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Financial Services Update, vol. 11, no. 31
  • Winston & Strawn LLP
  • USA
  • August 22 2016

While political gridlock in Washington has caused the well-known stalemate over filling the presently vacant U.S. Supreme Court seat, it has also


SEC Whistleblower Actions Suggest Immediate Changes to Severance and Release Agreements
  • Winston & Strawn LLP
  • USA
  • August 17 2016

Yesterday August 16, the SEC announced the settlement of yet another action against a company over what is, apparently, the most critical issue


Financial Services Update, vol. 11, no. 30
  • Winston & Strawn LLP
  • USA
  • August 15 2016

Wall Street banks have asked the Federal Reserve Board (“Fed”) to grant them an additional five-year grace period to comply with section 619 of the


Financial Services Update, vol. 11, no. 27
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • July 25 2016

The most dramatic bank regulatory news last week was that the Republican National Committee 2016 platform was amended to include a plank calling for


Financial Services Update, vol. 11, no. 25
  • Winston & Strawn LLP
  • USA
  • July 11 2016

The Securities and Exchange Commission (“SEC”) was busy on June 28, 2016, proposing rules and making announcements that, if ratified, will


Supreme Court Clarifies the Extraterritorial Application of RICO and the Availability of Private Civil Claims for Foreign Injuries
  • Winston & Strawn LLP
  • USA
  • June 24 2016

Earlier this week, the Supreme Court issued an important decision clarifying the scope of the Racketeer Influenced and Corrupt Organizations Act


Financial Services Update, vol. 11, no. 22
  • Winston & Strawn LLP
  • Global, USA
  • June 13 2016

A recent SEC Enforcement action, which imposed a $1 million penalty upon the Respondent, a registered broker-dealer and investment adviser, provides


Time to Review Employment & Other Agreements in Light of the Defend Trade Secrets Act
  • Winston & Strawn LLP
  • USA
  • June 6 2016

One part of executive compensation is the application and enforcement of restrictive covenants in employment agreements, severance agreements


Financial Services Update, vol. 11, no. 21
  • Winston & Strawn LLP
  • USA
  • June 6 2016

Last week, the SEC sent a message to the private equity industry regarding unregistered broker-dealer activity. The SEC charged an SEC-registered


UK Corporate Transparency Rules and the impact of the PSC Register on lenders
  • Winston & Strawn LLP
  • United Kingdom
  • May 24 2016

This briefing follows on from our earlier note on the new UK Corporate Transparency Rules - “Disclosure of Persons with Significant Control over UK