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Financial Services Update, Vol. 12, Issue 25
  • Winston & Strawn LLP
  • USA
  • June 26 2017

Last Thursday, federal bank regulators testifying at a hearing conducted by the U. S. Senate Banking Committee expressed recognition of the need to


Financial Services Update, Vol. 12, Issue 23
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 12 2017

On June 5th, the SEC charged a Utah-based brokerage firm with thousands of violations of Section 17(a) of the Securities Exchange Act of 1934 and


Recent Court Decision Illustrates the Value of a 10b5-1 Plan
  • Winston & Strawn LLP
  • USA
  • June 7 2017

Lyle Roberts makes an interesting point in his 10b-5 Daily Blog in a post titled The Outset of the Fraud, which summarizes a recent federal court


Crime, Corruption & Other Misdeeds - May 2017
  • Winston & Strawn LLP
  • USA
  • June 6 2017

The U.S. Department of Justice indicted John Matassa, Secretary-Treasurer of the Independent Union of Amalgamated Workers, Local 711, on charges


Financial Services Update, Vol. 12, Issue 22
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • June 5 2017

On June 1, in the wake of the Department of Labor’s (“DOL”) announcement that it would not seek to delay further the June 9 effective date of the


Legislation, IRS Guidance to Protect Whistleblowers; NY Recovers Big in Whistleblower-Initiated Case
  • Winston & Strawn LLP
  • USA
  • May 24 2017

In recent weeks, there has been a lot of activity involving federal and state whistleblower programs, as indicated in the summaries below


U.K. Tackles Tax Evasion with New Crime Act
  • Winston & Strawn LLP
  • United Kingdom
  • May 24 2017

On April 27 2017, the Criminal Finances Act (the “Act”) received Royal Assent. The Act is intended to expand and strengthen the United Kingdom’s


Antitrust and Competition - The EU Weekly Briefing (31 May 2017)
  • Winston & Strawn LLP
  • European Union, Latvia, Slovakia, United Kingdom
  • May 23 2017

Commission approves Slovakia’s support for the construction of national football stadium. On 24 May 2017, the Commission approved Slovakia’s grant of


Crime, Corruption & Other Misdeeds - April 2017
  • Winston & Strawn LLP
  • USA
  • May 8 2017

Raymond Ventrone, a former business manager of International Brotherhood of Boilermakers (IBB) Local 154 in Pittsburgh, was indicted for embezzling


Financial Services Update, Vol. 12, Issue 15
  • Winston & Strawn LLP
  • USA
  • April 10 2017

Winston & Strawn’s weekly Financial Services Update publication covers news pertinent to the financial services industry and provides summary