from the British Columbia Court of Appeal is illustrative of the power of provincial securities regulators to penalize misconduct in


Ontario Securities Commission narrows private party standing for public interest applications in contested transactions: The Corus Entertainment decision
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 28 2016

In its March 7, 2016 decision in In the Matter of the Catalyst Capital Group Inc. and In the Matter of Corus Entertainment Inc., the Ontario


IOSCO Report on Cyber Security in Securities Markets
  • Osler Hoskin & Harcourt LLP
  • Canada, Global
  • April 15 2016

In a climate where cyber risk is a rapidly "growing and significant threat to the integrity, efficiency and soundness of financial markets worldwide"


New Canadian reporting requirements for Canadian private placement sales
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 14 2016

The Canadian Securities Administrators (CSA) recently announced amendments to the exempt distribution trade report requirements that are expected to