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NY DFS Announces Proposal for Cybersecurity Rules for Financial Services Companies
  • Sutherland Asbill & Brennan LLP
  • USA
  • September 22 2016

On September 13, 2016, New York Governor Andrew Cuomo announced a proposal by the New York Department of Financial Services (the DFS) of a rule that


SEC Adopts Changes to Form ADV and Books and Records Rules
  • Sutherland Asbill & Brennan LLP
  • USA
  • September 19 2016

On August 25, the Securities and Exchange Commission (the SEC) adopted amendments to Form ADV Part 1 that will require SEC-registered investment


Lumber War May Be Imminent
  • Sutherland Asbill & Brennan LLP
  • USA
  • September 16 2016

Negotiations to keep the peace in the complex and long-running international trade dispute between the United States and Canada over U.S. imports of


Legal Alert: NAIC Report: 2016 Summer National Meeting
  • Sutherland Asbill & Brennan LLP
  • USA
  • September 7 2016

The National Association of Insurance Commissioners (NAIC) held its 2016 Summer National Meeting from August 26 through August 29 in San Diego


New Sedona Conference Commentary Recommends Restricting the Reach of Document Requests Directed to U.S. Affiliates of Overseas Companies
  • Sutherland Asbill & Brennan LLP
  • USA
  • August 30 2016

Earlier this month, the Sedona Conference issued the final version of its "Commentary on Rule 34 and Rule 45 'Possession, Custody, or Control.'" The


Don’t Hail the CAB - Why FINRA’s Capital Acquisition Broker Rule Set Will Not Get Private Funds to their Destination
  • Sutherland Asbill & Brennan LLP
  • USA
  • August 29 2016

For many years, the private fund industry and the securities bar have called for a limited rule set to govern broker-dealers solely engaged in


Because ... It's All in the Cloud: Sales of Cloud-Computing Services Do Not Create Nexus in Virginia
  • Sutherland Asbill & Brennan LLP
  • USA
  • August 26 2016

The Virginia Department of Taxation (Department) ruled that a company’s sales of cloud computing services did not create nexus with Virginia for


Legal Alert: Treasury Announces 2016-2017 Regulatory Agenda for Employee Benefits
  • Sutherland Asbill & Brennan LLP
  • USA
  • August 25 2016

The principal regulators of U.S. employee benefits have recently published updates to their guidance plans for the coming months. On August 15, 2016


NAIC Task Force Releases Revised Draft Insurance Data Security Model Law
  • Sutherland Asbill & Brennan LLP
  • USA
  • August 25 2016

On August 17, the National Association of Insurance Commissioners (the NAIC) Cybersecurity (EX) Task Force (the Task Force) released for comment a


ISDA Publishes Variation Margin Protocol
  • Sutherland Asbill & Brennan LLP
  • USA
  • August 23 2016

On August 16, 2016, the International Swaps and Derivatives Association, Inc. (ISDA) published the ISDA 2016 Variation Margin Protocol (VM Protocol