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Results: 1-10 of 675

US authorities reach first ever dual non-prosecution agreement with corporation following FCPA self-reporting
  • Winston & Strawn LLP
  • USA
  • April 29 2013

The US Securities and Exchange Commission and the US Department of Justice reached the first ever dual non-prosecution agreement with Ralph Lauren


Late trading determination upheld
  • Winston & Strawn LLP
  • USA
  • August 12 2013

Pentagon Capital Management PLC and Lewis Chester were found liable for securities fraud for late trading in the mutual fund market, an activity the


Judicial developments
  • Winston & Strawn LLP
  • USA
  • March 4 2013

Two recent federal court cases provide additional insight into FCPA enforcement. In SEC v. Straub, the potential cross-border and long-lasting reach


DOJ FCPA enforcement official comments on targeting of individuals and cooperation by companies under investigation
  • Winston & Strawn LLP
  • USA
  • May 13 2013

In her first public comments on FCPA enforcement at the Corporate Crime Reporter Conference, Acting Assistant Attorney General Mythili Raman of the


Treasury designates two Lebanese exchange houses under the USA PATRIOT Act
  • Winston & Strawn LLP
  • USA
  • April 29 2013

On April 23rd, the Treasury Department named two Lebanese exchange houses, Kassem Rmeiti & Co. For Exchange ("Rmeiti Exchange") and Halawi Exchange


Unblocking notices
  • Winston & Strawn LLP
  • USA
  • April 29 2013

On April 25th, the Treasury Department's Office of Foreign Assets Control removed the name of 1 individual whose property and interests in property


FinCEN advisories
  • Winston & Strawn LLP
  • USA
  • April 29 2013

On April 24th, the Financial Crimes Enforcement Network issued advisories to inform banks and other financial institutions operating in the United


U.S. developments
  • Winston & Strawn LLP
  • USA
  • May 13 2013

Reuters noted the recent signing of an information agreement between the Vatican and the U.S. Financial Crimes Enforcement Network ("FinCEN"


Financial services update, vol. 8, number 19
  • Winston & Strawn LLP
  • USA
  • May 13 2013

In 2012, Congress enacted the Stop Trading on Congressional Knowledge Act (or the "STOCK Act"), in an effort to ban insider trading by members of


Crime, corruption & other misdeeds - October 2013
  • Winston & Strawn LLP
  • USA
  • November 7 2013

The former head official of SEIU's largest California local, Tyrone Freeman, was found guilty of embezzlement andor labor union assets theft