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Financial Services Update, vol. 11, no. 27
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • July 25 2016

The most dramatic bank regulatory news last week was that the Republican National Committee 2016 platform was amended to include a plank calling for


Financial Services Update, vol. 11, no. 25
  • Winston & Strawn LLP
  • USA
  • July 11 2016

The Securities and Exchange Commission (“SEC”) was busy on June 28, 2016, proposing rules and making announcements that, if ratified, will


Supreme Court Clarifies the Extraterritorial Application of RICO and the Availability of Private Civil Claims for Foreign Injuries
  • Winston & Strawn LLP
  • USA
  • June 24 2016

Earlier this week, the Supreme Court issued an important decision clarifying the scope of the Racketeer Influenced and Corrupt Organizations Act


Financial Services Update, vol. 11, no. 22
  • Winston & Strawn LLP
  • Global, USA
  • June 13 2016

A recent SEC Enforcement action, which imposed a $1 million penalty upon the Respondent, a registered broker-dealer and investment adviser, provides


Time to Review Employment & Other Agreements in Light of the Defend Trade Secrets Act
  • Winston & Strawn LLP
  • USA
  • June 6 2016

One part of executive compensation is the application and enforcement of restrictive covenants in employment agreements, severance agreements


Financial Services Update, vol. 11, no. 21
  • Winston & Strawn LLP
  • USA
  • June 6 2016

Last week, the SEC sent a message to the private equity industry regarding unregistered broker-dealer activity. The SEC charged an SEC-registered


UK Corporate Transparency Rules and the impact of the PSC Register on lenders
  • Winston & Strawn LLP
  • United Kingdom
  • May 24 2016

This briefing follows on from our earlier note on the new UK Corporate Transparency Rules - “Disclosure of Persons with Significant Control over UK


Antitrust and Competition - The EU Weekly Briefing ( 23 May 2016)
  • Winston & Strawn LLP
  • European Union, United Kingdom
  • May 23 2016

Toshiba appeals ruling on imposition of gas insulated switchgear cartel fines. On 17 May 2016, details were published in the Official Journal of an


Financial Services Update, vol. 11, no. 20
  • Winston & Strawn LLP
  • USA
  • May 23 2016

Last Friday, in a speech to the National Association of Insurance Commissioners, Daniel Tarullo, one of the Governors of the Federal Reserve Board of


Financial Services Update, vol.11, no.19
  • Winston & Strawn LLP
  • USA
  • May 16 2016

Pursuant to the Dodd-Frank Act, the Consumer Financial Protection Bureau (“CFPB”) is required to study companies’ use of arbitration agreements