We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 793

Crime, corruption & other misdeeds
  • Winston & Strawn LLP
  • USA
  • April 30 2013

Hector Lopez, former president of the Metal Polishers Local 8A-28A in New York City plead guilty to mail and wire fraud conspiracy and tax evasion in


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


KBR, Inc. (“KBR”) represents the SEC’s first enforcement action against a company for using restrictive language in confidentiality agreements that could stifle whistleblowing
  • Winston & Strawn LLP
  • USA
  • May 1 2015

On 1 April 2015, in a Cease-And-Desist Order, the SEC found KBR's confidentiality statements prohibited employees from discussing the substance of


Shell Oil Company and Shell International, E&P, Inc.’s (together “Shell”) internal investigation report ruled absolutely privileged by Texas Supreme Court.
  • Winston & Strawn LLP
  • USA
  • July 2 2015

On 15 May 2015, the Texas Supreme Court overturned a Texas Court of Appeal's decision that Shell's internal investigation report to the United States


Supreme Court Clarifies What Constitutes a “Personal Benefit” for Purposes of Insider Trading
  • Winston & Strawn LLP
  • USA
  • December 7 2016

Can an insider trading conviction be based on an insider’s “tip” to a close friend or family member, even if the insider himself received no tangible


Financial services update Vol. 10, Issue 11
  • Winston & Strawn LLP
  • European Union, USA
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management


Financial services update vol. 10, issue 20
  • Winston & Strawn LLP
  • USA
  • June 1 2015

On May 22, 2015, the Consumer Financial Protection Bureau (CFPB) issued its statutorily mandated semi annual rulemaking agenda. This agenda contains


Financial services update vol. 10, issue 14
  • Winston & Strawn LLP
  • USA
  • April 13 2015

In the field of financial services regulation, you may be forgiven for not having recognized the stimulating connections here. The Federal Reserve's


Plaintiffs’ lawyers continue to press new theories in executive compensation litigation with some success
  • Winston & Strawn LLP
  • USA
  • January 22 2015

Today, I want to mention an important case from June 2014, George Leon Family Trust v. Johnson & Johnson (D.N.J. 2014), that did not receive


Financial services update vol. 10, issue 16
  • Winston & Strawn LLP
  • USA
  • April 27 2015

On March 25, the Securities and Exchange Commission ("SEC") adopted final amendments to Regulation A and other rules and forms, as required by Title