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Financial Services Update, Vol. 11, no. 15
  • Winston & Strawn LLP
  • Global, USA
  • April 18 2016

Effective as of April 15, 2016, the Hizballah Financial Sanctions Regulations, 31 C.F.R. part 566 (the "Sanctions") were implemented by the United


Financial Services Update, Vol. 11, no. 14
  • Winston & Strawn LLP
  • OECD, USA
  • April 11 2016

On April 7th, the Securities and Exchange Commission ("SEC") approvedthe Financial Industry Regulatory Authority's ("FINRA") proposed amendment to


FCA fines W H Ireland Limited and imposes restriction on taking on new clients
  • Winston & Strawn LLP
  • United Kingdom
  • March 11 2016

On 22 February 2016, the FCA issued a final notice against WH Ireland Limited (WHI), a stock broker and wealth manager, imposing a £1.2 million fine


Sweett Group PLC sentenced following Bribery Act conviction
  • Winston & Strawn LLP
  • United Kingdom
  • March 11 2016

On 19 February 2016, Sweett Group PLC (Sweett), a construction and professional services company, was sentenced to pay a fine of £2.25 million


Tom Hayes denied permission to appeal LIBOR conviction
  • Winston & Strawn LLP
  • United Kingdom
  • March 11 2016

On 8 March 2016, the Court of Appeal denied an application made by Tom Hayes (the former derivatives trader convicted for offences related to the


Crime, Corruption & Other Misdeeds - February 2016
  • Winston & Strawn LLP
  • USA
  • March 3 2016

IAM took control of local operations at the Wichita, Kan. District 70 office because of massive overspending. The union expects the takeover will be


FCA fines former head of the London Whale team
  • Winston & Strawn LLP
  • United Kingdom
  • February 17 2016

On 9 February 2016, the FCA issued a final notice fining Achilles Macris £792,900 for failing to be open and co-operative with the FCA’s predecessor


U.S.: DoJ to require certification of cooperation as pre-condition for settlements
  • Winston & Strawn LLP
  • USA
  • February 17 2016

On 4 February 2016, it was reported that companies that wish to reach a settlement agreement with the DoJ’s fraud section will be required to certify


SFO Director’s term extended by two years
  • Winston & Strawn LLP
  • United Kingdom
  • February 17 2016

On 9 February 2016, the Attorney General’s Office announced that David Green’s term as Director of the SFO will end on 20 April 2018. He was


Financial services update, vol. 11, issue 6
  • Winston & Strawn LLP
  • USA
  • February 16 2016

On February 10, 2016, U.S. District Judge Rosemary Collyer of the District of Columbia denied the Justice Department’s motion to dismiss a lawsuit