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Results: 1-10 of 512

New IOSCO Standard Likely to Yield Increased International Enforcement Cooperation and Integration
  • Osler Hoskin & Harcourt LLP
  • Canada, Global
  • April 20 2017

It is trite to say that capital markets know no borders. Increasingly, this reality is prompting capital markets regulators and enforcers around the


OSC Fines Mutual Fund Manager $1.5 Million in Relation to Prohibited Payments and Gifts Violations
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 7 2017

The Ontario Securities Commission has ordered Sentry Investments Inc. (“Sentry”) to pay a $1.5 million administrative penalty for payments


So you plan to raise a private equity fund in 2017?
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • March 28 2017

Despite a number of disruptive events in 2016, or perhaps because of them, private equity funds remain the favoured access point for institutional


Financing an unsolicited bid: new bid regime changes financed bid landscape
  • Osler Hoskin & Harcourt LLP
  • Canada
  • March 24 2017

As noted in our earlier Osler Updates, 2016 saw significant changes to the Canadian take-over bid regime that substantially impacted unsolicited


You’ll just have to settle for less SEC shortens settlement window to T2
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • March 24 2017

On March 22, 2017, the U.S. Securities and Exchange Commission (SEC) amended its rules under the Securities Exchange Act of 1934, as amended (U.S


No longer meeting the hurdle
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • March 23 2017

Advent International became a news-maker in 2016. Not because of its successful US$13-billion fundraising, but because the venerable firm's latest


Federal Budget Briefing 2017
  • Osler Hoskin & Harcourt LLP
  • Canada, OECD
  • March 22 2017

"Budget 2017 is about jobs. It's about creating good middle class jobs today, while preparing Canadians for the jobs of tomorrow. The next step in


CSA Releases Annual Enforcement Report
  • Osler Hoskin & Harcourt LLP
  • Canada
  • March 17 2017

On February 27, 2017, the Canadian Securities Administrators ("CSA"), the umbrella organization of the Canadian provincial capital markets regulators


OSC Panel To Consider Livent Co-Founder Drabinsky’s Sanction
  • Osler Hoskin & Harcourt LLP
  • Canada
  • March 2 2017

Having already served his time following a fraud conviction over 5 years ago, a panel of the Ontario Securities Commission will ultimately have to


Alberta Securities Commission considering whistleblower program with no financial rewards
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • February 24 2017

The Alberta Securities Commission recently announced its three-year Strategic Plan, which is targeted at "reacting to Alberta's changing economic