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Results: 1-10 of 120

SEC issues guidance on use of social media in the context of regulation FD disclosures
  • Dow Lohnes PLLC
  • USA
  • April 5 2013

On July 3, 2012, the CEO of Netflix, Inc., Reed Hastings, used his personal Facebook account to announce that Netflix had reached a milestone


"Whistleblowers are our best weapon against fraud"
  • Dow Lohnes PLLC
  • USA
  • February 5 2013

In the late 1980s, total health care fraud recoveries from whistleblower lawsuits averaged $5 million to $10 million a year. Last year, the U.S


SEC approves new NYSE and NASDAQ listing standards relating to compensation committees
  • Dow Lohnes PLLC
  • USA
  • February 1 2013

On January 11, 2013, the Securities and Exchange Commission (the "SEC") approved new listing standards relating to compensation committees proposed


"The implications of patent rulings with limited remedies"
  • Dow Lohnes PLLC
  • USA
  • January 30 2013

David Long and Matthew Rizzolo co-authored "The Implications of Patent Rulings With Limited Remedies" which was published by All Things Digital


"MOOCcs and consequences"
  • Dow Lohnes PLLC
  • USA
  • February 4 2013

Michael Goldstein and Matthew Rizzolo co-authored "MOOCs and Consequences" which was published in College Planning and Management Magazine. It should


SEC approves final rule amendments allowing for general solicitation and general advertising in Rule 506 and Rule 144a offerings
  • Dow Lohnes PLLC
  • USA
  • July 11 2013

On Wednesday, June 10, 2013, the SEC approved amendments to Rule 506, Rule 144A and Form D to accommodate Section 201(a) of the JOBS Act, which


Supreme Court clarifies use of the discovery rule in SEC enforcement actions
  • Dow Lohnes PLLC
  • USA
  • March 11 2013

On February 27, 2013, in Gabelli et al. v. Securities and Exchange Commission, the Supreme Court resolved the issue of when the statute of


SEC proposes rules for enacting crowdfunding provisions of JOBS Act
  • Dow Lohnes PLLC
  • USA
  • October 31 2013

On October 23, 2013, the SEC proposed rules under the Jumpstart Our Business Startups Act (the "JOBS Act") to permit companies to offer and sell


SEC releases guidance on conflict minerals reporting
  • Dow Lohnes PLLC
  • Democratic Republic of Congo, USA
  • June 6 2013

On May 30, 2013, the SEC provided frequently asked questions and answers as guidance on the disclosure required by Rule 13p-1 of the Securities


SEC grants no-action relief from broker-dealer registration for two internet-based investment portals
  • Dow Lohnes PLLC
  • USA
  • May 10 2013

The SEC recently issued two No-Action letters providing relief from registering as a broker-dealer under Section 15(b) of the Securities Exchange Act