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Results: 1-10 of 370

Another milestone achieved in reform of Canada’s securities regulatory regime
  • Osler Hoskin & Harcourt LLP
  • Canada
  • August 28 2015

Following the announcement of its first chair of the Board of Directors for the participating jurisdictions, there continues to be momentum toward


BNY Mellon fined $15 million by SEC in financial industry anti-corruption sweep
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • August 21 2015

Bank of New York Mellon (BNY Mellon) has agreed to pay a fine to the U.S. Securities and Exchange Commission (SEC) in the amount of US$14.8 million


Women in leadership roles at TSX-listed companies: diversity disclosure practices
  • Osler Hoskin & Harcourt LLP
  • Canada, Global
  • August 14 2015

Effective December 31, 2014, Canadian issuers in participating provinces, with the exception of TSX Venture Exchange issuers and investment funds


Cooperative capital markets regulator announces first chair of board of directors
  • Osler Hoskin & Harcourt LLP
  • Canada
  • July 27 2015

On July 24, 2015, the Council of Ministers for the participating jurisdictions held its inaugural meeting and announced a critical development toward


Encouraging trend in securities class action decisions protects issuers from unmeritorious claims
  • Osler Hoskin & Harcourt LLP
  • Canada
  • July 27 2015

A series of recent decisions has given issuers, directors, officers and other capital market participants reason for optimism that the leave


Excalibur: the Divisional Court affirms that class actions are not always preferable and that Ontario courts should not always “go global”
  • Osler Hoskin & Harcourt LLP
  • Canada
  • July 16 2015

In the recent Excalibur Special Opportunities LP v Schwartz Levitsky Feldman LLP decision, a majority of the Ontario Divisional Court upheld the


OSC imposes harsher penalty in review of IIROC sanction decision
  • Osler Hoskin & Harcourt LLP
  • Canada
  • July 16 2015

The Ontario Securities Commission (“OSC”) recently granted an application by Enforcement Staff of the Investment Industry Regulatory Organization of


ASC to automatically reciprocate other Canadian securities regulatory authorities’ sanction orders
  • Osler Hoskin & Harcourt LLP
  • Canada
  • July 10 2015

On July 2, 2015, the Alberta Securities Commission (“ASC”) announced an enhancement to its cross-Canada enforcement of securities laws. Effective


SEC proposes listing standards for clawback of erroneously awarded incentive-based compensation
  • Osler Hoskin & Harcourt LLP
  • Canada
  • July 10 2015

On July 1, 2015, the Securities and Exchange Commission proposed rules to require issuers of securities listed on U.S. stock exchanges to adopt


Farewell, Canadian wrappers! (and this time we might just mean it)
  • Osler Hoskin & Harcourt LLP
  • Canada
  • June 30 2015

There are three things that likely come to mind when you think about Canada: Extremely polite people, maple syrup and Canadian wrappers. Actually