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Results: 1-10 of 527

SEC signals that Initial Coin Offerings are subject to U.S. securities laws
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • July 26 2017

An investigation report PDF published on July 25, 2017 by the U.S. Securities and Exchange Commission (SEC) strongly signals that the SEC views


Division continues amongst Canadian securities regulators regarding best interest standard
  • Osler Hoskin & Harcourt LLP
  • Canada
  • July 14 2017

Amid division across the Canadian securities regulators, the Ontario Securities Commission appears determined to move forward with a best interest


Legislative Update Report No. 2017-13
  • Osler Hoskin & Harcourt LLP
  • Canada, United Kingdom, USA
  • July 12 2017

Regulations Amending the General Preferential Tariff and Least Developed Country Tariff Rules of Origin Regulations


U.S. Supreme Court to provide needed clarity on whistleblower protections
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • July 4 2017

On June 26, 2017, the United States Supreme Court greenlit an appeal that will address the definition of a "whistleblower" under the U.S. Dodd-Frank


The Eco Oro decision - OSC invokes broad jurisdiction in effectively neutralizing a private placement
  • Osler Hoskin & Harcourt LLP
  • Canada
  • June 22 2017

OSC has invoked broad jurisdiction through its remedies in overturning the TSX’s approval of a private placement in the context of a


Let’s make a dealer - 2016 a record year for MFDA enforcement activity
  • Osler Hoskin & Harcourt LLP
  • Canada
  • June 15 2017

In a May 26, 2017 press release, the Mutual Fund Dealers Association of Canada ("MFDA") announced its 2016 Annual Enforcement Report, reporting that


SEC awards whistleblower reduced amount citing whistleblower culpability
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • June 7 2017

In a recent order, the United States Securities and Exchange Commission made an order awarding a whistleblower 20 of any money collected by the SEC


Ontario Court of Appeal declines to grant retroactive relief in securities class action
  • Osler Hoskin & Harcourt LLP
  • Canada
  • May 25 2017

In its recent decision in Pennyfeather v. Timminco Limited, the Court of Appeal for Ontario declined to retroactively relieve the plaintiff from the


Nearly three years later, Tesco continues to deal with the fallout from its accounting scandal
  • Osler Hoskin & Harcourt LLP
  • Canada, United Kingdom
  • May 19 2017

In September 2014, prominent British retailer Tesco PLC found itself in crisis following its announcement that it had overstated its profit


Procedural fairness: Ontario Court of Appeal shows deference to the OSC
  • Osler Hoskin & Harcourt LLP
  • Canada
  • May 15 2017

In an enforcement proceeding before the Ontario Securities Commission, must the same commissioners who preside over the merits hearing be the ones to