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DOJ FCPA enforcement official comments on targeting of individuals and cooperation by companies under investigation
  • Winston & Strawn LLP
  • USA
  • May 13 2013

In her first public comments on FCPA enforcement at the Corporate Crime Reporter Conference, Acting Assistant Attorney General Mythili Raman of the


The U.S. Treasury Department’s Financial Crimes Enforcement Network (“FinCEN”) fines Oppenheimer & Co. Inc. (“Oppenheimer”) US $20 million for “willfully violating” the Bank Secrecy Act
  • Winston & Strawn LLP
  • USA
  • February 6 2015

Oppenheimer admitted that it failed to implement an adequate anti-money laundering program and failed to conduct due diligence on a foreign


Financial services update March 3 2015 feature: antimoney laundering
  • Winston & Strawn LLP
  • USA
  • March 3 2015

Last Wednesday Andrew Ceresney, the Director of the Securities and Exchange Commission' ("SEC") Division of Enforcement, discussed the culture of


Crime, corruption & other misdeeds
  • Winston & Strawn LLP
  • USA
  • February 28 2015

A North Carolina district attorney has requested that the State Bureau of Investigation inquire into the alleged corruption of Dana Cope, a member of


The Goodyear Tire & Rubber Co. (“Goodyear”) has agreed to pay US$16.2 million in settlement to the United States Securities and Exchange Commission (“SEC”) for violations of the FCPA
  • Winston & Strawn LLP
  • USA
  • March 11 2015

On 24 February 2015, Goodyear entered a Cease-and-Desist Order (the "Order") which referred to the SEC's acceptance of Goodyear's settlement offer


Unblocking notices
  • Winston & Strawn LLP
  • USA
  • April 22 2013

On April 18th, the Treasury Department's Office of Foreign Assets Control removed the name of one individual whose property and interests in


US: Bristol-Myers Squibb to pay $14 million to resolve violations of the FCPA
  • Winston & Strawn LLP
  • USA
  • October 29 2015

On 5 October 2015, the United States Securities and Exchange Commission (SEC) announced that it had accepted an offer of settlement from the


Crime, Corruption & Other Misdeeds - February 2016
  • Winston & Strawn LLP
  • USA
  • March 3 2016

IAM took control of local operations at the Wichita, Kan. District 70 office because of massive overspending. The union expects the takeover will be


Financial services update Vol. 10, Issue 10
  • Winston & Strawn LLP
  • USA
  • March 16 2015

The U.S. Commodity Future Trading Commission ("CFTC") is holding a public roundtable on Cybersecurity and System Safeguards Testing on Wednesday


Financial services update February 9 2015 judicial developments
  • Winston & Strawn LLP
  • USA
  • February 9 2015

On February 4th, the First Circuit affirmed the dismissal of a shareholder derivative suit alleging that Smith & Wesson made misleading statements