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Results: 1-10 of 131

D.C. Circuit Bounces Challenge to DOT Rule: Too Late in the Wrong Court
  • Holland & Knight LLP
  • USA
  • July 7 2016

A "direct-review statute" vests in the court of appeals the exclusive jurisdiction to review orders of certain agencies in certain circumstances


The Fiduciary Monitor - Quarterly Regulatory and Litigation Updates
  • Holland & Knight LLP
  • USA
  • June 20 2016

The Office of the Comptroller of the Currency (OCC) issued an update to its Policies and Procedures Manual for the assessment of civil monetary


SEC Concept Release Requests Market Comment to Update Regulation S-K
  • Holland & Knight LLP
  • USA
  • June 2 2016

The U.S. Securities and Exchange Commission (SEC) issued a 341-page Concept Release in April requesting market participants to comment on its


Final SEC administrative decision required before appeal to court
  • Holland & Knight LLP
  • USA
  • October 9 2015

In a September 29, 2015 decision, the U.S. Court of Appeals for the District of Columbia Circuit affirmed the dismissal of a lawsuit brought by


The fish tale and the U.S. Supreme Court: Part II: court decides Sarbanes-Oxley is intended for a different kettle of fish
  • Holland & Knight LLP
  • USA
  • March 20 2015

By a surprisingly narrow margin, the U.S. Supreme Court recently spared future fishermen from facing up to 20 years in prison for destroying their


Court decides Sarbanes-Oxley is intended for a different kettle of fish
  • Holland & Knight LLP
  • USA
  • March 20 2015

By a surprisingly narrow margin, the U.S. Supreme Court recently spared future fishermen from facing up to 20 years in prison for destroying their


U.S. Supreme Court to reconsider "fraud-on-the-market" presumption in securities fraud class actions
  • Holland & Knight LLP
  • USA
  • December 16 2013

On November 15, 2013, the U.S. Supreme Court announced that it would revisit the "fraud-on-the-market" presumption that it adopted 25 years ago


Jury to decide SEC's case against feeder fund in Ponzi scheme
  • Holland & Knight LLP
  • USA
  • October 29 2013

The SEC's case against a hedge fund owner who allegedly funneled hundreds of millions into a $3.5 billion Ponzi scheme will be left up to a


SEC requires first admission of wrongdoing under revised settlement policy
  • Holland & Knight LLP
  • USA
  • September 10 2013

On August 19, 2013, the SEC announced that it settled with a hedge fund and its manager (the defendants) and required them to admit wrongdoing. In


SEC further limits ability of companies to settle on a "no admit, no deny" basis
  • Holland & Knight LLP
  • USA
  • August 5 2013

The Securities and Exchange Commission (SEC) recently further limited the ability of companies to settle claims without admitting to the SEC's