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U.S. District Judge in Florida dismisses SEC action against corporate defendants and holds that five-year statute of limitations removed the court’s subject-matter jurisdiction
  • Sutherland Asbill & Brennan LLP
  • USA
  • May 22 2014

On May 12, Judge James Lawrence King of the U.S. District Court for the Southern District of Florida dismissed with prejudice the U.S. Securities and


Better luck next time? Trial judge rejects RICO claim against Innovatio IP ventures, wireless hot spot NPE
  • Sutherland Asbill & Brennan LLP
  • USA
  • February 7 2013

For those interested in the unique legal issues presented by the licensing and litigation efforts of non-practicing entities, the Chicago-based


Chronicles of the New York False Claims Act: Lantheus and BMS settle for $6.2 million
  • Sutherland Asbill & Brennan LLP
  • USA
  • March 24 2014

The New York Attorney General's office posted a press release on March 14, 2014 announcing that Lantheus Medical Imaging (Lantheus) and Bristol-Myers


Federal courts bars extraterritorial application of Dodd-Frank’s anti-retaliation provision to whistleblowers employed abroad
  • Sutherland Asbill & Brennan LLP
  • USA
  • October 23 2012

In Asadi v. G.E. Energy (USA), LLC, a federal district court in Texas held that Dodd-Frank’s anti-retaliation protections for SEC whistleblowers do not apply to employees stationed abroad


Fraud charges brought against Maryland adviser (IA)
  • Sutherland Asbill & Brennan LLP
  • USA
  • January 15 2008

The SEC brought an administrative action against Marc A. Freedman, of Gaithersburg, Maryland


Southern district of New York rejects extraterritorial application of Dodd-Frank’s whistleblower anti-retaliation provision
  • Sutherland Asbill & Brennan LLP
  • USA
  • October 24 2013

Over the past three years, federal courts have confronted a number of unsettled questions raised by the whistleblower provisions of the Dodd-Frank


SEC gives insider outside bounty for whistleblowing
  • Sutherland Asbill & Brennan LLP
  • USA
  • March 27 2015

On March 2, 2015, the U.S. Securities and Exchange Commission awarded a whistleblower at least $475,000 for providing original, high-quality


SEC whistleblower is second compliance officer to receive award
  • Sutherland Asbill & Brennan LLP
  • USA
  • May 4 2015

On April 22, 2015, the U.S. Securities and Exchange Commission (SEC) issued its second whistleblower award to an employee with internal audit or


Securities class action defendants can rebut the basic fraud-on-the-market presumption of reliance at the class certification stage
  • Sutherland Asbill & Brennan LLP
  • USA
  • June 23 2014

The U.S. Supreme Court held today that defendants in securities fraud class actions can defeat the Basic fraud-on-the-market presumption of reliance


When Outside Compliance Monitors May Be a Blessing: Companies Subjected to Corporate Integrity Agreements May Be Undone by Rogue Employees
  • Sutherland Asbill & Brennan LLP
  • USA
  • October 11 2016

Companies face ever-increasing pressures to implement mechanisms designed to prevent or effectively address employee malfeasance. (We've previously