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Results: 1-10 of 519

Ontario Court of Appeal declines to grant retroactive relief in securities class action
  • Osler Hoskin & Harcourt LLP
  • Canada
  • May 25 2017

In its recent decision in Pennyfeather v. Timminco Limited, the Court of Appeal for Ontario declined to retroactively relieve the plaintiff from the


Nearly three years later, Tesco continues to deal with the fallout from its accounting scandal
  • Osler Hoskin & Harcourt LLP
  • Canada, United Kingdom
  • May 19 2017

In September 2014, prominent British retailer Tesco PLC found itself in crisis following its announcement that it had overstated its profit


Procedural fairness: Ontario Court of Appeal shows deference to the OSC
  • Osler Hoskin & Harcourt LLP
  • Canada
  • May 15 2017

In an enforcement proceeding before the Ontario Securities Commission, must the same commissioners who preside over the merits hearing be the ones to


Québec Court of Appeal finds proposed co-operative capital markets model unconstitutional
  • Osler Hoskin & Harcourt LLP
  • Canada
  • May 12 2017

In response to a reference from the Government of Québec, the Québec Court of Appeal has concluded that while the governance framework for the


IIROC’s 2016 enforcement report: Increased activity against individuals
  • Osler Hoskin & Harcourt LLP
  • Canada
  • May 5 2017

The Investment Industry Regulatory Organization of Canada ("IIROC") recently published its 2016 Enforcement Report (the "Report"). Like the 2016


OSC publishes draft Rules and Practice Guideline for comments
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 25 2017

On April 20, 2017, the Ontario Securities Commission (the "OSC") published draft Rules of Procedure and Forms and a proposed Practice Guideline


The Eco Oro decision - OSC draws the line on private placements during proxy contests
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 25 2017

The Ontario Securities Commission (OSC) has overturned a decision by the Toronto Stock Exchange (TSX) conditionally approving a private placement of


New IOSCO Standard Likely to Yield Increased International Enforcement Cooperation and Integration
  • Osler Hoskin & Harcourt LLP
  • Canada, Global
  • April 20 2017

It is trite to say that capital markets know no borders. Increasingly, this reality is prompting capital markets regulators and enforcers around the


OSC Fines Mutual Fund Manager $1.5 Million in Relation to Prohibited Payments and Gifts Violations
  • Osler Hoskin & Harcourt LLP
  • Canada
  • April 7 2017

The Ontario Securities Commission has ordered Sentry Investments Inc. (“Sentry”) to pay a $1.5 million administrative penalty for payments


So you plan to raise a private equity fund in 2017?
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • March 28 2017

Despite a number of disruptive events in 2016, or perhaps because of them, private equity funds remain the favoured access point for institutional